Purchases and Sales Made in Q1 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 15, 2021
Q1 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
357KNew |
$1.97M - $2.85M
|
357K
$1.89M
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
246K+ 99.87% |
$1.35M - $1.96M
|
492K
$2.6M
|
|
May 12, 2021
Q1 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
154K+ 133.07% |
$847K - $1.23M
|
269K
$1.42M
|
|
Apr 27, 2021
Q1 2021
|
Concorde Asset Management, LLC
|
BUY
|
- |
153KNew |
$843K - $1.22M
|
153K
$807K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
145K+ 36.52% |
$801K - $1.16M
|
544K
$2.87M
|
|
May 13, 2021
Q1 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
125KNew |
$687K - $995K
|
125K
$658K
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
118K+ 32.53% |
$649K - $940K
|
480K
$2.53M
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
110K+ 54.97% |
$608K - $880K
|
311K
$1.64M
|
|
May 13, 2021
Q1 2021
|
Van Eck Associates Corp
|
BUY
|
- |
90.4K+ 3.73% |
$498K - $721K
|
2.52M
$13.3M
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
86.2K+ 46.85% |
$475K - $688K
|
270K
$1.43M
|
|
Jan 27, 2022
Q1 2021
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
75KNew |
$413K - $599K
|
75K
$396K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
59.9K+ 25482.98% |
$330K - $478K
|
60.1K
$317K
|
|
May 14, 2021
Q1 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
59.1KNew |
$326K - $472K
|
59.1K
$312K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
51.8K+ 6.79% |
$285K - $413K
|
815K
$4.3M
|
|
May 17, 2021
Q1 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
46.9KNew |
$258K - $374K
|
46.9K
$248K
|
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
43.9K+ 101.2% |
$242K - $350K
|
87.3K
$461K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
37K+ 3086.08% |
$204K - $296K
|
38.2K
$202K
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
35.3KNew |
$194K - $282K
|
35.3K
$186K
|
|
May 07, 2021
Q1 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
35.2K+ 11.81% |
$194K - $281K
|
334K
$1.76M
|
|
May 10, 2021
Q1 2021
|
Shorepoint Capital Partners LLC
Norwood, MA |
BUY
|
- |
27KNew |
$149K - $215K
|
27K
$143K
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
24.8K+ 70.97% |
$136K - $198K
|
59.7K
$315K
|
|
May 12, 2021
Q1 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
24.7KNew |
$136K - $197K
|
24.7K
$131K
|
|
May 11, 2021
Q1 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
22.7KNew |
$125K - $181K
|
22.7K
$120K
|
|
May 14, 2021
Q1 2021
|
Athanor Capital, LP
New York, NY |
BUY
|
- |
22.3KNew |
$123K - $178K
|
22.3K
$118K
|
|
May 17, 2021
Q1 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
22.2KNew |
$122K - $177K
|
22.2K
$117K
|
|
May 17, 2021
Q1 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
21.6K+ 193.56% |
$119K - $173K
|
32.8K
$173K
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.3K+ 77.16% |
$112K - $162K
|
46.5K
$246K
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
18.5K+ 12.04% |
$102K - $148K
|
172K
$909K
|
|
May 17, 2021
Q1 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
17.4K+ 48.88% |
$96K - $139K
|
53.1K
$280K
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
14K+ 62.89% |
$77.1K - $112K
|
36.2K
$191K
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
13.9K+ 15.58% |
$76.7K - $111K
|
103K
$545K
|
|
May 04, 2021
Q1 2021
|
Compton Capital Management Inc
|
BUY
|
- |
12.8KNew |
$70.3K - $102K
|
12.8K
$67.3K
|
|
May 17, 2021
Q1 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
11.2KNew |
$61.7K - $89.4K
|
11.2K
$59.1K
|
|
May 03, 2021
Q1 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
11.1KNew |
$61.3K - $88.8K
|
11.1K
$58.8K
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
BUY
|
- |
8.63K+ 33.21% |
$47.6K - $68.9K
|
34.6K
$183K
|
|
May 18, 2021
Q1 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
7.65K+ 64.29% |
$42.2K - $61K
|
19.6K
$103K
|
|
May 14, 2021
Q1 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.31K+ 2.01% |
$40.3K - $58.3K
|
371K
$1.96M
|
|
Apr 22, 2021
Q1 2021
|
Smh Capital Advisors Inc
|
BUY
|
- |
5.54K+ 3.49% |
$30.5K - $44.2K
|
164K
$867K
|
|
May 11, 2021
Q1 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
5.29K+ 235.2% |
$29.2K - $42.2K
|
7.54K
$39.8K
|
|
May 17, 2021
Q1 2021
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
5.22K+ 31.29% |
$28.8K - $41.7K
|
21.9K
$116K
|
|
May 13, 2021
Q1 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
5.2K+ 49.83% |
$28.6K - $41.5K
|
15.6K
$82.5K
|
|
May 13, 2021
Q1 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
4.99K+ 11.29% |
$27.5K - $39.8K
|
49.2K
$260K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.94K+ 0.84% |
$27.2K - $39.4K
|
596K
$3.15M
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
4.52K+ 3.45% |
$24.9K - $36.1K
|
136K
$716K
|
|
May 14, 2021
Q1 2021
|
Xml Financial, LLC
|
BUY
|
- |
3.92K+ 1.87% |
$21.6K - $31.3K
|
213K
$1.12M
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.85K+ 1.94% |
$21.2K - $30.7K
|
203K
$1.07M
|
|
Apr 28, 2021
Q1 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.54K+ 21.67% |
$19.5K - $28.2K
|
19.9K
$105K
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
BUY
|
- |
3.13K+ 60.27% |
$17.3K - $25K
|
8.33K
$44K
|
|
Apr 29, 2021
Q1 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
3.05KNew |
$16.8K - $24.3K
|
3.05K
$16.1K
|
|
Apr 28, 2021
Q1 2021
|
Davenport & CO LLC
|
BUY
|
- |
3K+ 3.18% |
$16.5K - $23.9K
|
97.4K
$514K
|