The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 230 1,319 SH   SOLE   0 0 1,319
ABBOTT LABS COM 002824100 897 8,025 SH   SOLE   0 0 8,025
ABBVIE INC COM 00287Y109 2,514 22,498 SH   SOLE   0 0 22,498
ACTIVISION BLIZZARD INC COM 00507V109 831 9,255 SH   SOLE   0 0 9,255
ADOBE SYSTEMS INCORPORATED COM 00724F101 4,892 10,360 SH   SOLE   0 0 10,360
ADVANCED MICRO DEVICES INC COM 007903107 4,883 53,209 SH   SOLE   0 0 53,209
AIR PRODS & CHEMS INC COM 009158106 567 2,075 SH   SOLE   0 0 2,075
ALEXION PHARMACEUTICALS INC COM 015351109 532 3,400 SH   SOLE   0 0 3,400
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3,486 14,945 SH   SOLE   0 0 14,945
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 598 3,500 SH   SOLE   0 0 3,500
ALPHABET INC CAP STK CL A 02079K305 3,066 1,754 SH   SOLE   0 0 1,754
ALPHABET INC CAP STK CL C 02079K107 1,874 1,068 SH   SOLE   0 0 1,068
ALTRIA GROUP INC COM 02209S103 3,758 91,618 SH   SOLE   0 0 91,618
AMAZON COM INC COM 023135106 6,690 2,106 SH   SOLE   0 0 2,106
AMDOCS LTD SHS G02602103 563 8,000 SH   SOLE   0 0 8,000
AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 168 39,500 SH   SOLE   0 0 39,500
AMERICAN EXPRESS CO COM 025816109 372 3,042 SH   SOLE   0 0 3,042
AMGEN INC COM 031162100 1,020 4,292 SH   SOLE   0 0 4,292
ANTERO RESOURCES CORP COM 03674X106 213 39,000 SH   SOLE   0 0 39,000
ANTHEM INC COM 036752103 628 1,900 SH   SOLE   0 0 1,900
APPLE INC COM 037833100 12,657 95,932 SH   SOLE   0 0 95,932
APTOSE BIOSCIENCES INC COM NEW 03835T200 4,231 925,153 SH   SOLE   0 0 925,153
ARGENX SE SPONSORED ADR 04016X101 502 1,830 SH   SOLE   0 0 1,830
ARK ETF TR INNOVATION ETF 00214Q104 1,484 11,920 SH   SOLE   0 0 11,920
ASTRAZENECA PLC SPONSORED ADR 046353108 684 13,600 SH   SOLE   0 0 13,600
AT&T INC COM 00206R102 6,198 215,750 SH   SOLE   0 0 215,750
ATIF HOLDINGS LIMITED SHS G0602B100 13 14,200 SH   SOLE   0 0 14,200
ATLASSIAN CORP PLC CL A G06242104 628 2,730 SH   SOLE   0 0 2,730
AUTOMATIC DATA PROCESSING IN COM 053015103 405 2,450 SH   SOLE   0 0 2,450
AUTONATION INC COM 05329W102 349 5,000 SH   SOLE   0 0 5,000
AVALARA INC COM 05338G106 3,076 19,418 SH   SOLE   0 0 19,418
AVNET INC COM 053807103 336 9,570 SH   SOLE   0 0 9,570
BAIDU INC SPON ADR REP A 056752108 995 4,200 SH   SOLE   0 0 4,200
BARRICK GOLD CORP COM 067901108 638 28,000 SH   SOLE   0 0 28,000
BAUSCH HEALTH COS INC COM 071734107 891 35,013 SH   SOLE   0 0 35,013
BAXTER INTL INC COM 071813109 402 4,900 SH   SOLE   0 0 4,900
BEIGENE LTD SPONSORED ADR 07725L102 837 2,700 SH   SOLE   0 0 2,700
BERKSHIRE HATHAWAY INC DEL CL A 084670108 3,179 9 SH   SOLE   0 0 9
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 224 964 SH   SOLE   0 0 964
BIOMARIN PHARMACEUTICAL INC COM 09061G101 328 4,000 SH   SOLE   0 0 4,000
BK OF AMERICA CORP COM 060505104 318 10,519 SH   SOLE   0 0 10,519
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 356 25,500 SH   SOLE   0 0 25,500
