The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 822 | 5,190 | SH | SOLE | 0 | 0 | 5,190 | ||
ABBOTT LABS | COM | 002824100 | 2,023 | 25,430 | SH | SOLE | 0 | 0 | 25,430 | ||
ABBVIE INC | COM | 00287Y109 | 2,070 | 28,630 | SH | SOLE | 0 | 0 | 28,630 | ||
ACUSHNET HOLDINGS CORP | COM | 005098108 | 1,452 | 55,000 | SH | SOLE | 0 | 0 | 55,000 | ||
ADOBE INC | COM | 00724F101 | 1,599 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 276 | 3,777 | SH | SOLE | 0 | 0 | 3,777 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 10,196 | 486,906 | SH | SOLE | 0 | 0 | 486,906 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 420 | 1,897 | SH | SOLE | 0 | 0 | 1,897 | ||
ALLERGAN PLC | SHS | G0177J108 | 248 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
ALLSTATE CORP | COM | 020002101 | 330 | 3,120 | SH | SOLE | 0 | 0 | 3,120 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,521 | 2,130 | SH | SOLE | 0 | 0 | 2,130 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 144 | 15,800 | SH | SOLE | 0 | 0 | 15,800 | ||
ALTRIA GROUP INC | COM | 02209S103 | 3,222 | 79,150 | SH | SOLE | 0 | 0 | 79,150 | ||
AMAZON COM INC | COM | 023135106 | 3,133 | 1,827 | SH | SOLE | 0 | 0 | 1,827 | ||
AMDOCS LTD | SHS | G02602103 | 973 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 2,703 | 23,620 | SH | SOLE | 0 | 0 | 23,620 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 811 | 5,870 | SH | SOLE | 0 | 0 | 5,870 | ||
AMGEN INC | COM | 031162100 | 1,906 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ANTERO RES CORP | COM | 03674X106 | 173 | 57,500 | SH | SOLE | 0 | 0 | 57,500 | ||
ANTHEM INC | COM | 036752103 | 481 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
APPLE INC | COM | 037833100 | 10,400 | 47,037 | SH | SOLE | 0 | 0 | 47,037 | ||
APPROACH RESOURCES INC | COM | 03834A103 | 4 | 27,112 | SH | SOLE | 0 | 0 | 27,112 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 539 | 277,200 | SH | SOLE | 0 | 0 | 277,200 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 346 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 494 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
AT&T INC | COM | 00206R102 | 10,301 | 276,215 | SH | SOLE | 0 | 0 | 276,215 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,292 | 8,200 | SH | SOLE | 0 | 0 | 8,200 | ||
AUTONATION INC | COM | 05329W102 | 254 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
AVID BIOSERVICES INC | COM | 05368M106 | 209 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
AVNET INC | COM | 053807103 | 426 | 9,570 | SH | SOLE | 0 | 0 | 9,570 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 688 | 6,700 | SH | SOLE | 0 | 0 | 6,700 | ||
BANK AMER CORP | COM | 060505104 | 6,430 | 229,023 | SH | SOLE | 0 | 0 | 229,023 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 2,154 | 124,300 | SH | SOLE | 0 | 0 | 124,300 | ||
BAUSCH HEALTH COS INC | COM | 071734107 | 2,046 | 107,600 | SH | SOLE | 0 | 0 | 107,600 | ||
BAXTER INTL INC | COM | 071813109 | 417 | 4,900 | SH | SOLE | 0 | 0 | 4,900 | ||
BED BATH & BEYOND INC | COM | 075896100 | 4,089 | 399,550 | SH | SOLE | 0 | 0 | 399,550 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 2,752 | 9 | SH | SOLE | 0 | 0 | 9 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,251 | 10,870 | SH | SOLE | 0 | 0 | 10,870 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 432 | 31,500 | SH | SOLE | 0 | 0 | 31,500 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 462 | 31,955 | SH | SOLE | 0 | 0 | 31,955 | ||
