Purchases and Sales Made in Q3 2023 in Rocket Pharmaceuticals, Inc. (RCKT)
This table provides information about the institutional ownership of Rocket Pharmaceuticals, Inc. (RCKT) during Q3 2023. The information is specifically focused on institutions that hold shares of ROCKET PHARMACEUTICALS, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
95+ 107.95% |
$1.43K - $2.28K
|
183
$1.91K
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
79+ 4.81% |
$1.19K - $1.9K
|
1.72K
$17.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
BUY
|
- |
50+ 0.4% |
$754 - $1.2K
|
12.6K
$131K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
35+ 2.87% |
$527 - $842
|
1.25K
$13K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
6New |
$90.4 - $144
|
6
$62.5
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5New |
$75.4 - $120
|
5
$52.1
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-1- 16.67% |
$15.1 - $24.1
|
5
$52.1
|
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-11- 1.67% |
$166 - $265
|
649
$6.76K
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-24- 5.0% |
$362 - $577
|
456
$4.75K
|
|
|
Nov 02, 2023
Q3 2023
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-28- 0.16% |
$422 - $673
|
17.3K
$180K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-28- 53.85% |
$422 - $673
|
24
$250
|
|
|
Nov 13, 2023
Q3 2023
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
SELL
|
- |
-120- 0.96% |
$1.81K - $2.89K
|
12.4K
$129K
|
|
|
Nov 02, 2023
Q3 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-197- 7.76% |
$2.97K - $4.74K
|
2.34K
$24.4K
|
|
|
Nov 09, 2023
Q3 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-282- 0.77% |
$4.25K - $6.78K
|
36.2K
$377K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-307- 1.18% |
$4.63K - $7.38K
|
25.8K
$268K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-436- 9.1% |
$6.57K - $10.5K
|
4.36K
$45.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-612- 0.09% |
$9.22K - $14.7K
|
667K
$6.94M
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-862- 29.15% |
$13K - $20.7K
|
2.1K
$21.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.18K- 9.84% |
$17.7K - $28.3K
|
10.8K
$112K
|
|
|
Nov 15, 2023
Q3 2023
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-1.32K- 7.86% |
$19.8K - $31.6K
|
15.4K
$160K
|
|
|
Nov 02, 2023
Q3 2023
|
Rice Hall James & Associates, LLC
|
SELL
|
- |
-1.6K- 2.02% |
$24.1K - $38.4K
|
77.4K
$806K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.61K- 5.32% |
$24.3K - $38.8K
|
28.7K
$299K
|
|
|
Nov 13, 2023
Q3 2023
|
Profund Advisors LLC
|
SELL
|
- |
-1.64K- 3.86% |
$24.7K - $39.5K
|
40.9K
$425K
|
|
|
Nov 09, 2023
Q3 2023
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-2.49K- 0.19% |
$37.5K - $59.8K
|
1.34M
$13.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.76K- 1.79% |
$41.7K - $66.5K
|
152K
$1.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-4.2K- 2.58% |
$63.3K - $101K
|
159K
$1.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.28K- 45.19% |
$64.6K - $103K
|
5.2K
$54.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Gilder Gagnon Howe & CO LLC
New York, NY |
SELL
|
- |
-4.48K- 19.17% |
$67.6K - $108K
|
18.9K
$197K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.69K- 73.06% |
$70.6K - $113K
|
1.73K
$18K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-4.82K- 10.87% |
$72.6K - $116K
|
39.5K
$411K
|
|
|
Nov 14, 2023
Q3 2023
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-5.38K- 7.97% |
$81.1K - $129K
|
62.2K
$647K
|
|
|
Oct 31, 2023
Q3 2023
|
Jennison Associates LLC
|
SELL
|
- |
-6.04K- 17.94% |
$91.1K - $145K
|
27.6K
$288K
|
|
|
Nov 06, 2023
Q3 2023
|
Victory Capital Management Inc
|
SELL
|
- |
-6.85K- 14.87% |
$103K - $165K
|
39.2K
$408K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-7.84K- 23.11% |
$118K - $188K
|
26.1K
$271K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.18K- 12.06% |
$123K - $197K
|
59.7K
$621K
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-12K- 13.75% |
$181K - $290K
|
75.6K
$787K
|
|
|
Nov 14, 2023
Q3 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-19.7K- 70.58% |
$296K - $473K
|
8.19K
$85.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-19.7K- 65.48% |
$297K - $474K
|
10.4K
$108K
|
|
|
Nov 13, 2023
Q3 2023
|
Gmt Capital Corp
Atlanta, GA |
SELL
|
- |
-20.9K- 4.84% |
$315K - $503K
|
411K
$4.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-22.2K- 0.43% |
$334K - $533K
|
5.11M
$53.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-23.5K- 57.32% |
$354K - $565K
|
17.5K
$182K
|
|
|
Nov 13, 2023
Q3 2023
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
SELL
|
- |
-26.4K- 46.32% |
$397K - $634K
|
30.6K
$318K
|
|
|
Nov 14, 2023
Q3 2023
|
Sphera Funds Management Ltd.
Tel Aviv, L3 |
SELL
|
- |
-27K- 11.42% |
$406K - $648K
|
209K
$2.18M
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-39K- 1.23% |
$588K - $938K
|
3.14M
$32.7M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-42.7K- 18.69% |
$643K - $1.03M
|
186K
$1.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-53.4K- 6.54% |
$805K - $1.28M
|
763K
$7.94M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-64.9K- 10.92% |
$979K - $1.56M
|
530K
$5.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-101K- 73.91% |
$1.52M - $2.43M
|
35.7K
$372K
|