The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 212 1,319 SH   SOLE   0 0 1,319
ABBOTT LABS COM 002824100 873 8,025 SH   SOLE   0 0 8,025
ABBVIE INC COM 00287Y109 1,969 22,498 SH   SOLE   0 0 22,498
ACTIVISION BLIZZARD INC COM 00507V109 755 9,255 SH   SOLE   0 0 9,255
ADOBE SYSTEMS INCORPORATED COM 00724F101 1,494 2,900 SH   SOLE   0 0 2,900
ADVANCED MICRO DEVICES INC COM 007903107 967 11,350 SH   SOLE   0 0 11,350
AIR PRODS & CHEMS INC COM 009158106 618 2,075 SH   SOLE   0 0 2,075
ALEXION PHARMACEUTICALS INC COM 015351109 421 3,400 SH   SOLE   0 0 3,400
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,058 3,445 SH   SOLE   0 0 3,445
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 514 3,500 SH   SOLE   0 0 3,500
ALPHABET INC CAP STK CL A 02079K305 3,952 2,539 SH   SOLE   0 0 2,539
ALPHABET INC CAP STK CL C 02079K107 1,671 1,068 SH   SOLE   0 0 1,068
ALTRIA GROUP INC COM 02209S103 3,565 92,018 SH   SOLE   0 0 92,018
AMAZON COM INC COM 023135106 3,004 893 SH   SOLE   0 0 893
AMDOCS LTD SHS G02602103 466 8,000 SH   SOLE   0 0 8,000
AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 109 27,000 SH   SOLE   0 0 27,000
AMERICAN EXPRESS CO COM 025816109 344 3,292 SH   SOLE   0 0 3,292
AMGEN INC COM 031162100 1,028 4,292 SH   SOLE   0 0 4,292
ANTERO RESOURCES CORP COM 03674X106 107 39,000 SH   SOLE   0 0 39,000
ANTHEM INC COM 036752103 563 1,900 SH   SOLE   0 0 1,900
APPLE INC COM 037833100 11,126 94,274 SH   SOLE   0 0 94,274
APTOSE BIOSCIENCES INC COM NEW 03835T200 4,062 667,004 SH   SOLE   0 0 667,004
ARGENX SE SPONSORED ADR 04016X101 509 1,830 SH   SOLE   0 0 1,830
ASTRAZENECA PLC SPONSORED ADR 046353108 744 13,600 SH   SOLE   0 0 13,600
AT&T INC COM 00206R102 7,002 246,254 SH   SOLE   0 0 246,254
ATLASSIAN CORP PLC CL A G06242104 528 2,730 SH   SOLE   0 0 2,730
AUTOMATIC DATA PROCESSING IN COM 053015103 364 2,450 SH   SOLE   0 0 2,450
AUTONATION INC COM 05329W102 265 5,000 SH   SOLE   0 0 5,000
AVALARA INC COM 05338G106 3,156 20,291 SH   SOLE   0 0 20,291
AVNET INC COM 053807103 247 9,570 SH   SOLE   0 0 9,570
BAIDU INC SPON ADR REP A 056752108 533 4,200 SH   SOLE   0 0 4,200
BARRICK GOLD CORP COM 067901108 1,124 40,000 SH   SOLE   0 0 40,000
BAUSCH HEALTH COS INC COM 071734107 584 35,013 SH   SOLE   0 0 35,013
BAXTER INTL INC COM 071813109 391 4,900 SH   SOLE   0 0 4,900
BEIGENE LTD SPONSORED ADR 07725L102 825 2,700 SH   SOLE   0 0 2,700
BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,869 9 SH   SOLE   0 0 9
BIOMARIN PHARMACEUTICAL INC COM 09061G101 320 4,000 SH   SOLE   0 0 4,000
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 337 25,500 SH   SOLE   0 0 25,500
BLACKROCK CORE BD TR SHS BEN INT 09249E101 610 38,955 SH   SOLE   0 0 38,955
