Latest Institutional Transactions on Pimco Corporate & Income Opportunity Fund (PTY)
This table provides information on the latest institutional transactions involving Pimco Corporate & Income Opportunity Fund (PTY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 21, 2020
Q2 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1.56KClosed |
$18.9K - $25.6K
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-2.5KClosed |
$30.2K - $40.9K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-500Closed |
$6.04K - $8.18K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-30KClosed |
$362K - $491K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 11, 2020
Q1 2020
|
Mirador Capital Partners LP
|
SELL
|
- |
-36.5KClosed |
$381K - $718K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-699Closed |
$7.3K - $13.8K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.25KClosed |
$13K - $24.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Granite Investment Partners, LLC
|
SELL
|
- |
-10.4KClosed |
$188K - $197K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-3.2KClosed |
$57.9K - $60.8K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
6.11KNew |
$111K - $116K
|
6.11K
$88.8K
|
|
| Q3 2019 | |||||||
|
Nov 21, 2019
Q3 2019
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-5.44KClosed |
$92.5K - $102K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-23.9KClosed |
$407K - $447K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Gould Asset Management LLC
Claremont, CA |
SELL
|
- |
-23.2KClosed |
$395K - $435K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-22.1KClosed |
$375K - $413K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-1.03KClosed |
$17.5K - $19.3K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-11.8KClosed |
$201K - $221K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-1.32KClosed |
$22.4K - $24.6K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Ota Financial Group L.P.
|
SELL
|
- |
-14.9KClosed |
$254K - $280K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-12.9KClosed |
$220K - $242K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jan 29, 2020
Q2 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-12.9KClosed |
$223K - $243K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-7.26KClosed |
$126K - $137K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
55.7KNew |
$965K - $1.05M
|
55.7K
$810K
|
|
|
Aug 09, 2019
Q2 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-500Closed |
$8.66K - $9.46K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-2.4KClosed |
$41.6K - $45.4K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-4.43KClosed |
$76.8K - $83.8K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-900Closed |
$15.6K - $17K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-770Closed |
$13.3K - $14.6K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-213KClosed |
$3.33M - $3.73M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-40.2KClosed |
$628K - $704K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-2.33KClosed |
$36.4K - $40.8K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-12.2KClosed |
$190K - $213K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Essex Savings Bank
|
SELL
|
- |
-401Closed |
$6.26K - $7.01K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-20.6KClosed |
$321K - $360K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
200New |
$2.78K - $3.6K
|
200
$2.91K
|
|
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-11.2KClosed |
$156K - $202K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1.79KClosed |
$24.8K - $32.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-19.6KClosed |
$273K - $352K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-950Closed |
$13.2K - $17.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-12KClosed |
$167K - $216K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-523Closed |
$7.28K - $9.4K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-10.5KClosed |
$146K - $189K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
13.8KNew |
$192K - $247K
|
13.8K
$200K
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-2KClosed |
$27.8K - $36K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-24.7KClosed |
$430K - $450K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-3Closed |
$52.2 - $54.7
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
18.2KNew |
$316K - $331K
|
18.2K
$264K
|
|
|
Nov 14, 2018
Q3 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-18.4KClosed |
$320K - $335K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-750Closed |
$13K - $13.7K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-44KClosed |
$766K - $802K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-9.78KClosed |
$170K - $178K
|
0
$0
|
|