Purchases and Sales Made in Q4 2023 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
572+ 5.35% |
$11.6K - $13.5K
|
11.3K
$296K
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
480+ 4.19% |
$9.76K - $11.3K
|
11.9K
$314K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
477+ 4.2% |
$9.7K - $11.2K
|
11.8K
$311K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
380New |
$7.73K - $8.94K
|
380
$9.99K
|
|
|
Feb 14, 2024
Q4 2023
|
Hollencrest Capital Management
|
BUY
|
- |
350New |
$7.12K - $8.24K
|
350
$9.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
281+ 1.64% |
$5.71K - $6.61K
|
17.4K
$459K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
202+ 1.1% |
$4.11K - $4.75K
|
18.6K
$488K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
142+ 0.69% |
$2.89K - $3.34K
|
20.8K
$546K
|
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
114+ 1.19% |
$2.32K - $2.68K
|
9.72K
$255K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
57+ 0.29% |
$1.16K - $1.34K
|
19.7K
$518K
|
|
|
Feb 01, 2024
Q4 2023
|
Diversified, LLC
|
BUY
|
- |
27+ 0.21% |
$549 - $635
|
13.2K
$347K
|
|
|
Feb 14, 2024
Q4 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
17+ 1.83% |
$346 - $400
|
946
$24.9K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
4+ 0.49% |
$81.3 - $94.1
|
815
$21.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-500- 3.77% |
$10.2K - $11.8K
|
12.8K
$336K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-555- 3.24% |
$11.3K - $13.1K
|
16.6K
$435K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-604- 6.49% |
$12.3K - $14.2K
|
8.7K
$229K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-805- 6.04% |
$16.4K - $18.9K
|
12.5K
$329K
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-995- 0.84% |
$20.2K - $23.4K
|
117K
$3.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1.3K- 3.5% |
$26.4K - $30.5K
|
35.8K
$941K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.4K- 0.62% |
$28.4K - $32.8K
|
224K
$5.88M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.6K- 7.7% |
$32.4K - $37.6K
|
19.1K
$503K
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.75K- 0.91% |
$35.6K - $41.2K
|
191K
$5.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.8K- 49.53% |
$36.6K - $42.4K
|
1.83K
$48.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-2.1K- 91.63% |
$42.7K - $49.5K
|
192
$5.05K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.93K- 19.05% |
$59.5K - $68.9K
|
12.4K
$327K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-3.21K- 17.99% |
$65.3K - $75.6K
|
14.6K
$385K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-5.51K- 5.69% |
$112K - $130K
|
91.4K
$2.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-5.69K- 14.47% |
$116K - $134K
|
33.6K
$884K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-7.45K- 2.98% |
$151K - $175K
|
242K
$6.37M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-7.62K- 23.07% |
$155K - $179K
|
25.4K
$668K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.77K- 28.39% |
$158K - $183K
|
19.6K
$515K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-7.97K- 2.32% |
$162K - $187K
|
336K
$8.83M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-10.1K- 1.19% |
$206K - $239K
|
840K
$22.1M
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-14.6K- 32.98% |
$296K - $343K
|
29.6K
$778K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-19.2K- 7.79% |
$391K - $453K
|
228K
$5.99M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-30.7K- 30.42% |
$625K - $723K
|
70.3K
$1.85M
|
|
|
Feb 06, 2024
Q4 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-40.9K- 75.97% |
$831K - $961K
|
12.9K
$340K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-42K- 9.37% |
$854K - $988K
|
406K
$10.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-44.6K- 22.25% |
$907K - $1.05M
|
156K
$4.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-58.2K- 3.01% |
$1.18M - $1.37M
|
1.87M
$49.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-105K- 89.13% |
$2.14M - $2.48M
|
12.8K
$337K
|
|
|
Jan 17, 2024
Q4 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-146K- 92.28% |
$2.97M - $3.44M
|
12.2K
$321K
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-295K- 95.68% |
$6.01M - $6.95M
|
13.3K
$351K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-523K- 35.88% |
$10.6M - $12.3M
|
934K
$24.5M
|