BLACKROCK CORE BD TR SHS BEN INT 09249E101 635 38,955 SH   SOLE   0 0 38,955
BLACKROCK INC COM 09247X101 649 900 SH   SOLE   0 0 900
BLACKROCK MUN INCOME QUALITY COM 092479104 165 11,000 SH   SOLE   0 0 11,000
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 370 25,730 SH   SOLE   0 0 25,730
BLACKSTONE GROUP INC COM CL A 09260D107 23,876 368,620 SH   SOLE   0 0 368,620
BLUE HAT INTERACTIVE ENTMT T SHS G1329V106 10 11,000 SH   SOLE   0 0 11,000
BLUEBIRD BIO INC COM 09609G100 317 6,400 SH   SOLE   0 0 6,400
BOEING CO COM 097023105 596 2,860 SH   SOLE   0 0 2,860
BOQII HLDG LTD SPONSORED ADS 09950L104 2,372 455,350 SH   SOLE   0 0 455,350
BRISTOL-MYERS SQUIBB CO COM 110122108 2,573 40,884 SH   SOLE   0 0 40,884
BROADCOM INC COM 11135F101 886 1,964 SH   SOLE   0 0 1,964
CADENCE BANCORPORATION CL A 12739A100 164 10,000 SH   SOLE   0 0 10,000
CAPITAL SOUTHWEST CORP COM 140501107 15,366 865,717 SH   SOLE   0 0 865,717
CATCHMARK TIMBER TR INC CL A 14912Y202 182 19,400 SH   SOLE   0 0 19,400
CATERPILLAR INC COM 149123101 250 1,375 SH   SOLE   0 0 1,375
CELANESE CORP DEL COM 150870103 684 5,000 SH   SOLE   0 0 5,000
CENTENNIAL RESOURCE DEV INC CL A 15136A102 18 12,200 SH   SOLE   0 0 12,200
CERNER CORP COM 156782104 371 4,600 SH   SOLE   0 0 4,600
CHARTER COMMUNICATIONS INC N CL A 16119P108 766 1,239 SH   SOLE   0 0 1,239
CHEMBIO DIAGNOSTICS INC COM NEW 163572209 990 183,584 SH   SOLE   0 0 183,584
CHEVRON CORP NEW COM 166764100 860 10,175 SH   SOLE   0 0 10,175
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,433 50,205 SH   SOLE   0 0 50,205
CIGNA CORP NEW COM 125523100 1,006 4,493 SH   SOLE   0 0 4,493
CIIG MERGER CORP *W EXP 12/31/202 12559C111 100 12,500 SH   SOLE   0 0 12,500
CIIG MERGER CORP COM CL A 12559C103 683 25,650 SH   SOLE   0 0 25,650
CINEDIGM CORP COM NEW 172406209 8 11,800 SH   SOLE   0 0 11,800
CINTAS CORP COM 172908105 4,302 12,807 SH   SOLE   0 0 12,807
CISCO SYS INC COM 17275R102 6,758 150,925 SH   SOLE   0 0 150,925
CLOROX CO DEL COM 189054109 423 2,183 SH   SOLE   0 0 2,183
CLOUDFLARE INC CL A COM 18915M107 509 6,700 SH   SOLE   0 0 6,700
COCA COLA CO COM 191216100 922 16,816 SH   SOLE   0 0 16,816
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 478 6,000 SH   SOLE   0 0 6,000
COLGATE PALMOLIVE CO COM 194162103 406 4,920 SH   SOLE   0 0 4,920
COLLABORATIVE INVESTMNT SER RAREVIEW DYNAMIC 19423L722 254 9,441 SH   SOLE   0 0 9,441
COLONNADE ACQUISITION CORP COM CL A G2283K110 162 12,000 SH   SOLE   0 0 12,000
COMCAST CORP NEW CL A 20030N101 547 10,877 SH   SOLE   0 0 10,877
CONCHO RES INC COM 20605P101 388 6,656 SH   SOLE   0 0 6,656
CRINETICS PHARMACEUTICALS IN COM 22663K107 263 18,600 SH   SOLE   0 0 18,600
CRITEO S A SPONS ADS 226718104 667 32,500 SH   SOLE   0 0 32,500
CROWN CASTLE INTL CORP NEW COM 22822V101 253 1,588 SH   SOLE   0 0 1,588
CSX CORP COM 126408103 710 7,500 SH   SOLE   0 0 7,500
CUE BIOPHARMA INC COM 22978P106 2,449 193,591 SH   SOLE   0 0 193,591
