Purchases and Sales Made in Q4 2023 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q4 2023. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-940- 4.3% |
$7.21K - $8.78K
|
20.9K
$207K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-1.37K- 99.93% |
$10.5K - $12.8K
|
1
$9.9
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.62K- 4.45% |
$12.4K - $15.1K
|
34.8K
$344K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1.9K- 14.98% |
$14.6K - $17.8K
|
10.8K
$107K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2K- 5.85% |
$15.3K - $18.7K
|
32.2K
$319K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.19K- 1.06% |
$16.8K - $20.5K
|
204K
$2.01M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.5K- 6.92% |
$19.1K - $23.3K
|
33.5K
$332K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-3.7K- 4.94% |
$28.4K - $34.6K
|
71.2K
$705K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-4.52K- 4.37% |
$34.7K - $42.2K
|
98.8K
$978K
|
|
|
Feb 08, 2024
Q4 2023
|
Fca Corp
Houston, TX |
SELL
|
- |
-4.76K- 1.61% |
$36.5K - $44.4K
|
291K
$2.88M
|
|
|
Jan 31, 2024
Q4 2023
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-4.76K- 1.1% |
$36.5K - $44.4K
|
430K
$4.25M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-5K- 5.29% |
$38.4K - $46.7K
|
89.6K
$887K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.06K- 73.82% |
$38.8K - $47.3K
|
1.8K
$17.8K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-5.7K- 0.93% |
$43.7K - $53.2K
|
608K
$6.02M
|
|
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.72K- 17.75% |
$43.8K - $53.4K
|
26.5K
$262K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-6K- 25.73% |
$46K - $56K
|
17.3K
$171K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-13K- 5.47% |
$99.7K - $121K
|
225K
$2.22M
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-15.6K- 4.25% |
$120K - $146K
|
352K
$3.49M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.8K- 3.1% |
$121K - $147K
|
493K
$4.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-20.8K- 12.08% |
$160K - $195K
|
152K
$1.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-96K- 34.5% |
$736K - $896K
|
182K
$1.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-108K- 10.02% |
$826K - $1.01M
|
967K
$9.58M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-220K- 12.88% |
$1.69M - $2.06M
|
1.49M
$14.7M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-514K- 25.68% |
$3.94M - $4.8M
|
1.49M
$14.7M
|