BLACKROCK INC | COM | 09247X101 | 401 | 900 | SH | SOLE | 0 | 0 | 900 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 133 | 21,960 | SH | SOLE | 0 | 0 | 21,960 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 156 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 415 | 29,230 | SH | SOLE | 0 | 0 | 29,230 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 320 | 22,600 | SH | SOLE | 0 | 0 | 22,600 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 16,158 | 332,525 | SH | SOLE | 0 | 0 | 332,525 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 309 | 8,600 | SH | SOLE | 0 | 0 | 8,600 | ||
BOEING CO | COM | 097023105 | 2,966 | 8,100 | SH | SOLE | 0 | 0 | 8,100 | ||
BP PLC | SPONSORED ADR | 055622104 | 451 | 12,174 | SH | SOLE | 0 | 0 | 12,174 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,372 | 27,624 | SH | SOLE | 0 | 0 | 27,624 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 607 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 703 | 17,100 | SH | SOLE | 0 | 0 | 17,100 | ||
CACI INTL INC | CL A | 127190304 | 220 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
CADENCE BANCORPORATION | CL A | 12739A100 | 175 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 219 | 1,025 | SH | SOLE | 0 | 0 | 1,025 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 18,903 | 867,103 | SH | SOLE | 0 | 0 | 867,103 | ||
CATERPILLAR INC DEL | COM | 149123101 | 224 | 1,775 | SH | SOLE | 0 | 0 | 1,775 | ||
CELANESE CORP DEL | COM | 150870103 | 592 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CELGENE CORP | COM | 151020104 | 312 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
CENTURYLINK INC | COM | 156700106 | 440 | 35,953 | SH | SOLE | 0 | 0 | 35,953 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,345 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,425 | 12,523 | SH | SOLE | 0 | 0 | 12,523 | ||
CINTAS CORP | COM | 172908105 | 4,796 | 18,668 | SH | SOLE | 0 | 0 | 18,668 | ||
CISCO SYS INC | COM | 17275R102 | 1,235 | 26,400 | SH | SOLE | 0 | 0 | 26,400 | ||
CITIGROUP INC | COM NEW | 172967424 | 657 | 9,754 | SH | SOLE | 0 | 0 | 9,754 | ||
CLOROX CO DEL | COM | 189054109 | 1,046 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
COCA COLA CO | COM | 191216100 | 471 | 8,651 | SH | SOLE | 0 | 0 | 8,651 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 481 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,001 | 14,165 | SH | SOLE | 0 | 0 | 14,165 | ||
COMCAST CORP NEW | CL A | 20030N101 | 2,962 | 67,068 | SH | SOLE | 0 | 0 | 67,068 | ||
CONCHO RES INC | COM | 20605P101 | 1,773 | 27,096 | SH | SOLE | 0 | 0 | 27,096 | ||
CONOCOPHILLIPS | COM | 20825C104 | 590 | 10,792 | SH | SOLE | 0 | 0 | 10,792 | ||
CORNING INC | COM | 219350105 | 659 | 24,100 | SH | SOLE | 0 | 0 | 24,100 | ||
CRITEO S A | SPONS ADS | 226718104 | 1,617 | 86,500 | SH | SOLE | 0 | 0 | 86,500 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 222 | 1,591 | SH | SOLE | 0 | 0 | 1,591 | ||
CSX CORP | COM | 126408103 | 2,000 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
CUMMINS INC | COM | 231021106 | 205 | 1,261 | SH | SOLE | 0 | 0 | 1,261 | ||
CVS HEALTH CORP | COM | 126650100 | 1,484 | 23,975 | SH | SOLE | 0 | 0 | 23,975 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 2,115 | 21,480 | SH | SOLE | 0 | 0 | 21,480 | ||
DATADOG INC | CL A COM | 23804L103 | 772 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 810 | 15,851 | SH | SOLE | 0 | 0 | 15,851 | ||