CUMMINS INC COM 231021106 264 1,161 SH   SOLE   0 0 1,161
CVS HEALTH CORP COM 126650100 437 5,847 SH   SOLE   0 0 5,847
CYTOKINETICS INC COM NEW 23282W605 421 21,755 SH   SOLE   0 0 21,755
DATADOG INC CL A COM 23804L103 974 9,290 SH   SOLE   0 0 9,290
DEXCOM INC COM 252131107 363 1,000 SH   SOLE   0 0 1,000
DIAGEO PLC SPON ADR NEW 25243Q205 210 1,325 SH   SOLE   0 0 1,325
DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 505 25,000 SH   SOLE   0 0 25,000
DISH NETWORK CORPORATION CL A 25470M109 353 10,904 SH   SOLE   0 0 10,904
DISNEY WALT CO COM 254687106 3,004 17,002 SH   SOLE   0 0 17,002
DOCUSIGN INC COM 256163106 4,360 17,057 SH   SOLE   0 0 17,057
DROPBOX INC CL A 26210C104 353 15,970 SH   SOLE   0 0 15,970
DUKE ENERGY CORP NEW COM NEW 26441C204 243 2,650 SH   SOLE   0 0 2,650
DYNATRACE INC COM NEW 268150109 2,842 65,078 SH   SOLE   0 0 65,078
EARTHSTONE ENERGY INC CL A 27032D304 801 150,300 SH   SOLE   0 0 150,300
EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 9 10,000 SH   SOLE   0 0 10,000
EAST STONE ACQUISITION CORP SHS G2911D108 101 10,000 SH   SOLE   0 0 10,000
EATON CORP PLC SHS G29183103 288 2,400 SH   SOLE   0 0 2,400
ECOLAB INC COM 278865100 1,214 5,597 SH   SOLE   0 0 5,597
EDWARDS LIFESCIENCES CORP COM 28176E108 414 4,620 SH   SOLE   0 0 4,620
ELANCO ANIMAL HEALTH INC COM 28414H103 13,381 434,335 SH   SOLE   0 0 434,335
ELECTRONIC ARTS INC COM 285512109 729 5,350 SH   SOLE   0 0 5,350
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 804 123,551 SH   SOLE   0 0 123,551
ENTERPRISE PRODS PARTNERS L COM 293792107 14,514 739,527 SH   SOLE   0 0 739,527
EQUIFAX INC COM 294429105 405 2,100 SH   SOLE   0 0 2,100
EROS STX GLOBAL CORPORATION SHS NEW G3788M114 2,848 1,565,178 SH   SOLE   0 0 1,565,178
ESPERION THERAPEUTICS INC NE COM 29664W105 328 12,200 SH   SOLE   0 0 12,200
EXACT SCIENCES CORP COM 30063P105 698 4,800 SH   SOLE   0 0 4,800
EXXON MOBIL CORP COM 30231G102 3,538 85,846 SH   SOLE   0 0 85,846
EZCORP INC CL A NON VTG 302301106 491 102,500 SH   SOLE   0 0 102,500
FACEBOOK INC CL A 30303M102 1,440 5,584 SH   SOLE   0 0 5,584
FEDEX CORP COM 31428X106 807 3,200 SH   SOLE   0 0 3,200
FLEX LTD ORD Y2573F102 241 13,400 SH   SOLE   0 0 13,400
FORD MTR CO DEL COM 345370860 1,867 212,400 SH   SOLE   0 0 212,400
GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 42 46,255 SH   SOLE   0 0 46,255
GALILEO ACQUISITION CORP SHS G3770A102 351 33,780 SH   SOLE   0 0 33,780
GENERAL DYNAMICS CORP COM 369550108 458 3,000 SH   SOLE   0 0 3,000
GENERAL ELECTRIC CO COM 369604103 334 29,058 SH   SOLE   0 0 29,058
GENESIS ENERGY L P UNIT LTD PARTN 371927104 223 35,700 SH   SOLE   0 0 35,700
GIGCAPITAL2 INC COM 375036100 110 10,000 SH   SOLE   0 0 10,000
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,339 36,000 SH   SOLE   0 0 36,000
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 330 6,750 SH   SOLE   0 0 6,750
GLOBAL PARTNERS LP COM UNITS 37946R109 614 36,950 SH   SOLE   0 0 36,950
