Purchases and Sales Made in Q3 2023 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q3 2023. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Howard Capital Management Inc.
|
BUY
|
- |
99.5K+ 2.69% |
$4.4M - $4.96M
|
3.8M
$256M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
40.3K+ 7.9% |
$1.78M - $2.01M
|
550K
$37M
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
37.5K+ 134.93% |
$1.66M - $1.87M
|
65.3K
$4.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
32.6K+ 99.18% |
$1.44M - $1.63M
|
65.5K
$4.41M
|
|
|
Oct 05, 2023
Q3 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
BUY
|
- |
22.6K+ 153.33% |
$999K - $1.13M
|
37.3K
$2.51M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
22.4K+ 9.37% |
$991K - $1.12M
|
261K
$17.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Fulcrum Equity Management
|
BUY
|
- |
19.4KNew |
$861K - $970K
|
19.4K
$1.31M
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
15.6K+ 17.75% |
$689K - $776K
|
103K
$6.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7K+ 145.26% |
$605K - $682K
|
23.1K
$1.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.2K+ 4.62% |
$453K - $510K
|
232K
$15.6M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
BUY
|
- |
6.95K+ 3.36% |
$307K - $346K
|
214K
$14.4M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
6.48K+ 17.72% |
$287K - $323K
|
43K
$2.9M
|
|
|
Nov 06, 2023
Q3 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
6.37KNew |
$282K - $318K
|
6.37K
$429K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.75K+ 28.73% |
$255K - $287K
|
25.8K
$1.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.98K+ 25.79% |
$132K - $148K
|
14.5K
$979K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.97K+ 20.86% |
$131K - $148K
|
17.2K
$1.16M
|
|
|
Nov 15, 2023
Q3 2023
|
Panoramic Investment Advisors, LLC
Denver, CO |
BUY
|
- |
2.16K+ 7.2% |
$95.4K - $107K
|
32.1K
$2.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.15K+ 2.72% |
$95.3K - $107K
|
81.5K
$5.49M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.2K+ 240.12% |
$53.2K - $60K
|
1.7K
$115K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
755+ 3.21% |
$33.4K - $37.6K
|
24.3K
$1.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16New |
$708 - $798
|
16
$1.08K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-114- 1.11% |
$5.04K - $5.68K
|
10.1K
$682K
|
|
|
Oct 18, 2023
Q3 2023
|
Fiduciary Alliance LLC
Greenville, SC |
SELL
|
- |
-275- 1.74% |
$12.2K - $13.7K
|
15.5K
$1.04M
|
|
|
Oct 31, 2023
Q3 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-461- 2.11% |
$20.4K - $23K
|
21.4K
$1.44M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-571- 5.05% |
$25.3K - $28.5K
|
10.7K
$724K
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-1.48K- 15.19% |
$65.4K - $73.7K
|
8.26K
$557K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.52K- 6.45% |
$112K - $126K
|
36.6K
$2.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Delta Investment Management, LLC
|
SELL
|
- |
-7.93K- 18.96% |
$351K - $395K
|
33.9K
$2.28M
|
|
|
Nov 09, 2023
Q3 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-9.75K- 16.15% |
$431K - $486K
|
50.6K
$3.41M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12K- 16.85% |
$530K - $597K
|
59.1K
$3.98M
|