DEXCOM INC | COM | 252131107 | 737 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 922 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
DICKS SPORTING GOODS INC | COM | 253393102 | 204 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
DIGITAL ALLY INC | COM NEW | 25382P208 | 26 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 329 | 2,544 | SH | SOLE | 0 | 0 | 2,544 | ||
DISCOVER FINL SVCS | COM | 254709108 | 522 | 6,750 | SH | SOLE | 0 | 0 | 6,750 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,079 | 8,413 | SH | SOLE | 0 | 0 | 8,413 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 373 | 29,319 | SH | SOLE | 0 | 0 | 29,319 | ||
EARTHSTONE ENERGY INC | CL A | 27032D304 | 594 | 182,900 | SH | SOLE | 0 | 0 | 182,900 | ||
EATON CORP PLC | SHS | G29183103 | 200 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
ECOLAB INC | COM | 278865100 | 1,966 | 10,220 | SH | SOLE | 0 | 0 | 10,220 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 288 | 1,340 | SH | SOLE | 0 | 0 | 1,340 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 302 | 31,500 | SH | SOLE | 0 | 0 | 31,500 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 2,947 | 110,838 | SH | SOLE | 0 | 0 | 110,838 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 3,733 | 289,940 | SH | SOLE | 0 | 0 | 289,940 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 15,204 | 532,272 | SH | SOLE | 0 | 0 | 532,272 | ||
EQUIFAX INC | COM | 294429105 | 430 | 3,100 | SH | SOLE | 0 | 0 | 3,100 | ||
EROS INTL PLC | SHS NEW | G3788M114 | 487 | 255,000 | SH | SOLE | 0 | 0 | 255,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,573 | 36,493 | SH | SOLE | 0 | 0 | 36,493 | ||
EZCORP INC | CL A NON VTG | 302301106 | 1,517 | 235,000 | SH | SOLE | 0 | 0 | 235,000 | ||
FACEBOOK INC | CL A | 30303M102 | 321 | 1,804 | SH | SOLE | 0 | 0 | 1,804 | ||
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 472 | 10,812 | SH | SOLE | 0 | 0 | 10,812 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 575 | 4,470 | SH | SOLE | 0 | 0 | 4,470 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 277 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
FLEX LTD | ORD | Y2573F102 | 3,529 | 337,250 | SH | SOLE | 0 | 0 | 337,250 | ||
FOOT LOCKER INC | COM | 344849104 | 518 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
FORD MTR CO DEL | COM | 345370860 | 272 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,109 | 130,107 | SH | SOLE | 0 | 0 | 130,107 | ||
GENERAL MTRS CO | COM | 37045V100 | 3,138 | 83,890 | SH | SOLE | 0 | 0 | 83,890 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 1,309 | 61,000 | SH | SOLE | 0 | 0 | 61,000 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 204 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 705 | 35,950 | SH | SOLE | 0 | 0 | 35,950 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 402 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 181 | 144,587 | SH | SOLE | 0 | 0 | 144,587 | ||
GULFPORT ENERGY CORP | COM NEW | 402635304 | 271 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
HALLADOR ENERGY COMPANY | COM | 40609P105 | 95 | 26,330 | SH | SOLE | 0 | 0 | 26,330 | ||
HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 409735206 | 386 | 12,386 | SH | SOLE | 0 | 0 | 12,386 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 359 | 9,125 | SH | SOLE | 0 | 0 | 9,125 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 258 | 17,884 | SH | SOLE | 0 | 0 | 17,884 | ||
