Purchases and Sales Made in Q4 2021 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Life Planning Partners, Inc
|
BUY
|
- |
200New |
$5.61K - $6.13K
|
200
$5.47K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
195New |
$5.47K - $5.98K
|
195
$5.34K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
161+ 0.43% |
$4.52K - $4.93K
|
37.6K
$1.03M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
150+ 4.97% |
$4.21K - $4.6K
|
3.17K
$86.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Bcr Wealth Strategies, LLC
|
BUY
|
- |
91New |
$2.55K - $2.79K
|
91
$2.49K
|
|
|
May 12, 2022
Q4 2021
|
Quent Capital, LLC
|
BUY
|
- |
62New |
$1.74K - $1.9K
|
62
$1.7K
|
|
|
Jan 19, 2022
Q4 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
61+ 0.76% |
$1.71K - $1.87K
|
8.05K
$220K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
31+ 1.58% |
$870 - $950
|
2K
$54.7K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
16+ 3.15% |
$449 - $490
|
524
$14.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
12+ 1.5% |
$337 - $368
|
812
$22.2K
|
|
|
Jan 19, 2022
Q4 2021
|
Time Scale Financial, Inc.
|
BUY
|
- |
6+ 1.61% |
$168 - $184
|
379
$10.4K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-91- 0.12% |
$2.55K - $2.79K
|
75.5K
$2.07M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-100Closed |
$2.81K - $3.07K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-198- 3.21% |
$5.55K - $6.07K
|
5.98K
$164K
|
|
|
Jan 31, 2022
Q4 2021
|
Diversified, LLC
|
SELL
|
- |
-242- 0.87% |
$6.79K - $7.42K
|
27.5K
$753K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-262- 1.2% |
$7.35K - $8.03K
|
21.5K
$588K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-307- 2.13% |
$8.61K - $9.41K
|
14.1K
$385K
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-336Closed |
$9.42K - $10.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-354- 77.97% |
$9.93K - $10.9K
|
100
$2.74K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-421- 11.23% |
$11.8K - $12.9K
|
3.33K
$91.1K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-526- 29.19% |
$14.8K - $16.1K
|
1.28K
$34.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Headinvest, LLC
Portland, ME |
SELL
|
- |
-825- 7.23% |
$23.1K - $25.3K
|
10.6K
$290K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-888- 13.26% |
$24.9K - $27.2K
|
5.81K
$159K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.3K- 4.06% |
$36.3K - $39.7K
|
30.6K
$837K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.77K- 76.63% |
$49.8K - $54.4K
|
541
$14.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-1.81K- 1.82% |
$50.9K - $55.6K
|
98K
$2.68M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.33K- 7.53% |
$65.4K - $71.5K
|
28.6K
$784K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.39K- 15.01% |
$67.1K - $73.3K
|
13.6K
$371K
|
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-2.94KClosed |
$82.5K - $90.1K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-4.49K- 12.76% |
$126K - $138K
|
30.7K
$841K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-5.54KClosed |
$155K - $170K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-7.96K- 30.2% |
$223K - $244K
|
18.4K
$504K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-9.28KClosed |
$260K - $284K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-10.5K- 12.17% |
$294K - $321K
|
75.6K
$2.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-10.6K- 0.71% |
$296K - $323K
|
1.48M
$40.6M
|
|
|
Feb 07, 2022
Q4 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-11.6KClosed |
$325K - $355K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13.1K- 10.29% |
$369K - $403K
|
115K
$3.14M
|