BLACKROCK INC COM 09247X101 507 900 SH   SOLE   0 0 900
BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 301 20,000 SH   SOLE   0 0 20,000
BLACKROCK MUN INCOME QUALITY COM 092479104 157 11,000 SH   SOLE   0 0 11,000
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 353 25,730 SH   SOLE   0 0 25,730
BLACKSTONE GROUP INC COM CL A 09260D107 19,451 371,620 SH   SOLE   0 0 371,620
BLUEBIRD BIO INC COM 09609G100 337 5,900 SH   SOLE   0 0 5,900
BOEING CO COM 097023105 830 5,060 SH   SOLE   0 0 5,060
BOQII HLDG LTD SPONSORED ADS 09950L104 1,289 179,000 SH   SOLE   0 0 179,000
BRISTOL-MYERS SQUIBB CO COM 110122108 2,508 41,419 SH   SOLE   0 0 41,419
BROADCOM INC COM 11135F101 749 1,964 SH   SOLE   0 0 1,964
CADENCE BANCORPORATION CL A 12739A100 86 10,000 SH   SOLE   0 0 10,000
CAPITAL SOUTHWEST CORP COM 140501107 11,817 841,068 SH   SOLE   0 0 841,068
CATCHMARK TIMBER TR INC CL A 14912Y202 173 19,400 SH   SOLE   0 0 19,400
CATERPILLAR INC DEL COM 149123101 205 1,375 SH   SOLE   0 0 1,375
CELANESE CORP DEL COM 150870103 578 5,000 SH   SOLE   0 0 5,000
CENTERPOINT ENERGY INC COM 15189T107 290 15,000 SH   SOLE   0 0 15,000
CERNER CORP COM 156782104 337 4,600 SH   SOLE   0 0 4,600
CHARTER COMMUNICATIONS INC N CL A 16119P108 802 1,239 SH   SOLE   0 0 1,239
CHEVRON CORP NEW COM 166764100 733 10,175 SH   SOLE   0 0 10,175
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,614 50,205 SH   SOLE   0 0 50,205
CIGNA CORP NEW COM 125523100 784 4,493 SH   SOLE   0 0 4,493
CIIG MERGER CORP COM CL A 12559C103 251 25,000 SH   SOLE   0 0 25,000
CIIG MERGER CORP *W EXP 12/31/202 12559C111 11 12,500 SH   SOLE   0 0 12,500
CINTAS CORP COM 172908105 4,572 13,014 SH   SOLE   0 0 13,014
CISCO SYS INC COM 17275R102 304 7,625 SH   SOLE   0 0 7,625
CLOROX CO DEL COM 189054109 480 2,183 SH   SOLE   0 0 2,183
CLOUDFLARE INC CL A COM 18915M107 259 6,300 SH   SOLE   0 0 6,300
COCA COLA CO COM 191216100 879 17,816 SH   SOLE   0 0 17,816
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 439 6,000 SH   SOLE   0 0 6,000
COLGATE PALMOLIVE CO COM 194162103 393 4,920 SH   SOLE   0 0 4,920
COMCAST CORP NEW CL A 20030N101 474 10,377 SH   SOLE   0 0 10,377
CONCHO RES INC COM 20605P101 294 6,656 SH   SOLE   0 0 6,656
CRINETICS PHARMACEUTICALS IN COM 22663K107 311 18,600 SH   SOLE   0 0 18,600
CRITEO S A SPONS ADS 226718104 909 74,500 SH   SOLE   0 0 74,500
CROWN CASTLE INTL CORP NEW COM 22822V101 265 1,588 SH   SOLE   0 0 1,588
CSX CORP COM 126408103 593 7,500 SH   SOLE   0 0 7,500
CUE BIOPHARMA INC COM 22978P106 2,312 142,430 SH   SOLE   0 0 142,430
CUMMINS INC COM 231021106 245 1,161 SH   SOLE   0 0 1,161
CVS HEALTH CORP COM 126650100 3,469 59,347 SH   SOLE   0 0 59,347
CYTOKINETICS INC COM NEW 23282W605 413 24,555 SH   SOLE   0 0 24,555
