Purchases and Sales Made in Q1 2022 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q1 2022. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
82.8K+ 72.22% |
$2.05M - $2.55M
|
197K
$5.21M
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
43.1K+ 36.05% |
$1.07M - $1.33M
|
163K
$4.3M
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
41.1K+ 3.44% |
$1.02M - $1.27M
|
1.24M
$32.6M
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
39.2K+ 2.64% |
$971K - $1.21M
|
1.52M
$40.2M
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
33.7K+ 30.66% |
$836K - $1.04M
|
144K
$3.8M
|
|
Apr 18, 2022
Q1 2022
|
Bridge Advisory, LLC
|
BUY
|
- |
26.1K+ 25.95% |
$647K - $804K
|
127K
$3.34M
|
|
May 04, 2022
Q1 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
21.5KNew |
$532K - $662K
|
21.5K
$567K
|
|
May 09, 2022
Q1 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
21.1KNew |
$524K - $652K
|
21.1K
$558K
|
|
May 16, 2022
Q1 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
18KNew |
$446K - $555K
|
18K
$475K
|
|
May 03, 2022
Q1 2022
|
Avory & Company, LLC
Miami, FL |
BUY
|
- |
17.2KNew |
$425K - $529K
|
17.2K
$453K
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
16.6KNew |
$411K - $511K
|
16.6K
$438K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.5K+ 9.25% |
$408K - $508K
|
194K
$5.13M
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
16K+ 25.02% |
$396K - $493K
|
79.9K
$2.11M
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15K+ 3.69% |
$371K - $462K
|
421K
$11.1M
|
|
May 04, 2022
Q1 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
12.3K+ 13.84% |
$305K - $380K
|
101K
$2.68M
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
10.7K+ 14.11% |
$264K - $328K
|
86.1K
$2.28M
|
|
May 06, 2022
Q1 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
9.93K+ 17.12% |
$246K - $306K
|
67.9K
$1.79M
|
|
May 04, 2022
Q1 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
9.6KNew |
$238K - $296K
|
9.6K
$253K
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
9.27KNew |
$230K - $286K
|
9.27K
$245K
|
|
Apr 27, 2022
Q1 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
9.2K+ 19.85% |
$228K - $284K
|
55.5K
$1.47M
|
|
Apr 25, 2022
Q1 2022
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
8.45KNew |
$210K - $261K
|
8.45K
$223K
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.03K+ 15.85% |
$174K - $217K
|
51.4K
$1.36M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
5.16K+ 0.57% |
$128K - $159K
|
903K
$23.9M
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.33K+ 0.58% |
$107K - $133K
|
754K
$19.9M
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
4KNew |
$99.2K - $123K
|
4K
$106K
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
3.8KNew |
$94.2K - $117K
|
3.8K
$100K
|
|
May 09, 2022
Q1 2022
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
3.69K+ 13.22% |
$91.6K - $114K
|
31.6K
$836K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.26KNew |
$80.7K - $100K
|
3.26K
$86K
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.25K+ 5.75% |
$80.7K - $100K
|
59.9K
$1.58M
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.75K+ 14.94% |
$68.2K - $84.8K
|
21.2K
$559K
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.66K+ 7.12% |
$66K - $82.1K
|
40K
$1.06M
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.41K+ 14.63% |
$59.8K - $74.4K
|
18.9K
$499K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.79K+ 0.46% |
$44.3K - $55.1K
|
388K
$10.2M
|
|
Apr 13, 2022
Q1 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
1.51K+ 3.75% |
$37.4K - $46.6K
|
41.8K
$1.1M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.46K+ 1.64% |
$36.1K - $45K
|
90.3K
$2.39M
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
BUY
|
- |
1.4K+ 37.65% |
$34.7K - $43.1K
|
5.12K
$135K
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.2K+ 4.19% |
$29.7K - $37K
|
29.8K
$788K
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.1KNew |
$27.3K - $34K
|
1.1K
$29.1K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.01K+ 16.89% |
$25K - $31.1K
|
6.99K
$185K
|
|
Apr 19, 2022
Q1 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
960+ 13.05% |
$23.8K - $29.6K
|
8.32K
$220K
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
899+ 6.9% |
$22.3K - $27.7K
|
13.9K
$368K
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
870+ 1.74% |
$21.6K - $26.8K
|
50.8K
$1.34M
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
750New |
$18.6K - $23.1K
|
750
$19.8K
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
668New |
$16.6K - $20.6K
|
668
$17.6K
|
|
May 10, 2022
Q1 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
656New |
$16.3K - $20.2K
|
656
$17.3K
|
|
Apr 20, 2022
Q1 2022
|
Strategic Asset Management, LLC
|
BUY
|
- |
600New |
$14.9K - $18.5K
|
600
$15.8K
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
598+ 7.9% |
$14.8K - $18.4K
|
8.17K
$216K
|
|
May 26, 2022
Q1 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
426+ 5.83% |
$10.6K - $13.1K
|
7.74K
$204K
|
|
May 06, 2022
Q1 2022
|
Retirement Group, LLC
|
BUY
|
- |
415New |
$10.3K - $12.8K
|
415
$11K
|
|
Apr 20, 2022
Q1 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
362New |
$8.97K - $11.2K
|
362
$9.56K
|