Purchases and Sales Made in Q3 2023 in Roche Hldg LTD Spons Adr (RHHBY)
This table provides information about the institutional ownership of Roche Hldg LTD Spons Adr (RHHBY) during Q3 2023. The information is specifically focused on institutions that hold shares of ROCHE HLDG LTD SPONS ADR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
496K+ 2347.91% |
$16.8M - $19.8M
|
517K
$18.1M
|
|
|
Nov 09, 2023
Q3 2023
|
Saratoga Research & Investment Management
|
BUY
|
- |
368K+ 19.39% |
$12.5M - $14.7M
|
2.27M
$79.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Ramirez Asset Management, Inc.
New York, NY |
BUY
|
- |
75.3KNew |
$2.55M - $3M
|
75.3K
$2.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Silvercrest Asset Management Group LLC
New York, NY |
BUY
|
- |
13.5K+ 9.46% |
$456K - $535K
|
156K
$5.44M
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
9.73K+ 11.18% |
$330K - $387K
|
96.8K
$3.38M
|
|
|
Oct 31, 2023
Q3 2023
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
- |
8.5KNew |
$288K - $338K
|
8.5K
$297K
|
|
|
Oct 24, 2023
Q3 2023
|
Beach Investment Counsel Inc/Pa
West Conshohocken, PA |
BUY
|
- |
7.27K+ 7.38% |
$247K - $289K
|
106K
$3.69M
|
|
|
Nov 01, 2023
Q3 2023
|
Principal Street Partners, LLC
Memphis, TN |
BUY
|
- |
6.91K+ 80.74% |
$234K - $275K
|
15.5K
$540K
|
|
|
Nov 07, 2023
Q3 2023
|
Chartwell Investment Partners, LLC
|
BUY
|
- |
5.04K+ 4.67% |
$171K - $201K
|
113K
$3.94M
|
|
|
Nov 17, 2023
Q3 2023
|
Old National Bancorp
|
BUY
|
- |
4.96K+ 2.01% |
$168K - $197K
|
252K
$8.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Pacer Advisors, Inc.
Malvern, PA |
BUY
|
- |
4.93K+ 10.05% |
$167K - $196K
|
54K
$1.89M
|
|
|
Oct 30, 2023
Q3 2023
|
Altrius Capital Management Inc
New Bern, NC |
BUY
|
- |
4.23K+ 2.54% |
$144K - $168K
|
171K
$5.98M
|
|
|
Nov 07, 2023
Q3 2023
|
Motco
|
BUY
|
- |
3.81K+ 612.72% |
$129K - $151K
|
4.43K
$155K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.25K+ 22.1% |
$110K - $129K
|
17.9K
$626K
|
|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
BUY
|
- |
2.31K+ 59.08% |
$78.5K - $92.1K
|
6.23K
$218K
|
|
|
Nov 13, 2023
Q3 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
1.74KNew |
$59.1K - $69.3K
|
1.74K
$60.8K
|
|
|
Oct 11, 2023
Q3 2023
|
Norman Fields, Gottscho Capital Management, LLC
|
BUY
|
- |
1.28K+ 5.61% |
$43.3K - $50.7K
|
24K
$838K
|
|
|
Oct 31, 2023
Q3 2023
|
Paradigm Asset Management CO LLC
|
BUY
|
- |
800+ 18.39% |
$27.1K - $31.8K
|
5.15K
$180K
|
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
BUY
|
- |
800New |
$27.1K - $31.8K
|
800
$28K
|
|
|
Oct 16, 2023
Q3 2023
|
Bard Financial Services, Inc.
