Purchases and Sales Made in Q3 2023 in Rio Tinto PLC (RIO)
This table provides information about the institutional ownership of Rio Tinto PLC (RIO) during Q3 2023. The information is specifically focused on institutions that hold shares of RIO TINTO PLC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
5+ 19.23% |
$292 - $349
|
31
$1.82K
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
BUY
|
- |
5+ 2.91% |
$292 - $349
|
177
$10.4K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
5+ 2.76% |
$292 - $349
|
186
$10.9K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
4+ 40.0% |
$233 - $279
|
14
$824
|
|
|
Jan 09, 2024
Q3 2023
|
Financial Perspectives, Inc
Minneapolis, MN |
BUY
|
- |
4+ 0.96% |
$233 - $279
|
419
$24.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
3+ 0.01% |
$175 - $209
|
23.1K
$1.36M
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3+ 0.18% |
$175 - $209
|
1.7K
$100K
|
|
|
Oct 31, 2023
Q3 2023
|
180 Wealth Advisors, LLC
|
BUY
|
- |
3+ 0.05% |
$175 - $209
|
5.89K
$347K
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
2+ 2.6% |
$117 - $140
|
79
$4.65K
|
|
|
Oct 18, 2023
Q3 2023
|
High Mark Wealth Management LLC
|
BUY
|
- |
2+ 2.94% |
$117 - $140
|
70
$4.12K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2+ 0.24% |
$117 - $140
|
823
$48.4K
|
|
|
Nov 02, 2023
Q3 2023
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
1+ 0.0% |
$58.4 - $69.8
|
22.2K
$1.31M
|
|
|
Oct 17, 2023
Q3 2023
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
1+ 2.63% |
$58.4 - $69.8
|
39
$2.29K
|
|
|
Nov 13, 2023
Q3 2023
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
1+ 0.01% |
$58.4 - $69.8
|
16.9K
$993K
|
|
|
Nov 02, 2023
Q3 2023
|
Wealth Trust Axiom LLC
|
BUY
|
- |
1+ 0.01% |
$58.4 - $69.8
|
12.7K
$745K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone House Investment Management, LLC
|
BUY
|
- |
1+ 1.89% |
$58.4 - $69.8
|
54
$3.18K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Grey Street Capital, LLC
Chicago, IL |
SELL
|
- |
-1- 0.02% |
$58.4 - $69.8
|
6.49K
$382K
|
|
|
Nov 03, 2023
Q3 2023
|
Aspire Private Capital, LLC
|
SELL
|
- |
-1- 2.44% |
$58.4 - $69.8
|
40
$2.35K
|
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-6- 37.5% |
$350 - $419
|
10
$588
|
|
|
Nov 13, 2023
Q3 2023
|
Fulcrum Equity Management
|
SELL
|
- |
-8- 0.18% |
$467 - $558
|
4.42K
$260K
|
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-12- 0.13% |
$700 - $838
|
9.22K
$543K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-14- 4.46% |
$817 - $977
|
300
$17.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Pacific Global Investment Management CO
|
SELL
|
- |
-18- 0.22% |
$1.05K - $1.26K
|
8.08K
$475K
|
|
|
Nov 17, 2023
Q3 2023
|
Old National Bancorp
|
SELL
|
- |
-20- 0.34% |
$1.17K - $1.4K
|
5.89K
$346K
|
|
|
Oct 30, 2023
Q3 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-20- 10.05% |
$1.17K - $1.4K
|
179
$10.5K
|
|
|
Oct 12, 2023
Q3 2023
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-21- 4.84% |
$1.23K - $1.47K
|
413
$24.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-23- 1.7% |
$1.34K - $1.61K
|
1.33K
$78.3K
|
|
|
Oct 10, 2023
Q3 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-25- 0.15% |
$1.46K - $1.75K
|
16.5K
$969K
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-27- 4.97% |
$1.58K - $1.88K
|
516
$30.4K
|
|
|
Nov 06, 2023
Q3 2023
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
SELL
|
- |
-31- 0.44% |
$1.81K - $2.16K
|
6.97K
$410K
|
|
|
Oct 30, 2023
Q3 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-31- 0.35% |
$1.81K - $2.16K
|
8.82K
$519K
|
|
|
Nov 09, 2023
Q3 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-36- 0.96% |
$2.1K - $2.51K
|
3.7K
$218K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-37- 9.54% |
$2.16K - $2.58K
|
351
$20.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-38- 3.11% |
$2.22K - $2.65K
|
1.19K
$69.7K
|
|
|
Oct 19, 2023
Q3 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-39- 0.55% |
$2.28K - $2.72K
|
7.08K
$417K
|
|
|
Nov 14, 2023
Q3 2023
|
Marietta Investment Partners LLC
Milwaukee, WI |
SELL
|
- |
-48- 0.73% |
$2.8K - $3.35K
|
6.49K
$382K
|
|
|
Oct 24, 2023
Q3 2023
|
Stonegate Investment Group, LLC
Birmingham, AL |
SELL
|
- |
-52- 1.11% |
$3.03K - $3.63K
|
4.64K
$273K
|
|
|
Oct 24, 2023
Q3 2023
|
Bailard, Inc.
|
SELL
|
- |
-55- 0.43% |
$3.21K - $3.84K
|
12.6K
$742K
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-62- 96.88% |
$3.62K - $4.33K
|
2
$118
|
|
|
Nov 15, 2023
Q3 2023
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-64- 5.5% |
$3.74K - $4.47K
|
1.1K
$64.7K
|
|
|
Nov 03, 2023
Q3 2023
|
Forum Financial Management, LP
Lombard, IL |
SELL
|
- |
-67- 1.54% |
$3.91K - $4.68K
|
4.29K
$252K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
SELL
|
- |
-70- 0.12% |
$4.09K - $4.89K
|
59.5K
$3.5M
|
|
|
Nov 02, 2023
Q3 2023
|
Jnba Financial Advisors
|
SELL
|
- |
-72- 50.0% |
$4.2K - $5.03K
|
72
$4.24K
|
|
|
Oct 12, 2023
Q3 2023
|
Addenda Capital Inc.
|
SELL
|
- |
-74- 0.09% |
$4.32K - $5.17K
|
78.9K
$4.64M
|
|
|
Oct 13, 2023
Q3 2023
|
Ativo Capital Management LLC
Chicago, IL |
SELL
|
- |
-82- 0.69% |
$4.79K - $5.72K
|
11.8K
$696K
|
|
|
Oct 25, 2023
Q3 2023
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-84- 0.59% |
$4.9K - $5.86K
|
14.1K
$830K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-89- 22.42% |
$5.19K - $6.21K
|
308
$18.1K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-92- 1.01% |
$5.37K - $6.42K
|
9.05K
$532K
|