GOLDMAN SACHS GROUP INC COM 38141G104 1,804 5,960 SH   SOLE   0 0 5,960
GRAN TIERRA ENERGY INC COM 38500T101 45 124,667 SH   SOLE   0 0 124,667
GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 21 15,000 SH   SOLE   0 0 15,000
GREENROSE ACQUISITION CORP COM 395392103 159 15,000 SH   SOLE   0 0 15,000
HALLADOR ENERGY COMPANY COM 40609P105 39 26,330 SH   SOLE   0 0 26,330
HCA HEALTHCARE INC COM 40412C101 618 3,631 SH   SOLE   0 0 3,631
HEWLETT PACKARD ENTERPRISE C COM 42824C109 345 28,372 SH   SOLE   0 0 28,372
HOME DEPOT INC COM 437076102 1,621 6,101 SH   SOLE   0 0 6,101
HP INC COM 40434L105 434 16,872 SH   SOLE   0 0 16,872
INCYTE CORP COM 45337C102 464 5,000 SH   SOLE   0 0 5,000
INSIGHT SELECT INCOME FD COM 45781W109 421 19,734 SH   SOLE   0 0 19,734
INTEL CORP COM 458140100 859 15,095 SH   SOLE   0 0 15,095
INTERNATIONAL BUSINESS MACHS COM 459200101 1,674 13,300 SH   SOLE   0 0 13,300
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 4,206 248,275 SH   SOLE   0 0 248,275
INTERPRIVATE ACQUISITION COR COM 46064A103 165 10,000 SH   SOLE   0 0 10,000
INTUIT COM 461202103 1,605 4,396 SH   SOLE   0 0 4,396
INVESCO QQQ TR UNIT SER 1 46090E103 48,407 154,289 SH   SOLE   0 0 154,289
INVESCO TR INVT GRADE NEW YO COM 46131T101 375 29,000 SH   SOLE   0 0 29,000
IOVANCE BIOTHERAPEUTICS INC COM 462260100 820 16,200 SH   SOLE   0 0 16,200
ISHARES TR CORE S&P500 ETF 464287200 17,429 45,737 SH   SOLE   0 0 45,737
ISHARES TR SHORT TREAS BD 464288679 1,208 10,925 SH   SOLE   0 0 10,925
JAWS ACQUISITION CORP SHS G50744104 134 10,000 SH   SOLE   0 0 10,000
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 603 3,700 SH   SOLE   0 0 3,700
JOHNSON & JOHNSON COM 478160104 1,366 8,670 SH   SOLE   0 0 8,670
JPMORGAN CHASE & CO COM 46625H100 3,815 29,262 SH   SOLE   0 0 29,262
JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 323 8,000 SH   SOLE   0 0 8,000
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 81 33,750 SH   SOLE   0 0 33,750
KANSAS CITY SOUTHERN COM NEW 485170302 1,138 5,324 SH   SOLE   0 0 5,324
KAYNE ANDERSON ENERGY INFRST COM 486606106 352 61,200 SH   SOLE   0 0 61,200
KINDER MORGAN INC DEL COM 49456B101 988 68,120 SH   SOLE   0 0 68,120
KINSALE CAP GROUP INC COM 49714P108 643 3,000 SH   SOLE   0 0 3,000
KLA CORP COM NEW 482480100 508 1,750 SH   SOLE   0 0 1,750
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 441 8,162 SH   SOLE   0 0 8,162
KROGER CO COM 501044101 480 15,000 SH   SOLE   0 0 15,000
KURA ONCOLOGY INC COM 50127T109 505 14,900 SH   SOLE   0 0 14,900
LADDER CAP CORP CL A 505743104 333 34,100 SH   SOLE   0 0 34,100
LAM RESEARCH CORP COM 512807108 2,233 4,242 SH   SOLE   0 0 4,242
LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 193 17,960 SH   SOLE   0 0 17,960
LILLY ELI & CO COM 532457108 1,775 10,194 SH   SOLE   0 0 10,194
LINDE PLC SHS G5494J103 711 2,700 SH   SOLE   0 0 2,700
LISTED FD TR TRUESHS ESG ACTV 53656F813 2,742 76,330 SH   SOLE   0 0 76,330