DATADOG INC CL A COM 23804L103 735 6,290 SH   SOLE   0 0 6,290
DEXCOM INC COM 252131107 396 1,000 SH   SOLE   0 0 1,000
DISNEY WALT CO COM DISNEY 254687106 2,144 16,702 SH   SOLE   0 0 16,702
DOCUSIGN INC COM 256163106 4,137 17,381 SH   SOLE   0 0 17,381
DROPBOX INC CL A 26210C104 324 15,970 SH   SOLE   0 0 15,970
DUKE ENERGY CORP NEW COM NEW 26441C204 243 2,750 SH   SOLE   0 0 2,750
DYNATRACE INC COM NEW 268150109 3,437 78,284 SH   SOLE   0 0 78,284
EARTHSTONE ENERGY INC CL A 27032D304 433 166,900 SH   SOLE   0 0 166,900
EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 1 10,000 SH   SOLE   0 0 10,000
EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 2 10,000 SH   SOLE   0 0 10,000
EAST STONE ACQUISITION CORP SHS G2911D108 98 10,000 SH   SOLE   0 0 10,000
ECOLAB INC COM 278865100 1,126 5,597 SH   SOLE   0 0 5,597
EDWARDS LIFESCIENCES CORP COM 28176E108 384 4,620 SH   SOLE   0 0 4,620
ELANCO ANIMAL HEALTH INC COM 28414H103 14,838 531,260 SH   SOLE   0 0 531,260
ELECTRONIC ARTS INC COM 285512109 709 5,350 SH   SOLE   0 0 5,350
ENDO INTL PLC SHS G30401106 623 188,723 SH   SOLE   0 0 188,723
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 852 152,434 SH   SOLE   0 0 152,434
ENTERPRISE PRODS PARTNERS L COM 293792107 11,717 741,305 SH   SOLE   0 0 741,305
EQUIFAX INC COM 294429105 329 2,100 SH   SOLE   0 0 2,100
EROS STX GLOBAL CORPORATION SHS NEW G3788M114 2,455 1,110,633 SH   SOLE   0 0 1,110,633
EXACT SCIENCES CORP COM 30063P105 519 4,800 SH   SOLE   0 0 4,800
EXXON MOBIL CORP COM 30231G102 3,028 88,221 SH   SOLE   0 0 88,221
EZCORP INC CL A NON VTG 302301106 516 102,500 SH   SOLE   0 0 102,500
FACEBOOK INC CL A 30303M102 1,464 5,384 SH   SOLE   0 0 5,384
FEDEX CORP COM 31428X106 875 3,200 SH   SOLE   0 0 3,200
FLEX LTD ORD Y2573F102 150 13,400 SH   SOLE   0 0 13,400
FLYING EAGLE ACQUISITION COR COM 34407Y103 203 16,650 SH   SOLE   0 0 16,650
FORD MTR CO DEL COM 345370860 306 46,000 SH   SOLE   0 0 46,000
GALILEO ACQUISITION CORP SHS G3770A102 434 43,780 SH   SOLE   0 0 43,780
GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 27 46,255 SH   SOLE   0 0 46,255
GENERAL DYNAMICS CORP COM 369550108 429 3,000 SH   SOLE   0 0 3,000
GENERAL ELECTRIC CO COM 369604103 2,773 443,052 SH   SOLE   0 0 443,052
GENERAL MTRS CO COM 37045V100 2,015 68,090 SH   SOLE   0 0 68,090
GENESIS ENERGY L P UNIT LTD PARTN 371927104 161 35,700 SH   SOLE   0 0 35,700
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,347 36,000 SH   SOLE   0 0 36,000
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 408 6,750 SH   SOLE   0 0 6,750
GLOBAL PARTNERS LP COM UNITS 37946R109 484 36,950 SH   SOLE   0 0 36,950
GOLDMAN SACHS GROUP INC COM 38141G104 1,250 5,960 SH   SOLE   0 0 5,960