HEXCEL CORP NEW | COM | 428291108 | 1,794 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | 369 | 14,612 | SH | SOLE | 0 | 0 | 14,612 | ||
HOME DEPOT INC | COM | 437076102 | 1,118 | 4,819 | SH | SOLE | 0 | 0 | 4,819 | ||
HP INC | COM | 40434L105 | 417 | 22,884 | SH | SOLE | 0 | 0 | 22,884 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 309 | 2,060 | SH | SOLE | 0 | 0 | 2,060 | ||
INSIGHT SELECT INCOME FD | COM | 45781W109 | 404 | 19,734 | SH | SOLE | 0 | 0 | 19,734 | ||
INTEL CORP | COM | 458140100 | 1,989 | 40,107 | SH | SOLE | 0 | 0 | 40,107 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 701 | 4,865 | SH | SOLE | 0 | 0 | 4,865 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 5,213 | 366,850 | SH | SOLE | 0 | 0 | 366,850 | ||
INTREXON CORP | COM | 46122T102 | 1,200 | 209,809 | SH | SOLE | 0 | 0 | 209,809 | ||
INTUIT | COM | 461202103 | 7,068 | 27,600 | SH | SOLE | 0 | 0 | 27,600 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 28,745 | 152,247 | SH | SOLE | 0 | 0 | 152,247 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 303 | 1,020 | SH | SOLE | 0 | 0 | 1,020 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 479 | 12,875 | SH | SOLE | 0 | 0 | 12,875 | ||
JANUS HENDERSON GROUP PLC | ORD SHS | G4474Y214 | 359 | 16,515 | SH | SOLE | 0 | 0 | 16,515 | ||
JEFFERIES FINL GROUP INC | COM | 47233W109 | 1,713 | 93,100 | SH | SOLE | 0 | 0 | 93,100 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,896 | 14,485 | SH | SOLE | 0 | 0 | 14,485 | ||
JOHNSON CTLS INTL PLC | SHS | G51502105 | 213 | 5,093 | SH | SOLE | 0 | 0 | 5,093 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 12,028 | 105,264 | SH | SOLE | 0 | 0 | 105,264 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 1,072 | 8,500 | SH | SOLE | 0 | 0 | 8,500 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 226 | 16,032 | SH | SOLE | 0 | 0 | 16,032 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,521 | 74,497 | SH | SOLE | 0 | 0 | 74,497 | ||
KINSALE CAP GROUP INC | COM | 49714P108 | 400 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
KKR & CO INC | CL A | 48251W104 | 256 | 10,100 | SH | SOLE | 0 | 0 | 10,100 | ||
KLA CORPORATION | COM NEW | 482480100 | 1,245 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
KRAFT HEINZ CO | COM | 500754106 | 862 | 32,327 | SH | SOLE | 0 | 0 | 32,327 | ||
KROGER CO | COM | 501044101 | 874 | 34,500 | SH | SOLE | 0 | 0 | 34,500 | ||
LADDER CAP CORP | CL A | 505743104 | 249 | 14,400 | SH | SOLE | 0 | 0 | 14,400 | ||
LAM RESEARCH CORP | COM | 512807108 | 4,335 | 19,125 | SH | SOLE | 0 | 0 | 19,125 | ||
LANDMARK INFRASTRUCTURE LP | COM UNIT LTD | 51508J108 | 333 | 18,460 | SH | SOLE | 0 | 0 | 18,460 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 261 | 11,140 | SH | SOLE | 0 | 0 | 11,140 | ||
LILLY ELI & CO | COM | 532457108 | 1,396 | 12,689 | SH | SOLE | 0 | 0 | 12,689 | ||
LINDE PLC | SHS | G5494J103 | 523 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 2,248 | 242,976 | SH | SOLE | 0 | 0 | 242,976 | ||
LISTED FD TR | ROUNDHILL BITK | 53656F706 | 2,138 | 144,250 | SH | SOLE | 0 | 0 | 144,250 | ||
LITTELFUSE INC | COM | 537008104 | 511 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
LOWES COS INC | COM | 548661107 | 1,501 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 211 | 3,232 | SH | SOLE | 0 | 0 | 3,232 | ||
