Purchases and Sales Made in Q3 2023 in Rocket Lab Usa, Inc. (RKLB)
This table provides information about the institutional ownership of Rocket Lab Usa, Inc. (RKLB) during Q3 2023. The information is specifically focused on institutions that hold shares of Rocket Lab USA, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
28.4K+ 11.9% |
$120K - $225K
|
267K
$5.15M
|
|
|
Nov 02, 2023
Q3 2023
|
Avitas Wealth Management LLC
|
BUY
|
- |
28.2K+ 31.26% |
$120K - $224K
|
118K
$2.28M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25.8K+ 91.61% |
$109K - $205K
|
53.9K
$1.04M
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
25.7K+ 22.04% |
$109K - $204K
|
142K
$2.75M
|
|
|
Nov 14, 2023
Q3 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
BUY
|
- |
24.1K+ 90.61% |
$102K - $191K
|
50.7K
$977K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
23.6K+ 29.84% |
$99.9K - $187K
|
103K
$1.98M
|
|
|
Nov 14, 2023
Q3 2023
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
23.5K+ 19.69% |
$99.8K - $187K
|
143K
$2.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
22.3K+ 22.67% |
$94.5K - $177K
|
121K
$2.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
21.2K+ 82.51% |
$89.9K - $168K
|
46.9K
$905K
|
|
|
Nov 14, 2023
Q3 2023
|
Bridgefront Capital, LLC
Austin, TX |
BUY
|
- |
21KNew |
$89.1K - $167K
|
21K
$405K
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
20.6KNew |
$87.5K - $164K
|
20.6K
$398K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
18.2KNew |
$77.2K - $144K
|
18.2K
$351K
|
|
|
Oct 18, 2023
Q3 2023
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
17.6K+ 231.27% |
$74.5K - $139K
|
25.2K
$486K
|
|
|
Nov 09, 2023
Q3 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
17.4K+ 14.75% |
$73.7K - $138K
|
135K
$2.61M
|
|
|
Nov 13, 2023
Q3 2023
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
17.2K+ 25.9% |
$72.8K - $136K
|
83.5K
$1.61M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.7KNew |
$66.7K - $125K
|
15.7K
$303K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
13.8K+ 14.94% |
$58.5K - $109K
|
106K
$2.05M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.6K+ 24.74% |
$57.5K - $108K
|
68.4K
$1.32M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
13.1K+ 2618.8% |
$55.5K - $104K
|
13.6K
$262K
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
12.4K+ 23.23% |
$52.4K - $98.1K
|
65.6K
$1.27M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
12.1K+ 3.23% |
$51.4K - $96.2K
|
388K
$7.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Bayesian Capital Management, LP
Brooklyn, NY |
BUY
|
- |
12.1K+ 30.87% |
$51.3K - $96K
|
51.3K
$990K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
11.7K+ 52.38% |
$49.7K - $92.9K
|
34.1K
$657K
|
|
|
Nov 14, 2023
Q3 2023
|
Jasper Ridge Partners, L.P.
Menlo Park, CA |
BUY
|
- |
11K+ 24.05% |
$46.8K - $87.5K
|
56.9K
$1.1M
|
|
|
Oct 25, 2023
Q3 2023
|
Crown Wealth Group, LLC
|
BUY
|
- |
11KNew |
$46.6K - $87.2K
|
11K
$212K
|
|
|
Nov 13, 2023
Q3 2023
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
10.9KNew |
$46.3K - $86.7K
|
10.9K
$211K
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
10.3K+ 2.79% |
$43.7K - $81.8K
|
379K
$7.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Mqs Management LLC
|
BUY
|
- |
10.2KNew |
$43.1K - $80.5K
|
10.2K
$196K
|
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
10KNew |
$42.4K - $79.3K
|
10K
$193K
|
|
|
Nov 13, 2023
Q3 2023
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
10KNew |
$42.4K - $79.3K
|
10K
$193K
|
|
|
May 17, 2024
Q3 2023
|
Baxter Bros Inc
|
BUY
|
- |
10KNew |
$42.4K - $79.3K
|
10K
$193K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
9.49KNew |
$40.2K - $75.3K
|
9.49K
$183K
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
9.17KNew |
$38.9K - $72.7K
|
9.17K
$177K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
6.94K+ 1.82% |
$29.4K - $55K
|
388K
$7.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
6.18K+ 2.14% |
$26.2K - $49K
|
295K
$5.69M
|
|
|
Nov 08, 2023
Q3 2023
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
6.1K+ 1.17% |
$25.9K - $48.4K
|
526K
$10.1M
|
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
BUY
|
- |
6.06K+ 221.0% |
$25.7K - $48.1K
|
8.81K
$170K
|
|
|
Nov 13, 2023
Q3 2023
|
American International Group, Inc.
New York, NY |
BUY
|
- |
4.95K+ 3.69% |
$21K - $39.2K
|
139K
$2.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
4.68K+ 20.32% |
$19.8K - $37.1K
|
27.7K
$535K
|
|
|
Nov 09, 2023
Q3 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
4.29KNew |
$18.2K - $34K
|
4.29K
$82.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
3.1KNew |
$13.1K - $24.6K
|
3.1K
$59.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Shields Capital Management, LLC
New York, NY |
BUY
|
- |
3.1K+ 58.49% |
$13.1K - $24.6K
|
8.4K
$162K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.91K+ 72.31% |
$12.3K - $23.1K
|
6.93K
$134K
|
|
|
Nov 08, 2023
Q3 2023
|
Amalgamated Bank
New York, NY |
BUY
|
- |
2.72K+ 6.86% |
$11.5K - $21.6K
|
42.4K
$818K
|
|
|
Nov 06, 2023
Q3 2023
|
Victory Capital Management Inc
|
BUY
|
- |
2.29K+ 8.19% |
$9.72K - $18.2K
|
30.3K
$584K
|
|
|
Oct 31, 2023
Q3 2023
|
Straight Path Wealth Management
|
BUY
|
- |
2K+ 7.69% |
$8.48K - $15.9K
|
28K
$541K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.87K+ 9.71% |
$7.93K - $14.8K
|
21.1K
$408K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.8K+ 127.1% |
$7.64K - $14.3K
|
3.22K
$62.1K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Management Network Inc
|
BUY
|
- |
1.3K+ 8.22% |
$5.51K - $10.3K
|
17.1K
$330K
|
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
1.16K+ 11.41% |
$4.92K - $9.2K
|
11.3K
$218K
|