|
BUY
|
- |
500+ 3.57% |
$17K - $19.9K
|
14.5K
$507K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
487+ 39.37% |
$16.5K - $19.4K
|
1.72K
$60.2K
|
|
|
Nov 15, 2023
Q3 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-20- 5.76% |
$679 - $796
|
327
$11.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-33- 11.7% |
$1.12K - $1.31K
|
249
$8.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Systm Wealth Solutions LLC
Chicago, IL |
SELL
|
- |
-47- 0.25% |
$1.59K - $1.87K
|
18.7K
$652K
|
|
|
Oct 27, 2023
Q3 2023
|
Patten & Patten Inc
|
SELL
|
- |
-74- 0.46% |
$2.51K - $2.95K
|
16.2K
$564K
|
|
|
Nov 13, 2023
Q3 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-76- 1.59% |
$2.58K - $3.02K
|
4.71K
$165K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
SELL
|
- |
-129- 1.73% |
$4.38K - $5.13K
|
7.33K
$256K
|
|
|
Oct 10, 2023
Q3 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-146- 1.18% |
$4.95K - $5.81K
|
12.2K
$427K
|
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-156- 70.27% |
$5.29K - $6.21K
|
66
$2.31K
|
|
|
Nov 14, 2023
Q3 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-214- 2.28% |
$7.26K - $8.52K
|
9.15K
$320K
|
|
|
Oct 10, 2023
Q3 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-250- 77.88% |
$8.48K - $9.95K
|
71
$2.48K
|
|
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-250- 77.88% |
$8.48K - $9.95K
|
71
$2.48K
|
|
|
Nov 13, 2023
Q3 2023
|
Hancock Whitney Corp
|
SELL
|
- |
-268- 0.92% |
$9.09K - $10.7K
|
28.9K
$1.01M
|
|
|
Oct 30, 2023
Q3 2023
|
Wallington Asset Management, LLC
|
SELL
|
- |
-380- 0.75% |
$12.9K - $15.1K
|
50.2K
$1.75M
|
|
|
Nov 09, 2023
Q3 2023
|
Cyrus J. Lawrence, LLC
|
SELL
|
- |
-400- 2.3% |
$13.6K - $15.9K
|
17K
$594K
|
|
|
Nov 17, 2023
Q3 2023
|
Diversified Trust CO
|
SELL
|
- |
-410- 0.59% |
$13.9K - $16.3K
|
69.3K
$2.42M
|
|
|
Oct 27, 2023
Q3 2023
|
Lee Danner & Bass Inc
|
SELL
|
- |
-796- 5.88% |
$27K - $31.7K
|
12.7K
$445K
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-1K- 1.76% |
$33.9K - $39.8K
|
55.9K
$1.95M
|
|
|
Nov 09, 2023
Q3 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-1.15K- 2.62% |
$38.8K - $45.6K
|
42.6K
$1.49M
|
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-1.17K- 2.95% |
$39.8K - $46.7K
|
38.6K
$1.35M
|
|
|
Oct 30, 2023
Q3 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-1.48K- 1.57% |
$50.2K - $58.9K
|
92.7K
$3.24M
|
|
|
Oct 20, 2023
Q3 2023
|
Wendell David Associates Inc
|
SELL
|
- |
-1.5K- 9.65% |
$50.8K - $59.5K
|
14K
$489K
|
|
|
Oct 26, 2023
Q3 2023
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-1.95K- 10.24% |
$66.2K - $77.6K
|
17.1K
$597K
|
|
|
Oct 10, 2023
Q3 2023
|
New England Research & Management, Inc.
|
SELL
|
- |
-2.3K- 12.32% |
$78K - $91.5K
|
16.4K
$572K
|
|
|
Oct 04, 2023
Q3 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-2.67K- 11.63% |
$90.6K - $106K
|
20.3K
$709K
|
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-2.76K- 6.67% |
$93.7K - $110K
|
38.6K
$1.35M
|
|
|
Oct 30, 2023
Q3 2023
|
Meritage Portfolio Management
|
SELL
|
- |
-3.14K- 2.09% |
$107K - $125K
|
148K
$5.16M
|
|
|
Oct 26, 2023
Q3 2023
|
Sky Investment Group LLC
|
SELL
|
- |
-3.58K- 6.49% |
$121K - $142K
|
51.6K
$1.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Somerville Kurt F
|
SELL
|
- |
-3.88K- 10.28% |
$132K - $154K
|
33.9K
$1.18M
|
|
|
Oct 31, 2023
Q3 2023
|
Kornitzer Capital Management Inc
|
SELL
|
- |
-4.23K- 1.63% |
$143K - $168K
|
255K
$8.9M
|