LISTED FD TR TRUESHS TECH AI 53656F821 3,991 81,250 SH   SOLE   0 0 81,250
LITTELFUSE INC COM 537008104 558 2,000 SH   SOLE   0 0 2,000
LOCKHEED MARTIN CORP COM 539830109 483 1,389 SH   SOLE   0 0 1,389
LOEWS CORP COM 540424108 258 5,494 SH   SOLE   0 0 5,494
LOWES COS INC COM 548661107 935 5,506 SH   SOLE   0 0 5,506
LULULEMON ATHLETICA INC COM 550021109 1,109 3,150 SH   SOLE   0 0 3,150
LUMEN TECHNOLOGIES INC COM 156700106 285 29,220 SH   SOLE   0 0 29,220
LYFT INC CL A COM 55087P104 246 5,000 SH   SOLE   0 0 5,000
MACROGENICS INC COM 556099109 426 20,915 SH   SOLE   0 0 20,915
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 256 5,550 SH   SOLE   0 0 5,550
MAIN STR CAP CORP COM 56035L104 6,930 214,825 SH   SOLE   0 0 214,825
MARATHON OIL CORP COM 565849106 367 55,000 SH   SOLE   0 0 55,000
MASTERCARD INCORPORATED CL A 57636Q104 1,696 4,857 SH   SOLE   0 0 4,857
MCDONALDS CORP COM 580135101 494 2,300 SH   SOLE   0 0 2,300
MCKESSON CORP COM 58155Q103 618 3,370 SH   SOLE   0 0 3,370
MEDICAL PPTYS TRUST INC COM 58463J304 431 19,800 SH   SOLE   0 0 19,800
MEDTRONIC PLC SHS G5960L103 622 5,244 SH   SOLE   0 0 5,244
MERCK & CO. INC COM 58933Y105 1,730 21,020 SH   SOLE   0 0 21,020
MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 24 15,000 SH   SOLE   0 0 15,000
MERIDA MERGER CORP I COM 58953M106 159 15,000 SH   SOLE   0 0 15,000
MERUS N V COM N5749R100 549 24,870 SH   SOLE   0 0 24,870
MICROSOFT CORP COM 594918104 2,844 13,022 SH   SOLE   0 0 13,022
MINERVA NEUROSCIENCES INC COM 603380106 32 12,000 SH   SOLE   0 0 12,000
MISSION PRODUCE INC COM 60510V108 151 10,000 SH   SOLE   0 0 10,000
MOLINA HEALTHCARE INC COM 60855R100 542 2,370 SH   SOLE   0 0 2,370
MONDELEZ INTL INC CL A 609207105 1,503 26,126 SH   SOLE   0 0 26,126
MOTOROLA SOLUTIONS INC COM NEW 620076307 824 4,735 SH   SOLE   0 0 4,735
MURPHY USA INC COM 626755102 245 2,000 SH   SOLE   0 0 2,000
NETEASE INC SPONSORED ADS 64110W102 634 5,925 SH   SOLE   0 0 5,925
NEW MTN FIN CORP COM 647551100 248 21,875 SH   SOLE   0 0 21,875
NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 47 12,225 SH   SOLE   0 0 12,225
NEW PROVIDENCE ACQUISITION COM CL A 64822P106 326 24,450 SH   SOLE   0 0 24,450
NEW YORK CMNTY BANCORP INC COM 649445103 164 15,500 SH   SOLE   0 0 15,500
NEXTERA ENERGY INC COM 65339F101 329 4,268 SH   SOLE   0 0 4,268
NIKE INC CL B 654106103 576 4,030 SH   SOLE   0 0 4,030
NORFOLK SOUTHN CORP COM 655844108 517 2,175 SH   SOLE   0 0 2,175
NUCOR CORP COM 670346105 340 6,000 SH   SOLE   0 0 6,000
NUVEEN AMT FREE QLTY MUN INC COM 670657105 527 35,007 SH   SOLE   0 0 35,007
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 219 16,270 SH   SOLE   0 0 16,270
NUVEEN NEW YORK QLT MUN INC COM 67066X107 149 10,600 SH   SOLE   0 0 10,600
NUVEEN QUALITY MUNCP INCOME COM 67066V101 566 37,354 SH   SOLE   0 0 37,354
NVIDIA CORPORATION COM 67066G104 2,702 5,020 SH   SOLE   0 0 5,020
