Purchases and Sales Made in Q3 2023 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-45- 1.93% |
$977 - $1.13K
|
2.29K
$60.5K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-60- 0.65% |
$1.3K - $1.51K
|
9.13K
$241K
|
|
|
Nov 13, 2023
Q3 2023
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-124- 0.33% |
$2.69K - $3.12K
|
37.1K
$980K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-290- 0.65% |
$6.3K - $7.31K
|
44.2K
$1.17M
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-445- 4.57% |
$9.67K - $11.2K
|
9.3K
$246K
|
|
|
Nov 09, 2023
Q3 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-500- 5.22% |
$10.9K - $12.6K
|
9.08K
$240K
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-640- 7.49% |
$13.9K - $16.1K
|
7.91K
$209K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-792- 5.6% |
$17.2K - $20K
|
13.3K
$352K
|
|
|
Nov 02, 2023
Q3 2023
|
Diversified, LLC
|
SELL
|
- |
-807- 5.78% |
$17.5K - $20.3K
|
13.2K
$348K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-922- 2.83% |
$20K - $23.2K
|
31.7K
$838K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.07K- 3.77% |
$23.3K - $27.1K
|
27.4K
$724K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-1.21K- 10.77% |
$26.2K - $30.4K
|
10K
$264K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.25K- 7.52% |
$27.1K - $31.5K
|
15.4K
$406K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.66K- 0.66% |
$36K - $41.7K
|
250K
$6.59M
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-2.36KClosed |
$51.3K - $59.5K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-2.83K- 12.06% |
$61.5K - $71.3K
|
20.6K
$545K
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-3.49K- 20.77% |
$75.8K - $87.9K
|
13.3K
$352K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.53K- 3.52% |
$76.7K - $89K
|
96.9K
$2.56M
|
|
|
Nov 03, 2023
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-4.22K- 5.2% |
$91.7K - $106K
|
77K
$2.03M
|
|
|
Mar 13, 2024
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-4.22K- 5.2% |
$91.7K - $106K
|
77K
$2.03M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-4.81K- 33.37% |
$104K - $121K
|
9.6K
$254K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.14K- 5.45% |
$112K - $130K
|
89.2K
$2.36M
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-8.02K- 12.98% |
$174K - $202K
|
53.8K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-8.53K- 3.65% |
$185K - $215K
|
225K
$5.95M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.82K- 22.9% |
$192K - $222K
|
29.7K
$784K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-9.31K- 2.64% |
$202K - $235K
|
344K
$9.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-9.58K- 22.48% |
$208K - $241K
|
33K
$873K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-10.7K- 3.27% |
$233K - $270K
|
318K
$8.39M
|
|
|
Nov 07, 2023
Q3 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-12.8K- 16.58% |
$278K - $322K
|
64.4K
$1.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-13.9K- 1.61% |
$302K - $350K
|
850K
$22.4M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-47.3K- 2.39% |
$1.03M - $1.19M
|
1.93M
$51M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-51.9K- 3.44% |
$1.13M - $1.31M
|
1.46M
$38.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-66.8K- 8.14% |
$1.45M - $1.68M
|
754K
$19.9M
|