Purchases and Sales Made in Q3 2022 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
115K+ 48.08% |
$2.36M - $2.89M
|
355K
$9.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
53K+ 4.13% |
$1.09M - $1.33M
|
1.34M
$35.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
49.7K+ 12.54% |
$1.02M - $1.25M
|
446K
$11.8M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
31.1K+ 9.58% |
$637K - $779K
|
355K
$9.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
29.6K+ 7.35% |
$606K - $742K
|
432K
$11.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
26.1K+ 3.43% |
$535K - $654K
|
786K
$20.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
25K+ 1.47% |
$512K - $626K
|
1.73M
$45.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
21.8KNew |
$447K - $546K
|
21.8K
$575K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19.8K+ 37.44% |
$406K - $497K
|
72.7K
$1.92M
|
|
|
Oct 17, 2022
Q3 2022
|
Bridge Advisory, LLC
|
BUY
|
- |
17.9K+ 13.01% |
$367K - $449K
|
155K
$4.1M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
15.9KNew |
$327K - $400K
|
15.9K
$421K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.8K+ 5.95% |
$283K - $346K
|
246K
$6.49M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.5KNew |
$236K - $289K
|
11.5K
$304K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.1K+ 5.62% |
$227K - $278K
|
208K
$5.5M
|
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.5KNew |
$216K - $264K
|
10.5K
$278K
|
|
|
Nov 14, 2022
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
10KNew |
$205K - $251K
|
10K
$264K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.38K+ 3.97% |
$172K - $210K
|
219K
$5.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
7.85K+ 14.69% |
$161K - $197K
|
61.3K
$1.62M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
7.2K+ 77.7% |
$148K - $181K
|
16.5K
$435K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.1K+ 50.75% |
$146K - $178K
|
21.1K
$557K
|
|
|
Nov 09, 2022
Q3 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
7.08K+ 11.61% |
$145K - $177K
|
68K
$1.8M
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
5.85K+ 15.09% |
$120K - $147K
|
44.6K
$1.18M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
4.82K+ 20.99% |
$98.9K - $121K
|
27.8K
$734K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
4.71K+ 9.59% |
$96.6K - $118K
|
53.8K
$1.42M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
4.6K+ 21.21% |
$94.3K - $115K
|
26.3K
$694K
|
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
3.84K+ 4.91% |
$78.7K - $96.2K
|
82.1K
$2.17M
|
|
|
Nov 09, 2022
Q3 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.79K+ 3.68% |
$77.7K - $95K
|
107K
$2.82M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.78K+ 10.41% |
$77.6K - $94.9K
|
40.1K
$1.06M
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
3.76K+ 3.95% |
$77.1K - $94.3K
|
98.9K
$2.61M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.89K+ 3.2% |
$59.2K - $72.4K
|
93.3K
$2.46M
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.53K+ 77.8% |
$52K - $63.6K
|
5.79K
$153K
|
|
|
Oct 21, 2022
Q3 2022
|
Morgan Jess S & CO Inc
|
BUY
|
- |
1.57K+ 3.02% |
$32.1K - $39.3K
|
53.4K
$1.41M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.36K+ 0.76% |
$27.9K - $34.1K
|
181K
$4.77M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.25K+ 5.89% |
$25.7K - $31.4K
|
22.5K
$595K
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.23K+ 3.88% |
$25.2K - $30.8K
|
32.9K
$870K
|
|
|
Nov 04, 2022
Q3 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
937+ 4.61% |
$19.2K - $23.5K
|
21.2K
$561K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
777New |
$15.9K - $19.5K
|
777
$20.5K
|
|
|
Nov 10, 2022
Q3 2022
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
357+ 0.64% |
$7.32K - $8.95K
|
56.3K
$1.49M
|
|
|
Oct 25, 2022
Q3 2022
|
Fifth Third Bancorp
|
BUY
|
- |
200New |
$4.1K - $5.02K
|
200
$5.28K
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
80+ 0.18% |
$1.64K - $2.01K
|
43.8K
$1.16M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
70+ 1.08% |
$1.44K - $1.76K
|
6.58K
$174K
|
|
|
Oct 12, 2022
Q3 2022
|
Horan Securities, Inc.
|
BUY
|
- |
69New |
$1.42K - $1.73K
|
69
$1.82K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
49+ 0.25% |
$1K - $1.23K
|
19.5K
$514K
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
46+ 2.23% |
$943 - $1.15K
|
2.11K
$55.7K
|
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
23+ 2.22% |
$472 - $577
|
1.06K
$28K
|
|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
18+ 2.15% |
$369 - $451
|
856
$22.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
12+ 2.25% |
$246 - $301
|
545
$14.4K
|
|
|
Oct 05, 2022
Q3 2022
|
Time Scale Financial, Inc.
|
BUY
|
- |
9+ 2.3% |
$185 - $226
|
400
$10.6K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-520- 5.42% |
$10.7K - $13K
|
9.08K
$240K
|