ONEOK INC NEW COM 682680103 507 13,199 SH   SOLE   0 0 13,199
OPENDOOR TECHNOLOGIES INC COM 683712103 590 22,000 SH   SOLE   0 0 22,000
ORACLE CORP COM 68389X105 1,146 18,460 SH   SOLE   0 0 18,460
PAYPAL HLDGS INC COM 70450Y103 4,757 19,431 SH   SOLE   0 0 19,431
PEPSICO INC COM 713448108 514 3,600 SH   SOLE   0 0 3,600
PFIZER INC COM 717081103 1,836 49,822 SH   SOLE   0 0 49,822
PHILIP MORRIS INTL INC COM 718172109 4,319 52,463 SH   SOLE   0 0 52,463
PIMCO ETF TR ACTIVE BD ETF 72201R775 204 1,800 SH   SOLE   0 0 1,800
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 559 5,480 SH   SOLE   0 0 5,480
PNC FINL SVCS GROUP INC COM 693475105 585 3,676 SH   SOLE   0 0 3,676
PRA GROUP INC COM 69354N106 482 13,421 SH   SOLE   0 0 13,421
PRECIGEN INC COM 74017N105 408 40,000 SH   SOLE   0 0 40,000
PROCTER AND GAMBLE CO COM 742718109 1,265 9,170 SH   SOLE   0 0 9,170
PROPETRO HLDG CORP COM 74347M108 222 30,000 SH   SOLE   0 0 30,000
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 691 148,490 SH   SOLE   0 0 148,490
QUANTUMSCAPE CORP *W EXP 11/25/202 74767V117 349 9,694 SH   SOLE   0 0 9,694
QUANTUMSCAPE CORP COM CL A 74767V109 896 15,890 SH   SOLE   0 0 15,890
RAVE RESTAURANT GROUP INC COM 754198109 9 10,300 SH   SOLE   0 0 10,300
RAYTHEON TECHNOLOGIES CORP COM 75513E101 674 9,545 SH   SOLE   0 0 9,545
REDFIN CORP COM 75737F108 648 8,300 SH   SOLE   0 0 8,300
RESMED INC COM 761152107 996 4,600 SH   SOLE   0 0 4,600
RESTAURANT BRANDS INTL INC COM 76131D103 747 11,824 SH   SOLE   0 0 11,824
RIVERNORTH MANAGED DUR MUN I COM 76882H105 189 10,300 SH   SOLE   0 0 10,300
ROCKET PHARMACEUTICALS INC COM 77313F106 1,538 27,709 SH   SOLE   0 0 27,709
ROTH CH ACQUISITION II CO UNIT 12/11/2025 778673202 5,887 566,000 SH   SOLE   0 0 566,000
SALESFORCE COM INC COM 79466L302 5,924 26,742 SH   SOLE   0 0 26,742
SCHWAB CHARLES CORP COM 808513105 238 4,000 SH   SOLE   0 0 4,000
SEABOARD CORP DEL COM 811543107 758 250 SH   SOLE   0 0 250
SEANERGY MARITIME HLDGS CORP SHS NEW Y73760194 11 20,400 SH   SOLE   0 0 20,400
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 304 4,500 SH   SOLE   0 0 4,500
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 339 2,108 SH   SOLE   0 0 2,108
SERVICE CORP INTL COM 817565104 393 8,000 SH   SOLE   0 0 8,000
SERVICENOW INC COM 81762P102 6,138 11,759 SH   SOLE   0 0 11,759
SIGMATRON INTL INC COM 82661L101 258 55,100 SH   SOLE   0 0 55,100
SILK RD MED INC COM 82710M100 252 4,000 SH   SOLE   0 0 4,000
SNOWFLAKE INC CL A 833445109 2,849 9,606 SH   SOLE   0 0 9,606
SOUTHWESTERN ENERGY CO COM 845467109 281 94,242 SH   SOLE   0 0 94,242
SPARK ENERGY INC CL A COM 846511103 1,751 182,992 SH   SOLE   0 0 182,992
SPDR S&P 500 ETF TR TR UNIT 78462F103 424 1,132 SH   SOLE   0 0 1,132
SPDR SER TR S&P OILGAS EXP 78468R556 219 3,750 SH   SOLE   0 0 3,750
SPRINGWORKS THERAPEUTICS INC COM 85205L107 752 11,200 SH   SOLE   0 0 11,200
SQUARE INC CL A 852234103 1,242 5,400 SH   SOLE   0 0 5,400
