Latest Institutional Transactions on Alps ETF Tr Medical Breakthrou (SBIO)
This table provides information on the latest institutional transactions involving Alps ETF Tr Medical Breakthrou (SBIO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-25Closed |
$1.04K - $1.25K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-26.4KClosed |
$1.1M - $1.32M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
SELL
|
- |
-4.1KClosed |
$170K - $205K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-25Closed |
$1.04K - $1.25K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-50Closed |
$2.08K - $2.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-4KClosed |
$176K - $203K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-4.4KClosed |
$194K - $223K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.68KClosed |
$206K - $238K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-1.4KClosed |
$61.6K - $71K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-6.72KClosed |
$296K - $341K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Asset Dedication, LLC
|
BUY
|
- |
167New |
$7.35K - $8.47K
|
167
$5.15K
|
|
|
Jul 15, 2021
Q2 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-24.7KClosed |
$1.09M - $1.25M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 20, 2021
Q1 2021
|
Tru Independence LLC
|
SELL
|
- |
-700Closed |
$33.5K - $44.5K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Planned Solutions, Inc.
|
SELL
|
- |
-200Closed |
$9.58K - $12.7K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-44KClosed |
$2.11M - $2.8M
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
-135Closed |
$6.47K - $8.59K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 19, 2021
Q4 2020
|
Albion Financial Group
|
BUY
|
- |
12New |
$487 - $655
|
12
$370
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-215Closed |
$8.72K - $11.7K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.29KClosed |
$52.1K - $70.2K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
375New |
$15.2K - $20.5K
|
375
$11.6K
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-15Closed |
$608 - $819
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
First Command Bank
|
BUY
|
- |
100New |
$4.06K - $5.46K
|
100
$3.08K
|
|
|
Jan 19, 2021
Q4 2020
|
First Command Financial Services, Inc.
|
BUY
|
- |
100New |
$4.06K - $5.46K
|
100
$3.08K
|
|
|
Jan 14, 2021
Q4 2020
|
Larson Financial Group LLC
|
BUY
|
- |
205New |
$8.31K - $11.2K
|
205
$6.32K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.24KClosed |
$47.7K - $54.5K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-24.6KClosed |
$944K - $1.08M
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Oakworth Capital, Inc.
|
BUY
|
- |
300New |
$11.5K - $13.2K
|
300
$9.24K
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.38KClosed |
$91.4K - $104K
|
0
$0
|
|
|
Oct 26, 2020
Q3 2020
|
Xponance, Inc.
|
SELL
|
- |
-11.1KClosed |
$427K - $489K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
60+ 13.89% |
$1.78K - $2.65K
|
492
$15.2K
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-400Closed |
$11.8K - $17.7K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-66Closed |
$1.95K - $2.91K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Sep 07, 2021
Q1 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1KClosed |
$26.5K - $43.3K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-100Closed |
$2.65K - $4.33K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-6.92KClosed |
$184K - $300K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-8.88KClosed |
$236K - $384K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-154Closed |
$4.09K - $6.67K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-5.41KClosed |
$144K - $234K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Central Bank & Trust CO
|
SELL
|
- |
-1KClosed |
$26.5K - $43.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 30, 2020
Q4 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-187Closed |
$5.76K - $8.18K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.89KClosed |
$58.3K - $82.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-53Closed |
$1.67K - $1.96K
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-205Closed |
$6.47K - $7.57K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-35Closed |
$1.1K - $1.29K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Murphy Capital Management Inc
|
SELL
|
- |
-7.4KClosed |
$234K - $273K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Aspire Private Capital, LLC
|
SELL
|
- |
-67Closed |
$2.16K - $2.5K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-451Closed |
$14.5K - $16.8K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-7.1KClosed |
$229K - $265K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Nov 06, 2023
Q1 2019
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
100New |
$2.77K - $3.66K
|
100
$3.08K
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-10.6KClosed |
$293K - $388K
|
0
$0
|
|