Purchases and Sales Made in Q3 2021 in Pimco Corporate & Income Opportunity Fund (PTY)
This table provides information about the institutional ownership of Pimco Corporate & Income Opportunity Fund (PTY) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO CORPORATE & INCOME OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.22MNew |
$21.8M - $26.4M
|
1.22M
$18M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
754KNew |
$13.5M - $16.3M
|
754K
$11.2M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
246K+ 365.62% |
$4.41M - $5.32M
|
313K
$4.62M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
150K+ 51.59% |
$2.69M - $3.25M
|
441K
$6.52M
|
|
|
Oct 28, 2021
Q3 2021
|
Terra Nova Asset Management LLC
|
BUY
|
- |
95.2KNew |
$1.71M - $2.06M
|
95.2K
$1.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
78.3K+ 467.9% |
$1.4M - $1.7M
|
95K
$1.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
70.5K+ 6.1% |
$1.26M - $1.53M
|
1.23M
$18.1M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
53.4KNew |
$958K - $1.16M
|
53.4K
$790K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
51.1K+ 33.62% |
$916K - $1.11M
|
203K
$3M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
50KNew |
$897K - $1.08M
|
50K
$740K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
31.6K+ 30.02% |
$567K - $685K
|
137K
$2.03M
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
28K+ 94.09% |
$503K - $607K
|
57.8K
$855K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25.3K+ 3.84% |
$454K - $549K
|
685K
$10.1M
|
|
|
Nov 02, 2021
Q3 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
20.1KNew |
$360K - $435K
|
20.1K
$297K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
19.9KNew |
$358K - $432K
|
19.9K
$295K
|
|
|
Nov 16, 2021
Q3 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
BUY
|
- |
18K+ 32.73% |
$323K - $390K
|
73K
$1.08M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
17.4K+ 2018.08% |
$312K - $377K
|
18.3K
$270K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
16.9KNew |
$304K - $367K
|
16.9K
$251K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14.1K+ 4.42% |
$253K - $305K
|
333K
$4.92M
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
12.1K+ 16.39% |
$217K - $262K
|
86K
$1.27M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
12KNew |
$215K - $260K
|
12K
$178K
|
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
12K+ 46.49% |
$215K - $260K
|
37.8K
$559K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
11.4K+ 1.94% |
$205K - $248K
|
601K
$8.89M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
10.6KNew |
$191K - $230K
|
10.6K
$157K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10.5K+ 14.91% |
$188K - $227K
|
80.6K
$1.19M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
10KNew |
$180K - $218K
|
10K
$149K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.34K+ 10.77% |
$167K - $202K
|
96K
$1.42M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.55K+ 9.58% |
$118K - $142K
|
74.9K
$1.11M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.48K+ 11.45% |
$116K - $140K
|
63K
$932K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
4.44K+ 8.08% |
$79.6K - $96.1K
|
59.4K
$878K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4.43K+ 21.05% |
$79.5K - $96K
|
25.5K
$377K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
4.26K+ 81.93% |
$76.5K - $92.3K
|
9.47K
$140K
|
|
|
Nov 10, 2021
Q3 2021
|
Oakworth Capital, Inc.
|
BUY
|
- |
3.89KNew |
$69.7K - $84.1K
|
3.89K
$57.5K
|
|
|
Oct 20, 2021
Q3 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
2.99K+ 6.78% |
$53.7K - $64.8K
|
47.1K
$696K
|
|
|
Oct 14, 2021
Q3 2021
|
Beam Wealth Advisors, Inc.
|
BUY
|
- |
2.98K+ 19.89% |
$53.5K - $64.6K
|
18K
$266K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
2.8K+ 21.4% |
$50.2K - $60.6K
|
15.9K
$235K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.65K+ 1.3% |
$47.5K - $57.3K
|
206K
$3.05M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.58K+ 13.79% |
$46.2K - $55.8K
|
21.3K
$315K
|
|
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
2.5KNew |
$44.9K - $54.2K
|
2.5K
$37K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
2.29K+ 18.33% |
$41.1K - $49.6K
|
14.8K
$219K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.19K+ 7.23% |
$39.2K - $47.4K
|
32.4K
$479K
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
1.98K+ 2.92% |
$35.4K - $42.8K
|
69.8K
$1.03M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
1.95K+ 11.34% |
$35K - $42.2K
|
19.1K
$283K
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.91K+ 10.15% |
$34.3K - $41.5K
|
20.8K
$307K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.85K+ 3.7% |
$33.2K - $40.1K
|
52K
$769K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.7K+ 1.23% |
$30.4K - $36.7K
|
140K
$2.07M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.69KNew |
$30.4K - $36.7K
|
1.69K
$25.1K
|
|
|
Nov 10, 2021
Q3 2021
|
South State Corp
|
BUY
|
- |
1.39KNew |
$24.9K - $30.1K
|
1.39K
$20.6K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.03K+ 6.42% |
$18.5K - $22.3K
|
17.1K
$252K
|
|
|
Nov 12, 2021
Q3 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
1K+ 142.86% |
$17.9K - $21.7K
|
1.7K
$25.1K
|