GRAN TIERRA ENERGY INC COM 38500T101 28 124,667 SH   SOLE   0 0 124,667
GREENROSE ACQUISITION CORP COM 395392103 147 15,000 SH   SOLE   0 0 15,000
GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 5 15,000 SH   SOLE   0 0 15,000
HALLADOR ENERGY COMPANY COM 40609P105 17 26,330 SH   SOLE   0 0 26,330
HCA HEALTHCARE INC COM 40412C101 481 3,631 SH   SOLE   0 0 3,631
HEWLETT PACKARD ENTERPRISE C COM 42824C109 278 28,498 SH   SOLE   0 0 28,498
HOME DEPOT INC COM 437076102 1,681 6,051 SH   SOLE   0 0 6,051
HP INC COM 40434L105 332 16,998 SH   SOLE   0 0 16,998
INCYTE CORP COM 45337C102 487 5,000 SH   SOLE   0 0 5,000
INSIGHT SELECT INCOME FD COM 45781W109 400 19,734 SH   SOLE   0 0 19,734
INTEL CORP COM 458140100 811 15,095 SH   SOLE   0 0 15,095
INTERNATIONAL BUSINESS MACHS COM 459200101 1,619 13,300 SH   SOLE   0 0 13,300
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 2,892 259,775 SH   SOLE   0 0 259,775
INTERPRIVATE ACQUISITION COR COM 46064A103 100 10,000 SH   SOLE   0 0 10,000
INTUIT COM 461202103 1,512 4,321 SH   SOLE   0 0 4,321
INVESCO QQQ TR UNIT SER 1 46090E103 42,053 151,352 SH   SOLE   0 0 151,352
INVESCO TR INVT GRADE NEW YO COM 46131T101 356 29,000 SH   SOLE   0 0 29,000
IOVANCE BIOTHERAPEUTICS INC COM 462260100 518 16,200 SH   SOLE   0 0 16,200
ISHARES TR CORE S&P500 ETF 464287200 1,760 5,045 SH   SOLE   0 0 5,045
ISHARES TR SHORT TREAS BD 464288679 1,209 10,925 SH   SOLE   0 0 10,925
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 562 3,700 SH   SOLE   0 0 3,700
JEFFERIES FINL GROUP INC COM 47233W109 998 55,466 SH   SOLE   0 0 55,466
JOHNSON & JOHNSON COM 478160104 1,287 8,670 SH   SOLE   0 0 8,670
JPMORGAN CHASE & CO COM 46625H100 4,025 41,511 SH   SOLE   0 0 41,511
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 51 37,500 SH   SOLE   0 0 37,500
KANSAS CITY SOUTHERN COM NEW 485170302 967 5,324 SH   SOLE   0 0 5,324
KAYNE ANDERSON ENERGY INFRST COM 486606106 185 46,200 SH   SOLE   0 0 46,200
KINDER MORGAN INC DEL COM 49456B101 872 70,121 SH   SOLE   0 0 70,121
KINSALE CAP GROUP INC COM 49714P108 631 3,000 SH   SOLE   0 0 3,000
KLA CORP COM NEW 482480100 384 1,750 SH   SOLE   0 0 1,750
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 394 8,162 SH   SOLE   0 0 8,162
KROGER CO COM 501044101 519 15,000 SH   SOLE   0 0 15,000
KURA ONCOLOGY INC COM 50127T109 510 14,900 SH   SOLE   0 0 14,900
LADDER CAP CORP CL A 505743104 242 34,100 SH   SOLE   0 0 34,100
LAM RESEARCH CORP COM 512807108 1,591 4,242 SH   SOLE   0 0 4,242
LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 144 15,960 SH   SOLE   0 0 15,960
LILLY ELI & CO COM 532457108 1,518 10,208 SH   SOLE   0 0 10,208
LINDE PLC SHS G5494J103 643 2,700 SH   SOLE   0 0 2,700
