Latest Institutional Transactions on Rockwell Automation, Inc (ROK)
This table provides information on the latest institutional transactions involving Rockwell Automation, Inc (ROK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-107Closed |
$18.3K - $22.2K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Highland Capital Management, LLC
|
SELL
|
- |
-1.69KClosed |
$289K - $352K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 28, 2018
Q4 2017
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-40Closed |
$7.23K - $8.03K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Caxton Associates LP
New York, NY |
BUY
|
PUT |
50KNew |
$9.04M - $10M
|
50K
$13.4M
|
|
|
Feb 14, 2018
Q4 2017
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
PUT |
81.2KNew |
$14.7M - $16.3M
|
81.2K
$21.8M
|
|
|
Feb 14, 2018
Q4 2017
|
Empyrean Capital Partners, LP
Los Angeles, CA |
SELL
|
PUT |
-25KClosed |
$4.52M - $5.02M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Nippon Life Insurance CO
|
SELL
|
- |
-9.66KClosed |
$1.75M - $1.94M
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-131KClosed |
$23.7M - $26.3M
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-12Closed |
$2.17K - $2.41K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-127KClosed |
$23M - $25.6M
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bedrijfstakpensioenfonds Voor De Media Pno
|
SELL
|
- |
-10.2KClosed |
$1.84M - $2.05M
|
0
$0
|
|
|
Jan 29, 2018
Q4 2017
|
Btc Capital Management, Inc.
|
SELL
|
- |
-1.45KClosed |
$262K - $292K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
Cito Capital Group, LLC
Miami, FL |
BUY
|
- |
1.5KNew |
$239K - $267K
|
1.5K
$403K
|
|
|
Nov 09, 2017
Q3 2017
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
1KNew |
$160K - $178K
|
1K
$269K
|
|
|
Oct 30, 2017
Q3 2017
|
Nj State Employees Deferred Compensation Plan
|
BUY
|
- |
10KNew |
$1.6M - $1.78M
|
10K
$2.69M
|
|
| Q1 2014 | |||||||
|
Nov 16, 2018
Q1 2014
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-11.9KClosed |
N/A
|
0
$0
|
|