Latest Institutional Purchases of Prospect Capital Corp (PSEC)
This list provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
150New |
$1K - $1.27K
|
150
$419
|
|
| Q1 2022 | |||||||
|
May 09, 2022
Q1 2022
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
10.3KNew |
$81.2K - $91.8K
|
10.3K
$28.8K
|
|
|
May 12, 2022
Q1 2022
|
Running Point Capital Advisors, LLC
|
BUY
|
- |
10KNew |
$78.6K - $88.9K
|
10K
$27.9K
|
|
| Q4 2021 | |||||||
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
CALL |
154K+ 344.17% |
$1.2M - $1.38M
|
198K
$553K
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11.8KNew |
$92.6K - $106K
|
11.8K
$33K
|
|
|
Feb 04, 2022
Q4 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
11.7KNew |
$91.6K - $105K
|
11.7K
$32.6K
|
|
|
Jan 05, 2022
Q4 2021
|
Corsicana & Co.
|
BUY
|
- |
10K+ 20.0% |
$78.3K - $90K
|
60K
$167K
|
|
|
Jan 21, 2022
Q4 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
1K+ 50.0% |
$7.83K - $9K
|
3K
$8.37K
|
|
|
Aug 08, 2022
Q4 2021
|
Miller Wealth Advisors, LLC
|
BUY
|
- |
700New |
$5.48K - $6.3K
|
700
$1.95K
|
|
|
Feb 14, 2022
Q4 2021
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
320New |
$2.51K - $2.88K
|
320
$893
|
|
|
Jan 19, 2022
Q4 2021
|
Peoples Financial Services Corp.
|
BUY
|
- |
2+ 0.99% |
$15.7 - $18
|
205
$572
|
|
|
Nov 22, 2024
Q4 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q3 2021 | |||||||
|
Dec 30, 2022
Q3 2021
|
Warther Private Wealth, LLC
Akron, OH |
BUY
|
- |
14.6KNew |
$112K - $123K
|
14.6K
$40.6K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$76.9K - $84.6K
|
10K
$27.9K
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
5.88KNew |
$45.2K - $49.7K
|
5.88K
$16.4K
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
2.61KNew |
$20.1K - $22.1K
|
2.61K
$7.28K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
400New |
$3.08K - $3.38K
|
400
$1.12K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2New |
$15.4 - $16.9
|
2
$5.58
|
|
| Q2 2021 | |||||||
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
101KNew |
$773K - $935K
|
101K
$283K
|
|
|
Jul 09, 2021
Q2 2021
|
Ferguson Shapiro LLC
|
BUY
|
- |
12.3KNew |
$93.9K - $114K
|
12.3K
$34.4K
|
|
|
Aug 11, 2021
Q2 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
2.7K+ 207.69% |
$20.6K - $24.9K
|
4K
$11.2K
|
|
|
Aug 05, 2021
Q2 2021
|
Us Bancorp \De\
|
BUY
|
PUT |
2.14KNew |
$16.3K - $19.7K
|
2.14K
$5.98K
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
20New |
$152 - $184
|
20
$55.8
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
65.4K+ 1356.65% |
$247K - $376K
|
70.3K
$196K
|
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
12.3KNew |
$46.3K - $70.4K
|
12.3K
$34.2K
|
|
|
Jul 10, 2020
Q2 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
462New |
$1.75K - $2.65K
|
462
$1.29K
|
|
| Q1 2020 | |||||||
|
Apr 03, 2020
Q1 2020
|
First National Bank Of Mount Dora, Trust Investment Services
|
BUY
|
- |
2.4K+ 18.6% |
$9.7K - $15.9K
|
15.3K
$42.7K
|
|
| Q1 2019 | |||||||
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
BUY
|
- |
1.11MNew |
$6.93M - $7.66M
|
1.11M
$3.09M
|
|
|
May 14, 2019
Q1 2019
|
Ubs Group Ag
|
BUY
|
CALL |
49.5KNew |
$310K - $343K
|
49.5K
$138K
|
|
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
BUY
|
- |
100New |
$627 - $693
|
100
$279
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
2.7KNew |
$15.6K - $19.6K
|
2.7K
$7.53K
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
21.2KNew |
$142K - $161K
|
21.2K
$59.2K
|
|
| Q4 2016 | |||||||
|
May 14, 2018
Q4 2016
|
Keybank National Association
|
BUY
|
- |
16.2KNew |
N/A
|
16.2K
$45.2K
|
|