LISTED FD TR TRUESHS TECH AI 53656F821 2,529 59,250 SH   SOLE   0 0 59,250
LISTED FD TR TRUESHS ESG ACTV 53656F813 1,509 46,330 SH   SOLE   0 0 46,330
LITTELFUSE INC COM 537008104 376 2,000 SH   SOLE   0 0 2,000
LOCKHEED MARTIN CORP COM 539830109 538 1,389 SH   SOLE   0 0 1,389
LOWES COS INC COM 548661107 962 5,506 SH   SOLE   0 0 5,506
LULULEMON ATHLETICA INC COM 550021109 1,119 3,150 SH   SOLE   0 0 3,150
LUMEN TECHNOLOGIES INC COM 156700106 265 26,220 SH   SOLE   0 0 26,220
LYFT INC CL A COM 55087P104 234 8,500 SH   SOLE   0 0 8,500
MACROGENICS INC COM 556099109 540 20,915 SH   SOLE   0 0 20,915
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 203 5,550 SH   SOLE   0 0 5,550
MAGNA INTL INC COM 559222401 206 4,500 SH   SOLE   0 0 4,500
MAIN STR CAP CORP COM 56035L104 6,723 227,342 SH   SOLE   0 0 227,342
MANNKIND CORP COM NEW 56400P706 19 10,000 SH   SOLE   0 0 10,000
MARATHON OIL CORP COM 565849106 225 55,000 SH   SOLE   0 0 55,000
MARATHON PETE CORP COM 56585A102 4,416 150,500 SH   SOLE   0 0 150,500
MASTERCARD INCORPORATED CL A 57636Q104 1,289 3,757 SH   SOLE   0 0 3,757
MCDONALDS CORP COM 580135101 461 2,100 SH   SOLE   0 0 2,100
MCKESSON CORP COM 58155Q103 508 3,370 SH   SOLE   0 0 3,370
MEDICAL PPTYS TRUST INC COM 58463J304 350 19,800 SH   SOLE   0 0 19,800
MEDTRONIC PLC SHS G5960L103 558 5,244 SH   SOLE   0 0 5,244
MEIRAGTX HLDGS PLC COM G59665102 132 10,000 SH   SOLE   0 0 10,000
MERCK & CO. INC COM 58933Y105 1,691 21,020 SH   SOLE   0 0 21,020
MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 8 15,000 SH   SOLE   0 0 15,000
MERIDA MERGER CORP I COM 58953M106 147 15,000 SH   SOLE   0 0 15,000
MERUS N V COM N5749R100 333 24,870 SH   SOLE   0 0 24,870
MICROSOFT CORP COM 594918104 2,862 13,082 SH   SOLE   0 0 13,082
MINERVA NEUROSCIENCES INC COM 603380106 41 12,000 SH   SOLE   0 0 12,000
MOLINA HEALTHCARE INC COM 60855R100 485 2,370 SH   SOLE   0 0 2,370
MONDELEZ INTL INC CL A 609207105 1,528 26,126 SH   SOLE   0 0 26,126
MONTAGE RES CORP COM 61179L100 218 49,498 SH   SOLE   0 0 49,498
MOTOROLA SOLUTIONS INC COM NEW 620076307 785 4,735 SH   SOLE   0 0 4,735
MURPHY USA INC COM 626755102 260 2,000 SH   SOLE   0 0 2,000
MYOKARDIA INC COM 62857M105 555 2,500 SH   SOLE   0 0 2,500
NETEASE INC SPONSORED ADS 64110W102 536 5,925 SH   SOLE   0 0 5,925
NEW MTN FIN CORP COM 647551100 209 21,875 SH   SOLE   0 0 21,875
NEW PROVIDENCE ACQUISITION COM CL A 64822P106 247 24,450 SH   SOLE   0 0 24,450
NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 13 12,225 SH   SOLE   0 0 12,225
NEW YORK CMNTY BANCORP INC COM 649445103 128 15,500 SH   SOLE   0 0 15,500
NEXTERA ENERGY INC COM 65339F101 296 1,067 SH   SOLE   0 0 1,067
NIKE INC CL B 654106103 519 4,030 SH   SOLE   0 0 4,030
NORFOLK SOUTHN CORP COM 655844108 465 2,175 SH   SOLE   0 0 2,175
