Purchases and Sales Made in Q3 2023 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q3 2023. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
1.18MNew |
$9.62M - $10.9M
|
1.18M
$12M
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
163K+ 21.19% |
$1.33M - $1.5M
|
930K
$9.47M
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
119K+ 83.41% |
$972K - $1.1M
|
261K
$2.66M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
91.1K+ 48.68% |
$744K - $840K
|
278K
$2.83M
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
45.5K+ 65.68% |
$371K - $420K
|
115K
$1.17M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
20.7K+ 9.35% |
$169K - $191K
|
242K
$2.46M
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
18.7KNew |
$152K - $172K
|
18.7K
$190K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
16.2K+ 1.8% |
$132K - $150K
|
917K
$9.35M
|
|
Nov 13, 2023
Q3 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
13.3K+ 4.72% |
$109K - $123K
|
296K
$3.01M
|
|
Nov 13, 2023
Q3 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
10.7K+ 17.32% |
$87.5K - $98.8K
|
72.5K
$739K
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
10.4KNew |
$85.1K - $96.2K
|
10.4K
$106K
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.54K+ 6.11% |
$61.6K - $69.6K
|
131K
$1.33M
|
|
Nov 17, 2023
Q3 2023
|
Diversified Trust CO
|
BUY
|
- |
6.83K+ 42.68% |
$55.8K - $63K
|
22.8K
$233K
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.22K+ 19.83% |
$50.8K - $57.4K
|
37.6K
$383K
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
5.53K+ 7.97% |
$45.2K - $51K
|
74.9K
$763K
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.82K+ 1.89% |
$31.2K - $35.2K
|
206K
$2.1M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.26K+ 1.11% |
$26.6K - $30.1K
|
298K
$3.04M
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.45KNew |
$20K - $22.6K
|
2.45K
$25K
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.28K+ 2.27% |
$18.7K - $21.1K
|
103K
$1.05M
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.2K+ 58.71% |
$18K - $20.3K
|
5.94K
$60.5K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.16K+ 1.27% |
$17.6K - $19.9K
|
172K
$1.76M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.64K+ 1.67% |
$13.4K - $15.2K
|
100K
$1.02M
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.24K+ 9.58% |
$10.1K - $11.4K
|
14.2K
$144K
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
1.17K+ 2.84% |
$9.54K - $10.8K
|
42.2K
$430K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
829+ 0.88% |
$6.77K - $7.65K
|
94.6K
$964K
|
|
Nov 13, 2023
Q3 2023
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
700New |
$5.72K - $6.46K
|
700
$7.13K
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
584+ 1.99% |
$4.77K - $5.39K
|
29.9K
$305K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
517New |
$4.22K - $4.77K
|
517
$5.27K
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
330+ 2.0% |
$2.7K - $3.05K
|
16.8K
$171K
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
85+ 0.67% |
$694 - $785
|
12.7K
$129K
|
|
Nov 13, 2023
Q3 2023
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
72+ 1.99% |
$588 - $665
|
3.7K
$37.7K
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
26+ 0.18% |
$212 - $240
|
14.7K
$150K
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
26+ 1.94% |
$212 - $240
|
1.37K
$14K
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
23+ 1.98% |
$188 - $212
|
1.19K
$12.1K
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
13+ 0.01% |
$106 - $120
|
103K
$1.05M
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
1+ 0.58% |
$8.17 - $9.23
|
172
$1.75K
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 1.2% |
$8.17 - $9.23
|
84
$856
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-490- 1.67% |
$4K - $4.52K
|
28.8K
$294K
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-615- 1.66% |
$5.02K - $5.68K
|
36.4K
$371K
|
|
Oct 19, 2023
Q3 2023
|
Hunter Perkins Capital Management, LLC
|
SELL
|
- |
-1K- 5.76% |
$8.17K - $9.23K
|
16.4K
$167K
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.02K- 2.76% |
$8.35K - $9.43K
|
36K
$367K
|
|
Nov 13, 2023
Q3 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.1K- 0.46% |
$8.99K - $10.2K
|
238K
$2.42M
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-1.17K- 2.27% |
$9.53K - $10.8K
|
50.2K
$511K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.18K- 2.02% |
$9.67K - $10.9K
|
57.4K
$585K
|
|
Nov 13, 2023
Q3 2023
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1.24K- 0.28% |
$10.1K - $11.4K
|
434K
$4.43M
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.45K- 4.06% |
$11.8K - $13.3K
|
34.2K
$348K
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-1.74K- 5.11% |
$14.2K - $16K
|
32.2K
$328K
|
|
Oct 13, 2023
Q3 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.93K- 8.11% |
$15.8K - $17.8K
|
21.8K
$223K
|