Latest Institutional Sells of Rio Tinto PLC (RIO)

This list provides information on the latest institutional transactions involving Rio Tinto PLC (RIO) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Feb 07, 2019 Q4 2018	Measured Wealth Private Client Group, LLC	SELL	-	-35 Closed	$1.59K - $1.83K	0 $0
Feb 14, 2019 Q4 2018	Avantax Planning Partners, Inc.	SELL	-	-20 Closed	$906 - $1.04K	0 $0
Q3 2018
Nov 13, 2018 Q3 2018	Federated Hermes, Inc. Pittsburgh, PA	SELL	-	-370K - 94.63%	$17.1M - $20.9M	21K $1.3M
Oct 18, 2018 Q3 2018	Randolph CO Inc Cincinnati, OH	SELL	-	-340K Closed	$15.7M - $19.1M	0 $0
Nov 14, 2018 Q3 2018	Lord, Abbett & Co. LLC Jersey City, NJ	SELL	-	-106K Closed	$4.89M - $5.95M	0 $0
Oct 29, 2018 Q3 2018	Adams Natural Resources Fund, Inc.	SELL	-	-61.9K Closed	$2.86M - $3.49M	0 $0
Nov 14, 2018 Q3 2018	Man Group PLC London, X0	SELL	-	-37.5K Closed	$1.74M - $2.11M	0 $0
Oct 25, 2018 Q3 2018	Howland Capital Management LLC	SELL	-	-16.1K Closed	$743K - $905K	0 $0
Oct 30, 2018 Q3 2018	G&S Capital LLC	SELL	-	-12K Closed	$555K - $676K	0 $0
Oct 31, 2018 Q3 2018	Usa Financial Portformulas Corp Ada, MI	SELL	-	-8.02K Closed	$371K - $451K	0 $0
Oct 19, 2018 Q3 2018	Meridian Wealth Management, LLC	SELL	-	-7.32K Closed	$339K - $412K	0 $0
Oct 31, 2018 Q3 2018	Abacus Planning Group, Inc.	SELL	-	-6.25K Closed	$289K - $352K	0 $0
Nov 07, 2018 Q3 2018	Cadinha & CO LLC	SELL	-	-4.31K Closed	$199K - $243K	0 $0
Nov 05, 2018 Q3 2018	Bay Colony Advisory Group, Inc D	SELL	-	-1.09K Closed	$50.4K - $61.4K	0 $0
Jan 16, 2019 Q3 2018	Pathway Financial Advisors LLC	SELL	-	-507 Closed	$23.5K - $28.5K	0 $0
Nov 14, 2018 Q3 2018	Hanseatic Management Services Inc	SELL	-	-104 Closed	$4.81K - $5.86K	0 $0
Oct 30, 2018 Q3 2018	Spectrum Management Group, LLC	SELL	-	-58 Closed	$2.68K - $3.27K	0 $0
Q2 2018
Aug 14, 2018 Q2 2018	Otter Creek Advisors, LLC Palm Beach Gardens, FL	SELL	-	-79.1K Closed	$4M - $4.8M	0 $0
Aug 14, 2018 Q2 2018	Lombard Odier Asset Management (Switzerland) Sa Petit Lancy, V8	SELL	-	-8.88K Closed	$449K - $539K	0 $0
Aug 07, 2018 Q2 2018	Convergence Investment Partners, LLC	SELL	-	-451 Closed	$22.8K - $27.4K	0 $0
Aug 14, 2018 Q2 2018	Virtue Capital Management, LLC Brentwood, TN	SELL	-	-410 Closed	$20.7K - $24.9K	0 $0
Aug 14, 2018 Q2 2018	Moneta Group Investment Advisors LLC St Louis, MO	SELL	-	-260 Closed	$13.1K - $15.8K	0 $0
Aug 01, 2018 Q2 2018	Nvwm, LLC	SELL	-	0 Closed	$0 - $0	0 $0
Q1 2018
Nov 27, 2024 Q1 2018	Carrhae Capital LLP London, X0	SELL	PUT	-658K Closed	$33M - $38.7M	0 $0
May 07, 2018 Q1 2018	Thornburg Investment Management Inc	SELL	-	-408K Closed	$20.5M - $24M	0 $0
May 15, 2018 Q1 2018	3 G Capital Partners LP New York, NY	SELL	-	-400K Closed	$20.1M - $23.6M	0 $0
