Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Spdr Ice Pfd Sec E (PSK)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr Ice Pfd Sec E (PSK) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR ICE PFD SEC E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
43+ 13.44% |
$1.85K - $1.9K
|
363
$12.1K
|
|
|
Oct 05, 2021
Q3 2021
|
Mc Adam, LLC
|
BUY
|
- |
39+ 0.63% |
$1.68K - $1.72K
|
6.2K
$206K
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
16+ 3.0% |
$690 - $707
|
549
$18.3K
|
|
|
Oct 13, 2021
Q3 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
10+ 1.24% |
$431 - $442
|
817
$27.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
8+ 0.77% |
$345 - $353
|
1.05K
$34.9K
|
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
BUY
|
- |
4+ 0.75% |
$172 - $177
|
537
$17.9K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
4+ 1.54% |
$172 - $177
|
263
$8.75K
|
|
|
Nov 09, 2021
Q3 2021
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
2+ 0.11% |
$86.2 - $88.4
|
1.79K
$59.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
2+ 0.42% |
$86.2 - $88.4
|
483
$16.1K
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
2+ 1.07% |
$86.2 - $88.4
|
189
$6.29K
|
|
|
May 15, 2024
Q3 2021
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
1+ 0.21% |
$43.1 - $44.2
|
485
$16.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Strategic Wealth Investment Group, LLC
|
SELL
|
- |
-16- 0.28% |
$690 - $707
|
5.62K
$187K
|
|
|
Oct 13, 2021
Q3 2021
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-33- 0.06% |
$1.42K - $1.46K
|
51.4K
$1.71M
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-34- 0.77% |
$1.47K - $1.5K
|
4.37K
$145K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-34- 0.51% |
$1.47K - $1.5K
|
6.57K
$219K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-61- 11.09% |
$2.63K - $2.69K
|
489
$16.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-92Closed |
$3.97K - $4.06K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Baltimore Washington Financial Advisors, Inc.
|
SELL
|
- |
-117- 0.43% |
$5.04K - $5.17K
|
26.8K
$891K
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-152- 2.51% |
$6.55K - $6.72K
|
5.89K
$196K
|
|
|
Oct 22, 2021
Q3 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-200- 8.62% |
$8.62K - $8.84K
|
2.12K
$70.6K
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-214Closed |
$9.22K - $9.45K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Iron Horse Wealth Management, LLC
|
SELL
|
- |
-247- 6.6% |
$10.6K - $10.9K
|
3.5K
$116K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-255- 0.92% |
$11K - $11.3K
|
27.4K
$910K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-358- 3.18% |
$15.4K - $15.8K
|
10.9K
$362K
|
|
|
Nov 09, 2021
Q3 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-400Closed |
$17.2K - $17.7K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Dfpg Investments, LLC
|
SELL
|
- |
-400- 3.35% |
$17.2K - $17.7K
|
11.5K
$384K
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-416- 95.63% |
$17.9K - $18.4K
|
19
$632
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-488Closed |
$21K - $21.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-519- 38.25% |
$22.4K - $22.9K
|
838
$27.9K
|
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-580- 8.97% |
$25K - $25.6K
|
5.89K
$196K
|
|
|
Nov 08, 2021
Q3 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-603- 1.13% |
$26K - $26.6K
|
52.9K
$1.76M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-650- 0.98% |
$28K - $28.7K
|
65.8K
$2.19M
|
|
|
Oct 27, 2021
Q3 2021
|
Baldwin Brothers LLC
|
SELL
|
- |
-700- 35.0% |
$30.2K - $30.9K
|
1.3K
$43.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-809Closed |
$34.9K - $35.7K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-850- 66.41% |
$36.6K - $37.6K
|
430
$14.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.13KClosed |
$48.6K - $49.8K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-1.13K- 10.68% |
$48.8K - $50K
|
9.47K
$315K
|
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-1.14KClosed |
$49.3K - $50.5K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.15K- 10.19% |
$49.7K - $50.9K
|
10.2K
$338K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.17K- 3.2% |
$50.3K - $51.6K
|
35.4K
$1.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.25K- 2.46% |
$53.9K - $55.3K
|
49.6K
$1.65M
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.37K- 1.59% |
$59.1K - $60.6K
|
84.9K
$2.82M
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-1.45K- 8.03% |
$62.5K - $64.1K
|
16.6K
$553K
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-1.48K- 2.11% |
$63.8K - $65.4K
|
68.8K
$2.29M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.82K- 16.19% |
$78.4K - $80.4K
|
9.42K
$313K
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-2.18K- 8.63% |
$93.9K - $96.3K
|
23.1K
$768K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.27KClosed |
$97.9K - $100K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-2.38K- 3.4% |
$103K - $105K
|
67.7K
$2.25M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.56K- 15.97% |
$110K - $113K
|
13.5K
$449K
|
|
|
Nov 12, 2021
Q3 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-3.24K- 15.26% |
$140K - $143K
|
18K
$599K
|