Purchases and Sales Made in Q3 2023 in Alps ETF Tr Riverfront Dynamic (RFFC)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFFC) during Q3 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
28.8K+ 69.33% |
$1.22M - $1.31M
|
70.5K
$4.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
7.94K+ 139.84% |
$337K - $361K
|
13.6K
$814K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
860+ 1131.58% |
$36.5K - $39.1K
|
936
$55.9K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1+ 0.04% |
$42.4 - $45.5
|
2.55K
$152K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-75- 75.0% |
$3.18K - $3.41K
|
25
$1.49K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-357- 18.2% |
$15.1K - $16.2K
|
1.6K
$95.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-543- 10.44% |
$23K - $24.7K
|
4.66K
$278K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-695- 9.94% |
$29.5K - $31.6K
|
6.3K
$376K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-698- 1.16% |
$29.6K - $31.8K
|
59.4K
$3.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-718- 3.47% |
$30.5K - $32.7K
|
20K
$1.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-747- 1.15% |
$31.7K - $34K
|
64.3K
$3.84M
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.07K- 5.52% |
$45.4K - $48.7K
|
18.3K
$1.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.17K- 99.91% |
$49.7K - $53.3K
|
1
$59.7
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.53K- 31.11% |
$107K - $115K
|
5.6K
$335K
|
|
|
Nov 07, 2023
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.86K- 2.03% |
$164K - $176K
|
186K
$11.1M
|
|
|
Aug 28, 2024
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.86K- 2.03% |
$164K - $176K
|
186K
$11.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-5.14K- 47.6% |
$218K - $234K
|
5.66K
$338K
|