MAGNA INTL INC | COM | 559222401 | 808 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 16,443 | 380,540 | SH | SOLE | 0 | 0 | 380,540 | ||
MANNKIND CORP | COM NEW | 56400P706 | 13 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
MARATHON OIL CORP | COM | 565849106 | 356 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,244 | 20,984 | SH | SOLE | 0 | 0 | 20,984 | ||
MARKEL CORP | COM | 570535104 | 345 | 300 | SH | SOLE | 0 | 0 | 300 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 387 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
MASTERCARD INC | CL A | 57636Q104 | 266 | 980 | SH | SOLE | 0 | 0 | 980 | ||
MCDONALDS CORP | COM | 580135101 | 784 | 3,716 | SH | SOLE | 0 | 0 | 3,716 | ||
MCKESSON CORP | COM | 58155Q103 | 422 | 3,140 | SH | SOLE | 0 | 0 | 3,140 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 348 | 17,800 | SH | SOLE | 0 | 0 | 17,800 | ||
MEDTRONIC PLC | SHS | G5960L103 | 828 | 7,815 | SH | SOLE | 0 | 0 | 7,815 | ||
MERCK & CO INC | COM | 58933Y105 | 568 | 6,985 | SH | SOLE | 0 | 0 | 6,985 | ||
MICROSOFT CORP | COM | 594918104 | 2,284 | 16,894 | SH | SOLE | 0 | 0 | 16,894 | ||
MID CON ENERGY PARTNERS LP | COM UNIT REPST | 59560V109 | 6 | 14,720 | SH | SOLE | 0 | 0 | 14,720 | ||
MONDELEZ INTL INC | CL A | 609207105 | 2,398 | 44,281 | SH | SOLE | 0 | 0 | 44,281 | ||
MONTAGE RES CORP | COM | 61179L100 | 246 | 64,895 | SH | SOLE | 0 | 0 | 64,895 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 1,583 | 9,684 | SH | SOLE | 0 | 0 | 9,684 | ||
MURPHY USA INC | COM | 626755102 | 297 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
NEW MTN FIN CORP | COM | 647551100 | 733 | 53,775 | SH | SOLE | 0 | 0 | 53,775 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 195 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 87 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NIKE INC | CL B | 654106103 | 1,243 | 13,230 | SH | SOLE | 0 | 0 | 13,230 | ||
NOBLE ENERGY INC | COM | 655044105 | 307 | 14,540 | SH | SOLE | 0 | 0 | 14,540 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 337 | 1,875 | SH | SOLE | 0 | 0 | 1,875 | ||
NORTHERN TR CORP | COM | 665859104 | 2,203 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
NUCOR CORP | COM | 670346105 | 493 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 217 | 15,150 | SH | SOLE | 0 | 0 | 15,150 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 143 | 10,490 | SH | SOLE | 0 | 0 | 10,490 | ||
NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 | 280 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 251 | 18,670 | SH | SOLE | 0 | 0 | 18,670 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 252 | 17,600 | SH | SOLE | 0 | 0 | 17,600 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 354 | 26,070 | SH | SOLE | 0 | 0 | 26,070 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 231 | 16,030 | SH | SOLE | 0 | 0 | 16,030 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 420 | 30,150 | SH | SOLE | 0 | 0 | 30,150 | ||
NVIDIA CORP | COM | 67066G104 | 834 | 4,856 | SH | SOLE | 0 | 0 | 4,856 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 281 | 6,479 | SH | SOLE | 0 | 0 | 6,479 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 253 | 6,064 | SH | SOLE | 0 | 0 | 6,064 | ||
ONEOK INC NEW | COM | 682680103 | 1,046 | 14,199 | SH | SOLE | 0 | 0 | 14,199 | ||
ORACLE CORP | COM | 68389X105 | 332 | 6,287 | SH | SOLE | 0 | 0 | 6,287 | ||
PAYCHEX INC | COM | 704326107 | 248 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 300 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 12 | 13,000 | PRN | SOLE | 0 | 0 | 13,000 | ||