NUCOR CORP COM 670346105 291 6,000 SH   SOLE   0 0 6,000
NUVEEN AMT FREE QLTY MUN INC COM 670657105 403 28,000 SH   SOLE   0 0 28,000
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 132 10,170 SH   SOLE   0 0 10,170
NUVEEN QUALITY MUNCP INCOME COM 67066V101 472 32,372 SH   SOLE   0 0 32,372
NVIDIA CORPORATION COM 67066G104 2,829 5,020 SH   SOLE   0 0 5,020
ONEOK INC NEW COM 682680103 343 13,199 SH   SOLE   0 0 13,199
ORACLE CORP COM 68389X105 1,126 18,460 SH   SOLE   0 0 18,460
PAYPAL HLDGS INC COM 70450Y103 1,095 5,307 SH   SOLE   0 0 5,307
PEPSICO INC COM 713448108 500 3,500 SH   SOLE   0 0 3,500
PFIZER INC COM 717081103 1,822 49,522 SH   SOLE   0 0 49,522
PHILIP MORRIS INTL INC COM 718172109 3,997 52,563 SH   SOLE   0 0 52,563
PIMCO ETF TR ACTIVE BD ETF 72201R775 202 1,800 SH   SOLE   0 0 1,800
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 559 5,480 SH   SOLE   0 0 5,480
PNC FINL SVCS GROUP INC COM 693475105 412 3,676 SH   SOLE   0 0 3,676
PRA GROUP INC COM 69354N106 533 13,421 SH   SOLE   0 0 13,421
PRECIGEN INC COM 74017N105 493 140,809 SH   SOLE   0 0 140,809
PROCTER AND GAMBLE CO COM 742718109 1,299 9,170 SH   SOLE   0 0 9,170
PROPETRO HLDG CORP COM 74347M108 122 30,000 SH   SOLE   0 0 30,000
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 661 148,490 SH   SOLE   0 0 148,490
RAYTHEON TECHNOLOGIES CORP COM 75513E101 617 10,488 SH   SOLE   0 0 10,488
REATA PHARMACEUTICALS INC CL A 75615P103 1,504 13,595 SH   SOLE   0 0 13,595
RESMED INC COM 761152107 812 4,600 SH   SOLE   0 0 4,600
RESTAURANT BRANDS INTL INC COM 76131D103 693 11,824 SH   SOLE   0 0 11,824
RIVERNORTH MANAGED DUR MUN I COM 76882H105 174 10,300 SH   SOLE   0 0 10,300
ROCKET PHARMACEUTICALS INC COM 77313F106 772 27,709 SH   SOLE   0 0 27,709
SALESFORCE COM INC COM 79466L302 1,638 6,142 SH   SOLE   0 0 6,142
SEABOARD CORP COM 811543107 709 250 SH   SOLE   0 0 250
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 310 2,108 SH   SOLE   0 0 2,108
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 267 4,500 SH   SOLE   0 0 4,500
SERVICE CORP INTL COM 817565104 337 8,000 SH   SOLE   0 0 8,000
SERVICENOW INC COM 81762P102 3,602 6,926 SH   SOLE   0 0 6,926
SIGMATRON INTL INC COM 82661L101 172 55,100 SH   SOLE   0 0 55,100
SNOWFLAKE INC CL A 833445109 2,579 10,358 SH   SOLE   0 0 10,358
SPARK ENERGY INC CL A COM 846511103 1,831 219,992 SH   SOLE   0 0 219,992
SPDR S&P 500 ETF TR TR UNIT 78462F103 338 1,010 SH   SOLE   0 0 1,010
SPRINGWORKS THERAPEUTICS INC COM 85205L107 655 11,200 SH   SOLE   0 0 11,200
SQUARE INC CL A 852234103 947 5,000 SH   SOLE   0 0 5,000
STARBUCKS CORP COM 855244109 505 5,647 SH   SOLE   0 0 5,647
STELLUS CAP INVT CORP COM 858568108 194 22,259 SH   SOLE   0 0 22,259
