Latest Institutional Transactions on Alps ETF Trust Alps Reit Divid (RDOG)
This table provides information on the latest institutional transactions involving Alps ETF Trust Alps Reit Divid (RDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2020
Q1 2020
|
Evoke Wealth, LLC
|
SELL
|
- |
-4.37KClosed |
$109K - $221K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Droms Strauss Advisors Inc
St. Louis, MO |
SELL
|
- |
-11.2KClosed |
$280K - $567K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-395Closed |
$9.85K - $20K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
221New |
$10.5K - $11K
|
221
$7.96K
|
|
|
Feb 12, 2020
Q4 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
-66Closed |
$3.13K - $3.28K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Gradient Investments LLC
|
SELL
|
- |
-25Closed |
$1.19K - $1.24K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 05, 2019
Q3 2019
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-90Closed |
$4.29K - $4.37K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-8.68KClosed |
$413K - $422K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-125- 0.8% |
N/A
|
15.5K
$557K
|
|
|
Aug 09, 2019
Q2 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.43KClosed |
N/A
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Madrona Financial Services, LLC
|
SELL
|
- |
-24.1KClosed |
N/A
|
0
$0
|
|
| Q4 2018 | |||||||
|
Mar 05, 2019
Q4 2018
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-34.3KClosed |
N/A
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.62KClosed |
N/A
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Creative Financial Designs Inc
|
SELL
|
- |
-11.9KClosed |
N/A
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-139Closed |
N/A
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-385Closed |
N/A
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.66KClosed |
N/A
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-163Closed |
N/A
|
0
$0
|
|
| Q2 2018 | |||||||
|
Sep 13, 2021
Q2 2018
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-99Closed |
N/A
|
0
$0
|
|
|
Aug 15, 2018
Q2 2018
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-306Closed |
N/A
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 03, 2018
Q1 2018
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-6KClosed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Coldstream Capital Management Inc
|
SELL
|
- |
-4.97KClosed |
N/A
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Wolverine Asset Management LLC
|
SELL
|
- |
-260Closed |
N/A
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
N/A
|
1
$36
|
|
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-355Closed |
N/A
|
0
$0
|
|
| Q1 2017 | |||||||
|
Sep 07, 2021
Q1 2017
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-100- 28.57% |
N/A
|
250
$9.01K
|
|