PEPSICO INC | COM | 713448108 | 2,034 | 15,040 | SH | SOLE | 0 | 0 | 15,040 | ||
PFENEX INC | COM | 717071104 | 211 | 25,025 | SH | SOLE | 0 | 0 | 25,025 | ||
PFIZER INC | COM | 717081103 | 684 | 19,423 | SH | SOLE | 0 | 0 | 19,423 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 3,284 | 42,722 | SH | SOLE | 0 | 0 | 42,722 | ||
PHILLIPS 66 | COM | 718546104 | 836 | 8,445 | SH | SOLE | 0 | 0 | 8,445 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 254 | 12,245 | SH | SOLE | 0 | 0 | 12,245 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 474 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
POST HLDGS INC | COM | 737446104 | 253 | 2,455 | SH | SOLE | 0 | 0 | 2,455 | ||
PRA GROUP INC | COM | 69354N106 | 695 | 21,000 | SH | SOLE | 0 | 0 | 21,000 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 4,532 | 37,184 | SH | SOLE | 0 | 0 | 37,184 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 375 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 686 | 130,490 | SH | SOLE | 0 | 0 | 130,490 | ||
QUALCOMM INC | COM | 747525103 | 306 | 4,100 | SH | SOLE | 0 | 0 | 4,100 | ||
QURATE RETAIL INC | COM SER A | 74915M100 | 97 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 358 | 51,000 | SH | SOLE | 0 | 0 | 51,000 | ||
REPUBLIC SVCS INC | COM | 760759100 | 216 | 2,550 | SH | SOLE | 0 | 0 | 2,550 | ||
RESMED INC | COM | 761152107 | 2,321 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
ROKU INC | COM CL A | 77543R102 | 1,243 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 249 | 4,370 | SH | SOLE | 0 | 0 | 4,370 | ||
SANDRIDGE MISSISSIPPIAN TR I | SH BEN INT | 80007V106 | 5 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
SAP SE | SPON ADR | 803054204 | 342 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SEABOARD CORP | COM | 811543107 | 1,094 | 250 | SH | SOLE | 0 | 0 | 250 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 208 | 4,200 | SH | SOLE | 0 | 0 | 4,200 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 254 | 2,109 | SH | SOLE | 0 | 0 | 2,109 | ||
SIGMATRON INTL INC | COM | 82661L101 | 142 | 34,900 | SH | SOLE | 0 | 0 | 34,900 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 163 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
SONY CORP | SPONSORED ADR | 835699307 | 274 | 4,840 | SH | SOLE | 0 | 0 | 4,840 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 3,224 | 305,565 | SH | SOLE | 0 | 0 | 305,565 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,337 | 4,586 | SH | SOLE | 0 | 0 | 4,586 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 335 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
SPRINT CORPORATION | COM | 85207U105 | 294 | 48,915 | SH | SOLE | 0 | 0 | 48,915 | ||
STARBUCKS CORP | COM | 855244109 | 877 | 10,306 | SH | SOLE | 0 | 0 | 10,306 | ||
STATE STR CORP | COM | 857477103 | 1,699 | 30,418 | SH | SOLE | 0 | 0 | 30,418 | ||
STEEL DYNAMICS INC | COM | 858119100 | 788 | 28,000 | SH | SOLE | 0 | 0 | 28,000 | ||
STELLUS CAP INVT CORP | COM | 858568108 | 267 | 19,582 | SH | SOLE | 0 | 0 | 19,582 | ||
STRYKER CORP | COM | 863667101 | 623 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SUNTRUST BKS INC | COM | 867914103 | 1,341 | 20,286 | SH | SOLE | 0 | 0 | 20,286 | ||
SYMANTEC CORP | COM | 871503108 | 228 | 9,843 | SH | SOLE | 0 | 0 | 9,843 | ||
TAPESTRY INC | COM | 876030107 | 521 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
