Purchases and Sales Made in Q1 2023 in Pgim ETF Tr (PULS)

This table provides information about the institutional ownership of Pgim ETF Tr (PULS) during Q1 2023. The information is specifically focused on institutions that hold shares of PGIM ETF TR.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Apr 10, 2023 Q1 2023	Dfpg Investments, LLC	BUY	-	12.3K New	$605K - $611K	12.3K $613K
May 11, 2023 Q1 2023	Legacy Capital Group California, Inc. Los Gatos, CA	BUY	-	9.31K New	$456K - $461K	9.31K $462K
May 10, 2023 Q1 2023	Legacy Capital Wealth Partners, LLC Little Rock, AR	BUY	-	8.11K New	$397K - $401K	8.11K $403K
Apr 12, 2023 Q1 2023	626 Financial, LLC	BUY	-	7.26K New	$355K - $359K	7.26K $360K
May 15, 2023 Q1 2023	Advisory Resource Group	BUY	-	7.16K + 12.97%	$351K - $354K	62.3K $3.1M
Apr 12, 2023 Q1 2023	Private Trust CO Na	BUY	-	7.02K + 894.65%	$344K - $347K	7.81K $388K
Apr 17, 2023 Q1 2023	Optas, LLC	BUY	-	6.9K New	$338K - $341K	6.9K $343K
May 12, 2023 Q1 2023	Independent Advisor Alliance	BUY	-	6.77K New	$332K - $335K	6.77K $336K
Apr 28, 2023 Q1 2023	Elmwood Wealth Management, Inc.	BUY	-	6.4K + 9.37%	$313K - $317K	74.7K $3.71M
May 17, 2023 Q1 2023	Rockefeller Capital Management L.P. New York, NY	BUY	-	5.52K + 2.71%	$270K - $273K	209K $10.4M
Apr 12, 2023 Q1 2023	Koshinski Asset Management, Inc.	BUY	-	5.43K + 30.1%	$266K - $269K	23.5K $1.17M
Apr 13, 2023 Q1 2023	Us Advisors Wealth Management, LLC Eden Prairie, MN	BUY	-	5.34K New	$261K - $264K	5.34K $265K
May 01, 2023 Q1 2023	Grant	BUY	-	5.33K + 7.16%	$261K - $264K	79.8K $3.96M
Apr 24, 2023 Q1 2023	Seed Wealth Management, Inc. Evanston, IL	BUY	-	4.75K New	$233K - $235K	4.75K $236K
Apr 19, 2023 Q1 2023	Comprehensive Financial Consultants Institutional, Inc. Bloomington, IN	BUY	-	4.7K New	$230K - $233K	4.7K $233K
Sep 27, 2023 Q1 2023	Ceera Investments, LLC Bellaire, TX	BUY	-	4.66K New	$228K - $230K	4.66K $231K
Apr 26, 2023 Q1 2023	Sugarloaf Wealth Management, LLC	BUY	-	4.59K + 88.88%	$225K - $227K	9.75K $484K
May 01, 2023 Q1 2023	Birchcreek Wealth Management, LLC Miami Township, OH	BUY	-	4.25K New	$208K - $210K	4.25K $211K
May 11, 2023 Q1 2023	Marmo Financial Group, LLC Johnson City, TN	BUY	-	3.73K + 3.71%	$183K - $185K	104K $5.17M
May 10, 2023 Q1 2023	Condor Capital Management Martinsville, NJ	BUY	-	3.62K + 20.61%	$177K - $179K	21.2K $1.05M
May 11, 2023 Q1 2023	Navis Wealth Advisors, LLC Rye Brook, NY	BUY	-	3.57K + 7.51%	$175K - $177K	51.1K $2.54M
May 15, 2023 Q1 2023	Mfa Wealth Advisors, LLC Pittsburgh, PA	BUY	-	3.06K + 3.62%	$150K - $151K	87.7K $4.36M
Apr 25, 2023 Q1 2023	Amplius Wealth Advisors, LLC	BUY	-	2.77K + 40.91%	$136K - $137K	9.55K $475K
May 04, 2023 Q1 2023	Ifrah Financial Services, Inc.	BUY	-	2.62K + 2.59%	$128K - $130K	104K $5.16M
Apr 11, 2023 Q1 2023	Cedar Mountain Advisors, LLC	BUY	-	2.16K + 0.75%	$106K - $107K	291K $14.5M