May 14, 2018 Q1 2018	United Services Automobile Association San Antonio, TX	SELL	-	-213K Closed	$10.7M - $12.5M	0 $0
May 02, 2018 Q1 2018	Hennessy Advisors Inc Novato, CA	SELL	-	-125K Closed	$6.28M - $7.36M	0 $0
Apr 18, 2018 Q1 2018	Tiaa, Fsb St. Louis, MO	SELL	-	-12.8K Closed	$640K - $751K	0 $0
Apr 27, 2018 Q1 2018	Deroy & Devereaux Private Investment Counsel Inc	SELL	-	-11.5K Closed	$575K - $674K	0 $0
Apr 18, 2018 Q1 2018	E&G Advisors, LP	SELL	-	-6.3K Closed	$316K - $371K	0 $0
May 14, 2018 Q1 2018	Granahan Investment Management, LLC Waltham, MA	SELL	-	-6.21K Closed	$312K - $366K	0 $0
May 14, 2018 Q1 2018	Knowledge Leaders Capital, LLC	SELL	-	-3.63K Closed	$182K - $214K	0 $0
Apr 17, 2018 Q1 2018	Calton & Associates, Inc.	SELL	-	-1.7K Closed	$85.3K - $100K	0 $0
Apr 03, 2018 Q1 2018	Washington Trust Bank	SELL	-	-1.68K Closed	$84.3K - $99K	0 $0
Apr 16, 2018 Q1 2018	Santori & Peters, Inc.	SELL	-	-318 Closed	$16K - $18.7K	0 $0
Apr 10, 2018 Q1 2018	Hartford Financial Management Inc.	SELL	-	-300 Closed	$15.1K - $17.7K	0 $0
May 07, 2018 Q1 2018	Keeler T Homas Management LLC	SELL	-	-297 Closed	$14.9K - $17.5K	0 $0
May 04, 2018 Q1 2018	Rossmore Private Capital Glastonbury, CT	SELL	-	-240 Closed	$12K - $14.1K	0 $0
May 02, 2018 Q1 2018	Paulson Wealth Management Inc.	SELL	-	-223 Closed	$11.2K - $13.1K	0 $0
Apr 27, 2018 Q1 2018	Telemus Capital, LLC	SELL	-	-50 Closed	$2.51K - $2.95K	0 $0
Q4 2017
Feb 13, 2018 Q4 2017	Napier Park Global Capital (Us) LP New York, NY	SELL	PUT	-500K Closed	$23.5M - $26.5M	0 $0
Feb 14, 2018 Q4 2017	L & S Advisors Inc Los Angeles, CA	SELL	-	-115K Closed	$5.4M - $6.08M	0 $0
Feb 14, 2018 Q4 2017	Rpg Investment Advisory, LLC	SELL	-	-37.4K Closed	$1.76M - $1.98M	0 $0
Feb 13, 2018 Q4 2017	Peak Asset Management, LLC Louisville, CO	SELL	-	-16K Closed	$753K - $847K	0 $0
Jan 26, 2018 Q4 2017	Community Trust & Investment CO	SELL	-	-13.8K Closed	$651K - $732K	0 $0
Jan 26, 2018 Q4 2017	Shikiar Asset Management Inc	SELL	-	-7.08K Closed	$333K - $374K	0 $0
Feb 02, 2018 Q4 2017	Omnia Family Wealth, LLC	SELL	-	-244 Closed	$11.5K - $12.9K	0 $0
Feb 08, 2018 Q4 2017	Mufg Americas Holdings Corp	SELL	-	-200 - 30.77%	$9.41K - $10.6K	450 $27.9K
Feb 05, 2018 Q4 2017	Thompson Davis & Co., Inc.	SELL	-	-21 Closed	$988 - $1.11K	0 $0

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Latest Institutional Sells of Rio Tinto PLC (RIO)

-35

-20

-370K

-340K

-106K

-61.9K

-37.5K

-16.1K

-12K

-8.02K

-7.32K

-6.25K

-4.31K

-1.09K

-507

-104

-58

-79.1K

-8.88K

-451

-410

-260

0

-658K

-408K

-400K

-213K

-125K

-12.8K

-11.5K

-6.3K

-6.21K

-3.63K

-1.7K

-1.68K

-318

-300

-297

-240

-223

-50

-500K

-115K

-37.4K

-16K

-13.8K

-7.08K

-244

-200

-21

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