TARGA RES CORP | COM | 87612G101 | 332 | 8,257 | SH | SOLE | 0 | 0 | 8,257 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 476 | 5,333 | SH | SOLE | 0 | 0 | 5,333 | ||
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 154 | 11,300 | SH | SOLE | 0 | 0 | 11,300 | ||
TELIGENT INC NEW | COM | 87960W104 | 4,528 | 4,767,639 | SH | SOLE | 0 | 0 | 4,767,639 | ||
TEXAS INSTRS INC | COM | 882508104 | 4,615 | 36,425 | SH | SOLE | 0 | 0 | 36,425 | ||
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 815 | 21,900 | SH | SOLE | 0 | 0 | 21,900 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 3,651 | 1,005,800 | SH | SOLE | 0 | 0 | 1,005,800 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,229 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 263 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 637 | 10,713 | SH | SOLE | 0 | 0 | 10,713 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 411 | 6,936 | SH | SOLE | 0 | 0 | 6,936 | ||
UNION PACIFIC CORP | COM | 907818108 | 624 | 4,100 | SH | SOLE | 0 | 0 | 4,100 | ||
UNIQURE NV | SHS | N90064101 | 4,662 | 121,605 | SH | SOLE | 0 | 0 | 121,605 | ||
UNITED RENTALS INC | COM | 911363109 | 232 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 878 | 6,675 | SH | SOLE | 0 | 0 | 6,675 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 666 | 3,050 | SH | SOLE | 0 | 0 | 3,050 | ||
US BANCORP DEL | COM NEW | 902973304 | 931 | 17,560 | SH | SOLE | 0 | 0 | 17,560 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 347 | 2,086 | SH | SOLE | 0 | 0 | 2,086 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 227 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
VERISIGN INC | COM | 92343E102 | 1,760 | 9,783 | SH | SOLE | 0 | 0 | 9,783 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,320 | 90,030 | SH | SOLE | 0 | 0 | 90,030 | ||
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 363 | 13,773 | SH | SOLE | 0 | 0 | 13,773 | ||
VISA INC | COM CL A | 92826C839 | 371 | 2,157 | SH | SOLE | 0 | 0 | 2,157 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 58 | 12,400 | SH | SOLE | 0 | 0 | 12,400 | ||
WAITR HLDGS INC | COM | 930752100 | 282 | 224,220 | SH | SOLE | 0 | 0 | 224,220 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,073 | 20,020 | SH | SOLE | 0 | 0 | 20,020 | ||
WALMART INC | COM | 931142103 | 451 | 3,800 | SH | SOLE | 0 | 0 | 3,800 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 2,439 | 21,271 | SH | SOLE | 0 | 0 | 21,271 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 798 | 8,444 | SH | SOLE | 0 | 0 | 8,444 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3,042 | 62,559 | SH | SOLE | 0 | 0 | 62,559 | ||
WELLTOWER INC | COM | 95040Q104 | 213 | 2,350 | SH | SOLE | 0 | 0 | 2,350 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 622 | 10,892 | SH | SOLE | 0 | 0 | 10,892 | ||
WHIRLPOOL CORP | COM | 963320106 | 305 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
WORKDAY INC | CL A | 98138H101 | 2,972 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 302 | 6,800 | SH | SOLE | 0 | 0 | 6,800 | ||
WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 389 | 7,700 | SH | SOLE | 0 | 0 | 7,700 | ||
YUMA ENERGY INC NEW | COM NEW | 98872F204 | 68 | 21,667 | SH | SOLE | 0 | 0 | 21,667 | ||
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 1,758 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
ZUORA INC | COM CL A | 98983V106 | 539 | 35,800 | SH | SOLE | 0 | 0 | 35,800 |