Purchases and Sales Made in Q3 2021 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q3 2021. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-151Closed |
$1.71K - $1.88K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-197- 0.4% |
$2.23K - $2.45K
|
48.5K
$486K
|
|
|
Oct 14, 2021
Q3 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-293- 2.25% |
$3.31K - $3.65K
|
12.7K
$127K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-315Closed |
$3.56K - $3.92K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-380- 10.76% |
$4.29K - $4.73K
|
3.15K
$31.6K
|
|
|
Nov 08, 2021
Q3 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-391- 0.31% |
$4.42K - $4.87K
|
124K
$1.24M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-527- 2.92% |
$5.96K - $6.57K
|
17.5K
$175K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-550- 2.78% |
$6.22K - $6.85K
|
19.2K
$193K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-775- 2.48% |
$8.76K - $9.66K
|
30.5K
$306K
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-795- 21.74% |
$8.98K - $9.91K
|
2.86K
$28.7K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-1.13KClosed |
$12.7K - $14K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-1.2K- 8.76% |
$13.6K - $15K
|
12.5K
$125K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.21KClosed |
$13.6K - $15K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.27K- 89.12% |
$14.4K - $15.8K
|
155
$1.55K
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
SELL
|
- |
-1.58K- 3.68% |
$17.9K - $19.7K
|
41.4K
$414K
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-1.7K- 73.91% |
$19.2K - $21.2K
|
600
$6.01K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.88K- 1.76% |
$21.3K - $23.5K
|
105K
$1.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.94K- 4.02% |
$21.9K - $24.2K
|
46.3K
$464K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2.53KClosed |
$28.5K - $31.5K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.06K- 18.39% |
$45.8K - $50.5K
|
18K
$180K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-4.73K- 22.41% |
$53.4K - $58.9K
|
16.4K
$164K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.95K- 9.58% |
$55.9K - $61.7K
|
46.7K
$468K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-5.15K- 2.23% |
$58.2K - $64.2K
|
226K
$2.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-5.18K- 1.31% |
$58.5K - $64.5K
|
390K
$3.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-5.7K- 2.2% |
$64.4K - $71K
|
254K
$2.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
SELL
|
- |
-8.28K- 25.5% |
$93.6K - $103K
|
24.2K
$242K
|
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-10.8K- 8.39% |
$122K - $134K
|
118K
$1.18M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.9KClosed |
$123K - $135K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Heron Bay Capital Management
|
SELL
|
- |
-11.5K- 40.82% |
$130K - $143K
|
16.7K
$167K
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-11.7K- 31.96% |
$132K - $145K
|
24.8K
$249K
|
|
|
Nov 05, 2021
Q3 2021
|
Pecaut & Co.
|
SELL
|
- |
-13.9KClosed |
$157K - $173K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-14.5K- 4.21% |
$164K - $181K
|
330K
$3.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-19.7KClosed |
$223K - $246K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-52.3K- 14.12% |
$591K - $652K
|
318K
$3.19M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-58.8K- 68.52% |
$664K - $732K
|
27K
$271K
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-135K- 32.73% |
$1.53M - $1.68M
|
278K
$2.78M
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-221K- 12.96% |
$2.49M - $2.75M
|
1.48M
$14.9M
|