Purchases and Sales Made in Q4 2022 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
73+ 48.67% |
$1.46K - $1.71K
|
223
$5.47K
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
51+ 2.42% |
$1.02K - $1.19K
|
2.16K
$53K
|
|
Feb 06, 2023
Q4 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
30+ 2.83% |
$600 - $703
|
1.09K
$26.7K
|
|
Feb 13, 2023
Q4 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
20+ 2.34% |
$400 - $468
|
876
$21.5K
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
11+ 2.65% |
$220 - $258
|
426
$10.4K
|
|
Feb 14, 2023
Q4 2022
|
Silicon Valley Capital Partners
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2023
Q4 2022
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-100Closed |
$2K - $2.34K
|
0
$0
|
|
Jan 17, 2023
Q4 2022
|
Bridge Advisory, LLC
|
SELL
|
- |
-476- 0.31% |
$9.52K - $11.1K
|
155K
$3.8M
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-489- 4.24% |
$9.78K - $11.5K
|
11K
$271K
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-500- 1.14% |
$10K - $11.7K
|
43.3K
$1.06M
|
|
Jan 27, 2023
Q4 2022
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-785- 0.88% |
$15.7K - $18.4K
|
88K
$2.16M
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-797- 12.12% |
$15.9K - $18.7K
|
5.78K
$142K
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.79K- 10.95% |
$35.7K - $41.8K
|
14.5K
$356K
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-1.97K- 78.83% |
$39.5K - $46.2K
|
530
$13K
|
|
Feb 13, 2023
Q4 2022
|
Diversified, LLC
|
SELL
|
- |
-2.46K- 14.46% |
$49.1K - $57.5K
|
14.5K
$357K
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.51K- 2.9% |
$50.2K - $58.8K
|
83.9K
$2.06M
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.67K- 6.65% |
$53.4K - $62.5K
|
37.5K
$919K
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-2.67K- 12.23% |
$53.4K - $62.5K
|
19.2K
$470K
|
|
Jan 12, 2023
Q4 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-2.83K- 6.33% |
$56.6K - $66.2K
|
41.8K
$1.03M
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-3.52K- 20.92% |
$70.4K - $82.4K
|
13.3K
$326K
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.71K- 16.46% |
$74.1K - $86.8K
|
18.8K
$462K
|
|
Feb 13, 2023
Q4 2022
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-5.02K- 23.64% |
$100K - $118K
|
16.2K
$398K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.91K- 2.81% |
$138K - $162K
|
239K
$5.86M
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-8.87K- 18.23% |
$177K - $208K
|
39.8K
$976K
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-11.7K- 12.57% |
$234K - $274K
|
81.4K
$2M
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-13.6K- 1.6% |
$272K - $318K
|
837K
$20.5M
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-14.4K- 26.78% |
$288K - $338K
|
39.4K
$967K
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-16.1K- 3.72% |
$321K - $376K
|
416K
$10.2M
|
|
Feb 06, 2023
Q4 2022
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-16.2K- 19.77% |
$324K - $380K
|
65.8K
$1.62M
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-16.5K- 43.28% |
$330K - $387K
|
21.6K
$531K
|
|
Feb 10, 2023
Q4 2022
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-17.8K- 31.62% |
$356K - $417K
|
38.5K
$945K
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-74.6K- 16.72% |
$1.49M - $1.75M
|
372K
$9.12M
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-124K- 47.12% |
$2.48M - $2.9M
|
139K
$3.41M
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-294K- 21.97% |
$5.88M - $6.89M
|
1.04M
$25.6M
|