Purchases and Sales Made in Q3 2021 in River North Opportunistic Municipal Income Fund, Inc. (RMI)
This table provides information about the institutional ownership of River North Opportunistic Municipal Income Fund, Inc. (RMI) during Q3 2021. The information is specifically focused on institutions that hold shares of RiverNorth Opportunistic Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
139KNew |
$3.17M - $3.33M
|
139K
$2.18M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
50KNew |
$1.14M - $1.2M
|
50K
$784K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37K+ 243.17% |
$846K - $889K
|
52.3K
$819K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
18.2K+ 14.86% |
$415K - $436K
|
140K
$2.2M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10+ 0.16% |
$229 - $240
|
6.19K
$97.1K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-102- 0.69% |
$2.33K - $2.45K
|
14.8K
$232K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-510Closed |
$11.7K - $12.2K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-852Closed |
$19.5K - $20.4K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-1.29K- 0.79% |
$29.4K - $30.9K
|
163K
$2.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-1.7K- 1.09% |
$38.8K - $40.8K
|
154K
$2.41M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.8KClosed |
$64K - $67.2K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-9.23K- 17.76% |
$211K - $222K
|
42.7K
$670K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.4K- 5.88% |
$236K - $248K
|
166K
$2.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11.7K- 9.43% |
$266K - $280K
|
112K
$1.76M
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-13.4KClosed |
$306K - $322K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-14.6KClosed |
$335K - $351K
|
0
$0
|