Purchases and Sales Made in Q1 2023 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-58- 0.3% |
$1.2K - $1.39K
|
19.1K
$502K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-161- 0.35% |
$3.33K - $3.86K
|
45.8K
$1.21M
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-225Closed |
$4.66K - $5.4K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-329- 2.54% |
$6.81K - $7.89K
|
12.6K
$332K
|
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-371- 1.24% |
$7.68K - $8.9K
|
29.5K
$774K
|
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-500- 1.32% |
$10.4K - $12K
|
37.5K
$986K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-550- 4.98% |
$11.4K - $13.2K
|
10.5K
$276K
|
|
|
Apr 24, 2023
Q1 2023
|
Diversified, LLC
|
SELL
|
- |
-639- 4.4% |
$13.2K - $15.3K
|
13.9K
$365K
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-998- 2.3% |
$20.7K - $23.9K
|
42.3K
$1.11M
|
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.11K- 2.65% |
$22.9K - $26.6K
|
40.7K
$1.07M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.47K- 3.74% |
$30.5K - $35.3K
|
37.9K
$998K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.51K- 11.64% |
$31.3K - $36.2K
|
11.5K
$302K
|
|
|
Apr 14, 2023
Q1 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-2.03K- 1.31% |
$41.9K - $48.6K
|
153K
$4.02M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.25K- 2.69% |
$46.6K - $54K
|
81.4K
$2.14M
|
|
|
May 08, 2023
Q1 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.49K- 15.33% |
$51.5K - $59.6K
|
13.7K
$361K
|
|
|
May 11, 2023
Q1 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-4.18K- 4.75% |
$86.4K - $100K
|
83.8K
$2.2M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.22K- 22.42% |
$87.3K - $101K
|
14.6K
$384K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.15K- 20.3% |
$107K - $124K
|
20.2K
$532K
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-8.27K- 11.2% |
$171K - $198K
|
65.5K
$1.72M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-9.19K- 2.46% |
$190K - $220K
|
365K
$9.6M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-9.45K- 10.15% |
$196K - $227K
|
83.7K
$2.2M
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.2K- 32.5% |
$211K - $245K
|
21.2K
$558K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.8K- 2.6% |
$223K - $259K
|
405K
$10.6M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-17.2K- 7.38% |
$357K - $413K
|
216K
$5.68M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-21.3K- 62.73% |
$440K - $510K
|
12.6K
$332K
|
|
|
May 15, 2023
Q1 2023
|
Stephens Inc
|
SELL
|
- |
-26.1K- 26.41% |
$541K - $627K
|
72.9K
$1.92M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-26.7K- 60.44% |
$554K - $641K
|
17.5K
$460K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-28.3K- 68.95% |
$585K - $678K
|
12.7K
$335K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-29.6K- 38.99% |
$612K - $709K
|
46.2K
$1.22M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-44.4K- 11.94% |
$919K - $1.06M
|
327K
$8.6M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-48.3K- 52.51% |
$1M - $1.16M
|
43.7K
$1.15M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-55.7K- 14.79% |
$1.15M - $1.34M
|
321K
$8.44M
|