Purchases and Sales Made in Q3 2021 in Schwab Strategic Tr Us Small C (SCHA)
This table provides information about the institutional ownership of Schwab Strategic Tr Us Small C (SCHA) during Q3 2021. The information is specifically focused on institutions that hold shares of SCHWAB STRATEGIC TR US SMALL-C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2021
Q3 2021
|
Valicenti Advisory Services Inc
|
SELL
|
- |
-12.7K- 66.1% |
$613K - $667K
|
6.51K
$172K
|
|
|
Nov 10, 2021
Q3 2021
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-12.9KClosed |
$622K - $676K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-13K- 59.7% |
$630K - $685K
|
8.81K
$233K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13.1K- 5.64% |
$632K - $687K
|
219K
$5.78M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-13.2K- 15.05% |
$636K - $691K
|
74.3K
$1.96M
|
|
|
Nov 02, 2021
Q3 2021
|
Black Diamond Financial, LLC
|
SELL
|
- |
-13.4K- 16.98% |
$645K - $701K
|
65.3K
$1.73M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-14.6K- 10.74% |
$705K - $766K
|
121K
$3.21M
|
|
|
Oct 26, 2021
Q3 2021
|
Arcus Capital Partners, LLC
|
SELL
|
- |
-15.3KClosed |
$740K - $804K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-16.7K- 54.65% |
$805K - $874K
|
13.8K
$365K
|
|
|
Oct 08, 2021
Q3 2021
|
Foster Victor Wealth Advisors, LLC
|
SELL
|
- |
-17.3K- 45.41% |
$838K - $910K
|
20.8K
$551K
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-19.3KClosed |
$930K - $1.01M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-20.9KClosed |
$1.01M - $1.1M
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-22.3K- 67.8% |
$1.08M - $1.17M
|
10.6K
$280K
|
|
|
Dec 22, 2022
Q3 2021
|
Campbell Wealth Management
|
SELL
|
- |
-22.7K- 77.48% |
$1.1M - $1.19M
|
6.61K
$175K
|
|
|
Nov 04, 2021
Q3 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-24.3K- 99.99% |
$1.18M - $1.28M
|
3
$79.3
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-24.9K- 79.61% |
$1.2M - $1.31M
|
6.39K
$169K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-26.2K- 30.03% |
$1.26M - $1.37M
|
60.9K
$1.61M
|
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-26.5KClosed |
$1.28M - $1.39M
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Financial Services Advisory Inc
|
SELL
|
- |
-28.8KClosed |
$1.39M - $1.51M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-31.5K- 38.45% |
$1.52M - $1.65M
|
50.4K
$1.33M
|
|
|
Oct 26, 2021
Q3 2021
|
Sage Financial Management Group, Inc.
|
SELL
|
- |
-34.7KClosed |
$1.67M - $1.82M
|
0
$0
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-39.3K- 61.63% |
$1.9M - $2.06M
|
24.5K
$647K
|
|
|
Oct 19, 2021
Q3 2021
|
Capital Planning LLC
|
SELL
|
- |
-44.3K- 80.57% |
$2.14M - $2.32M
|
10.7K
$282K
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-84K- 63.05% |
$4.06M - $4.41M
|
49.2K
$1.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-87.2K- 17.43% |
$4.21M - $4.58M
|
413K
$10.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-95.1K- 6.05% |
$4.59M - $4.99M
|
1.48M
$39M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-103K- 10.98% |
$4.95M - $5.38M
|
831K
$22M
|
|
|
Oct 20, 2021
Q3 2021
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-121K- 41.47% |
$5.85M - $6.36M
|
171K
$4.52M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-125K- 12.66% |
$6.03M - $6.56M
|
862K
$22.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-149K- 22.23% |
$7.2M - $7.82M
|
521K
$13.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-155K- 18.12% |
$7.48M - $8.13M
|
699K
$18.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-289K- 99.96% |
$14M - $15.2M
|
114
$3.01K
|
|
|
Feb 04, 2022
Q3 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-463K- 92.21% |
$22.4M - $24.3M
|
39.1K
$1.03M
|