Purchases and Sales Made in Q3 2021 in Roche Hldg LTD Spons Adr (RHHBY)
This table provides information about the institutional ownership of Roche Hldg LTD Spons Adr (RHHBY) during Q3 2021. The information is specifically focused on institutions that hold shares of ROCHE HLDG LTD SPONS ADR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-386Closed |
$17.3K - $19.6K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Schaper Benz & Wise Investment Counsel Inc
|
SELL
|
- |
-400- 0.28% |
$17.9K - $20.3K
|
140K
$5.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-603Closed |
$27K - $30.6K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
New England Research & Management, Inc.
|
SELL
|
- |
-700- 8.38% |
$31.4K - $35.5K
|
7.65K
$293K
|
|
|
Oct 26, 2021
Q3 2021
|
Riverbridge Partners LLC
|
SELL
|
- |
-720- 1.41% |
$32.3K - $36.5K
|
50.4K
$1.93M
|
|
|
Nov 08, 2021
Q3 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-751- 1.45% |
$33.7K - $38.1K
|
51.1K
$1.95M
|
|
|
Nov 03, 2021
Q3 2021
|
Kornitzer Capital Management Inc
|
SELL
|
- |
-755- 0.29% |
$33.8K - $38.3K
|
259K
$9.93M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-870- 2.83% |
$39K - $44.2K
|
29.8K
$1.14M
|
|
|
Oct 15, 2021
Q3 2021
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-1.03K- 0.93% |
$46K - $52.1K
|
109K
$4.17M
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-1.07K- 1.69% |
$47.7K - $54.1K
|
61.8K
$2.37M
|
|
|
Nov 01, 2021
Q3 2021
|
Lee Danner & Bass Inc
|
SELL
|
- |
-1.2K- 6.06% |
$53.8K - $60.9K
|
18.6K
$712K
|
|
|
Nov 08, 2021
Q3 2021
|
Sky Investment Group LLC
|
SELL
|
- |
-1.27K- 2.22% |
$56.8K - $64.3K
|
55.8K
$2.13M
|
|
|
Nov 10, 2021
Q3 2021
|
Hemenway Trust CO LLC
|
SELL
|
- |
-1.28K- 0.97% |
$57.1K - $64.7K
|
131K
$5.01M
|
|
|
Nov 01, 2021
Q3 2021
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-1.3K- 5.88% |
$58.3K - $66K
|
20.8K
$797K
|
|
|
Nov 05, 2021
Q3 2021
|
Saratoga Research & Investment Management
|
SELL
|
- |
-1.39K- 0.13% |
$62.1K - $70.4K
|
1.1M
$42.3M
|
|
|
Oct 19, 2021
Q3 2021
|
Wendell David Associates Inc
|
SELL
|
- |
-1.8K- 8.31% |
$80.7K - $91.4K
|
19.9K
$760K
|
|
|
Oct 22, 2021
Q3 2021
|
Patten & Patten Inc
|
SELL
|
- |
-2.14K- 9.12% |
$95.8K - $108K
|
21.3K
$815K
|
|
|
Oct 15, 2021
Q3 2021
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-2.5K- 12.35% |
$112K - $127K
|
17.8K
$679K
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-2.7K- 1.97% |
$121K - $137K
|
134K
$5.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.32KClosed |
$149K - $169K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Abbrea Capital, LLC
|
SELL
|
- |
-4K- 20.68% |
$179K - $203K
|
15.3K
$587K
|
|
|
Nov 09, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-4.77KClosed |
$214K - $242K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Page Arthur B
|
SELL
|
- |
-5.28KClosed |
$236K - $268K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Opus Capital Group, LLC
|
SELL
|
- |
-5.31KClosed |
$238K - $270K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Cornerstone Investment Partners, LLC
|
SELL
|
- |
-5.66KClosed |
$254K - $287K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-6.45KClosed |
$289K - $327K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-7.68KClosed |
$344K - $390K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Bristol John W & CO Inc
|
SELL
|
- |
-8.35K- 0.98% |
$374K - $424K
|
844K
$32.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-9.21K- 43.86% |
$413K - $467K
|
11.8K
$451K
|
|
|
Oct 18, 2021
Q3 2021
|
Bank Of Stockton
|
SELL
|
- |
-10.5KClosed |
$470K - $532K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-10.5K- 35.39% |
$470K - $532K
|
19.1K
$733K
|
|
|
Nov 16, 2021
Q3 2021
|
Chartwell Investment Partners, LLC
|
SELL
|
- |
-11.1K- 10.14% |
$496K - $562K
|
98.1K
$3.76M
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
SELL
|
- |
-11.6K- 7.79% |
$522K - $591K
|
138K
$5.27M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-14.6K- 56.98% |
$654K - $741K
|
11K
$421K
|
|
|
Nov 12, 2021
Q3 2021
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-15.7K- 7.28% |
$701K - $795K
|
199K
$7.63M
|
|
|
Oct 04, 2021
Q3 2021
|
Canandaigua National Corp
|
SELL
|
- |
-17.8KClosed |
$797K - $903K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-18.6K- 55.39% |
$834K - $945K
|
15K
$574K
|
|
|
Nov 01, 2021
Q3 2021
|
Kempner Capital Management Inc.
|
SELL
|
- |
-24.3K- 25.01% |
$1.09M - $1.23M
|
72.9K
$2.79M
|
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-272KClosed |
$12.2M - $13.8M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-5M- 99.98% |
$224M - $254M
|
1.04K
$39.6K
|