STRYKER CORPORATION COM 863667101 499 2,266 SH   SOLE   0 0 2,266
SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 901 219,742 SH   SOLE   0 0 219,742
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 903 5,360 SH   SOLE   0 0 5,360
TARGA RES CORP COM 87612G101 181 12,897 SH   SOLE   0 0 12,897
TARGET CORP COM 87612E106 483 2,922 SH   SOLE   0 0 2,922
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 149 14,150 SH   SOLE   0 0 14,150
TELA BIO INC COM 872381108 2,698 163,121 SH   SOLE   0 0 163,121
TESLA INC COM 88160R101 215 500 SH   SOLE   0 0 500
TEXAS INSTRS INC COM 882508104 929 6,040 SH   SOLE   0 0 6,040
TFF PHARMACEUTICALS INC COM 87241J104 340 21,326 SH   SOLE   0 0 21,326
THERAPEUTICSMD INC COM 88338N107 6,789 4,296,637 SH   SOLE   0 0 4,296,637
THERMO FISHER SCIENTIFIC INC COM 883556102 795 1,700 SH   SOLE   0 0 1,700
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 125 12,500 SH   SOLE   0 0 12,500
TWILIO INC CL A 90138F102 865 2,600 SH   SOLE   0 0 2,600
TWITTER INC COM 90184L102 929 19,700 SH   SOLE   0 0 19,700
TYLER TECHNOLOGIES INC COM 902252105 349 1,000 SH   SOLE   0 0 1,000
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 7 12,500 SH   SOLE   0 0 12,500
UNION ACQUISITION CORP II SHS G9402Q100 124 12,500 SH   SOLE   0 0 12,500
UNION PAC CORP COM 907818108 426 2,100 SH   SOLE   0 0 2,100
UNIQURE NV SHS N90064101 5,406 148,267 SH   SOLE   0 0 148,267
UNITEDHEALTH GROUP INC COM 91324P102 461 1,400 SH   SOLE   0 0 1,400
UNIVERSAL HLTH SVCS INC CL B 913903100 316 2,890 SH   SOLE   0 0 2,890
US BANCORP DEL COM NEW 902973304 290 7,560 SH   SOLE   0 0 7,560
VANECK VECTORS ETF TR VIDEO GAMING 92189F114 4,172 66,096 SH   SOLE   0 0 66,096
VANGUARD INDEX FDS GROWTH ETF 922908736 474 2,082 SH   SOLE   0 0 2,082
VANGUARD WORLD FDS INF TECH ETF 92204A702 360 1,155 SH   SOLE   0 0 1,155
VERISIGN INC COM 92343E102 2,875 13,246 SH   SOLE   0 0 13,246
VERIZON COMMUNICATIONS INC COM 92343V104 1,438 24,233 SH   SOLE   0 0 24,233
VISA INC COM CL A 92826C839 5,132 25,237 SH   SOLE   0 0 25,237
WAITR HLDGS INC COM 930752100 64 20,000 SH   SOLE   0 0 20,000
WALGREENS BOOTS ALLIANCE INC COM 931427108 893 24,748 SH   SOLE   0 0 24,748
WALMART INC COM 931142103 560 4,000 SH   SOLE   0 0 4,000
WASTE MGMT INC DEL COM 94106L109 853 7,542 SH   SOLE   0 0 7,542
WORKDAY INC CL A 98138H101 761 3,250 SH   SOLE   0 0 3,250
XENON PHARMACEUTICALS INC COM 98420N105 288 24,500 SH   SOLE   0 0 24,500
XILINX INC COM 983919101 645 5,475 SH   SOLE   0 0 5,475
ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 769 2,677 SH   SOLE   0 0 2,677
ZOGENIX INC COM NEW 98978L204 232 12,420 SH   SOLE   0 0 12,420
ZUORA INC COM CL A 98983V106 217 21,000 SH   SOLE   0 0 21,000