Purchases and Sales Made in Q3 2021 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
17+ 1.7% |
$482 - $520
|
1.02K
$24.9K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
7+ 1.4% |
$199 - $214
|
508
$12.5K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
5+ 1.51% |
$142 - $153
|
336
$8.24K
|
|
|
Nov 10, 2021
Q3 2021
|
Time Scale Financial, Inc.
|
BUY
|
- |
5+ 1.36% |
$142 - $153
|
373
$9.15K
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-125- 1.07% |
$3.55K - $3.83K
|
11.6K
$284K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-350- 0.98% |
$9.93K - $10.7K
|
35.2K
$864K
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-389- 97.25% |
$11K - $11.9K
|
11
$270
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-438- 1.97% |
$12.4K - $13.4K
|
21.8K
$534K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-526- 22.59% |
$14.9K - $16.1K
|
1.8K
$44.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-602Closed |
$17.1K - $18.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-700- 1.61% |
$19.9K - $21.4K
|
42.8K
$1.05M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-701- 7.03% |
$19.9K - $21.5K
|
9.28K
$228K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-1.4KClosed |
$39.8K - $43K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.48K- 1.69% |
$42K - $45.3K
|
86K
$2.11M
|
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.85KClosed |
$52.3K - $56.5K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Headinvest, LLC
Portland, ME |
SELL
|
- |
-2.08K- 15.38% |
$58.9K - $63.5K
|
11.4K
$280K
|
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-2.79K- 4.62% |
$79.2K - $85.4K
|
57.7K
$1.42M
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3.02KClosed |
$85.8K - $92.5K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-3.31K- 20.79% |
$94K - $101K
|
12.6K
$310K
|
|
|
Oct 12, 2021
Q3 2021
|
American National Bank
|
SELL
|
- |
-6.45KClosed |
$183K - $197K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-7KClosed |
$199K - $214K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-16.3KClosed |
$463K - $500K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-19.7K- 11.18% |
$558K - $602K
|
156K
$3.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-22.3K- 2.93% |
$632K - $682K
|
738K
$18.1M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-36.6K- 22.28% |
$1.04M - $1.12M
|
128K
$3.13M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-38.5K- 96.54% |
$1.09M - $1.18M
|
1.38K
$33.9K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-64.7K- 98.78% |
$1.84M - $1.98M
|
800
$19.6K
|