May 10, 2023 Q1 2023	Private Advisor Group, LLC	BUY	-	2.1K + 5.05%	$103K - $104K	43.6K $2.17M
May 09, 2023 Q1 2023	Spire Wealth Management	BUY	-	2K New	$98K - $98.9K	2K $99.3K
May 15, 2023 Q1 2023	Northwestern Mutual Wealth Management CO	BUY	-	1.44K + 2.95%	$70.3K - $71K	50.1K $2.49M
May 05, 2023 Q1 2023	Excalibur Management Corp	BUY	-	1.37K + 29.26%	$67.2K - $67.8K	6.06K $301K
Apr 18, 2023 Q1 2023	Brookstone Capital Management	BUY	-	1.32K + 3.17%	$64.8K - $65.4K	43K $2.14M
Apr 27, 2023 Q1 2023	Davenport & CO LLC	BUY	-	1.19K + 2.31%	$58.1K - $58.7K	52.7K $2.62M
May 15, 2023 Q1 2023	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	1.06K New	$52K - $52.5K	1.06K $52.7K
May 10, 2023 Q1 2023	Wealth Plan Partners, LLC Omaha, NE	BUY	-	1K New	$49K - $49.5K	1K $49.7K
May 12, 2023 Q1 2023	Bleakley Financial Group, LLC Fairfield, NJ	BUY	-	750 + 10.23%	$36.7K - $37.1K	8.08K $401K
May 11, 2023 Q1 2023	Essex Financial Services, Inc.	BUY	-	565 + 6.56%	$27.7K - $28K	9.18K $456K
Jul 22, 2024 Q1 2023	Focus Financial Network, Inc. Minneapolis, MN	BUY	-	500 + 9.43%	$24.5K - $24.7K	5.8K $288K
May 10, 2023 Q1 2023	Bessemer Group Inc Woodbridge, NJ	BUY	-	484 New	$23.7K - $23.9K	484 $24K
Apr 26, 2023 Q1 2023	Ifg Advisory, LLC	BUY	-	403 + 4.02%	$19.7K - $19.9K	10.4K $517K
Apr 05, 2023 Q1 2023	Rise Advisors, LLC	BUY	-	361 New	$17.7K - $17.9K	361 $17.9K
May 11, 2023 Q1 2023	Ever Source Wealth Advisors, LLC	BUY	-	320 + 4.25%	$15.7K - $15.8K	7.84K $390K
Apr 13, 2023 Q1 2023	Drive Wealth Management, LLC Lehi, UT	BUY	-	237 + 1.57%	$11.6K - $11.7K	15.3K $760K
May 04, 2023 Q1 2023	Larson Financial Group LLC	BUY	-	133 New	$6.51K - $6.58K	133 $6.61K
May 10, 2023 Q1 2023	Huntington National Bank Columbus, OH	BUY	-	132 + 6600.0%	$6.47K - $6.53K	134 $6.66K
Apr 28, 2023 Q1 2023	Strategic Blueprint, LLC Atlanta, GA	BUY	-	131 + 2.32%	$6.42K - $6.48K	5.78K $287K
Apr 28, 2023 Q1 2023	Ameritas Advisory Services, LLC Lincoln, NE	BUY	-	127 New	$6.22K - $6.28K	127 $6.31K
Apr 27, 2023 Q1 2023	Benjamin F. Edwards & Company, Inc. St. Louis, MO	BUY	-	120 New	$5.88K - $5.94K	120 $5.96K
Apr 24, 2023 Q1 2023	Fifth Third Bancorp	BUY	-	91 New	$4.46K - $4.5K	91 $4.52K
May 10, 2023 Q1 2023	Signature Securities Group Corporation	BUY	-	82 + 0.8%	$4.02K - $4.06K	10.4K $515K
May 11, 2023 Q1 2023	Citigroup Inc	BUY	-	80 New	$3.92K - $3.96K	80 $3.97K
May 12, 2023 Q1 2023	Franklin Resources Inc San Mateo, CA	BUY	-	74 + 1.1%	$3.62K - $3.66K	6.83K $339K

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Account

Purchases and Sales Made in Q1 2023 in Pgim ETF Tr (PULS)

12.3K

9.31K

8.11K

7.26K

7.16K

7.02K

6.9K

6.77K

6.4K

5.52K

5.43K

5.34K

5.33K

4.75K

4.7K

4.66K

4.59K

4.25K

3.73K

3.62K

3.57K

3.06K

2.77K

2.62K

2.16K

2.1K

2K

1.44K

1.37K

1.32K

1.19K

1.06K

1K

750

565

500

484

403

361

320

237

133

132

131

127

120

91

82

80

74

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