STARBUCKS CORP COM 855244109 553 5,363 SH   SOLE   0 0 5,363
STELLUS CAP INVT CORP COM 858568108 244 22,423 SH   SOLE   0 0 22,423
STRYKER CORPORATION COM 863667101 551 2,266 SH   SOLE   0 0 2,266
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1,069 5,360 SH   SOLE   0 0 5,360
TARGA RES CORP COM 87612G101 316 11,967 SH   SOLE   0 0 11,967
TARGET CORP COM 87612E106 575 2,922 SH   SOLE   0 0 2,922
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 162 14,150 SH   SOLE   0 0 14,150
TELA BIO INC COM 872381108 1,705 113,418 SH   SOLE   0 0 113,418
TEXAS INSTRS INC COM 882508104 1,065 6,240 SH   SOLE   0 0 6,240
TFF PHARMACEUTICALS INC COM 87241J104 394 21,326 SH   SOLE   0 0 21,326
THERAPEUTICSMD INC COM 88338N107 4,979 4,115,116 SH   SOLE   0 0 4,115,116
THERMO FISHER SCIENTIFIC INC COM 883556102 853 1,700 SH   SOLE   0 0 1,700
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 189 14,500 SH   SOLE   0 0 14,500
TILRAY INC COM CL 2 88688T100 124 15,000 SH   SOLE   0 0 15,000
TWILIO INC CL A 90138F102 957 2,600 SH   SOLE   0 0 2,600
TWITTER INC COM 90184L102 930 19,700 SH   SOLE   0 0 19,700
TYLER TECHNOLOGIES INC COM 902252105 437 1,000 SH   SOLE   0 0 1,000
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 13 12,500 SH   SOLE   0 0 12,500
UNION ACQUISITION CORP II SHS G9402Q100 129 12,500 SH   SOLE   0 0 12,500
UNION PAC CORP COM 907818108 454 2,100 SH   SOLE   0 0 2,100
UNIQURE NV SHS N90064101 2,779 73,070 SH   SOLE   0 0 73,070
UNITEDHEALTH GROUP INC COM 91324P102 497 1,400 SH   SOLE   0 0 1,400
UNIVERSAL HLTH SVCS INC CL B 913903100 392 2,890 SH   SOLE   0 0 2,890
US BANCORP DEL COM NEW 902973304 383 7,760 SH   SOLE   0 0 7,760
US WELL SERVICES INC CL A 91274U101 8 19,600 SH   SOLE   0 0 19,600
VANGUARD INDEX FDS GROWTH ETF 922908736 527 2,082 SH   SOLE   0 0 2,082
VANGUARD WORLD FDS INF TECH ETF 92204A702 409 1,155 SH   SOLE   0 0 1,155
VERIZON COMMUNICATIONS INC COM 92343V104 1,402 24,233 SH   SOLE   0 0 24,233
VERTEX ENERGY INC COM 92534K107 11 15,100 SH   SOLE   0 0 15,100
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 532 22,400 SH   SOLE   0 0 22,400
VISA INC COM CL A 92826C839 5,639 26,796 SH   SOLE   0 0 26,796
WAITR HLDGS INC COM 930752100 56 20,000 SH   SOLE   0 0 20,000
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,202 24,748 SH   SOLE   0 0 24,748
WALMART INC COM 931142103 635 4,408 SH   SOLE   0 0 4,408
WASHINGTON TR BANCORP COM 940610108 210 4,685 SH   SOLE   0 0 4,685
WASTE MGMT INC DEL COM 94106L109 890 7,542 SH   SOLE   0 0 7,542
WIDEPOINT CORP COMMON 967590209 101 10,000 SH   SOLE   0 0 10,000
WORKDAY INC CL A 98138H101 1,203 5,250 SH   SOLE   0 0 5,250
XENON PHARMACEUTICALS INC COM 98420N105 374 24,500 SH   SOLE   0 0 24,500
XILINX INC COM 983919101 773 5,475 SH   SOLE   0 0 5,475
ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1,104 2,677 SH   SOLE   0 0 2,677
ZOGENIX INC COM NEW 98978L204 236 12,420 SH   SOLE   0 0 12,420