Latest Institutional Transactions on Schwab Strategic U.S. Mid Cap (SCHM)
This table provides information on the latest institutional transactions involving Schwab Strategic U.S. Mid Cap (SCHM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 09, 2020
Q1 2020
|
Time Scale Financial, Inc.
|
SELL
|
- |
-180Closed |
$6.45K - $11.2K
|
0
$0
|
|
|
Apr 07, 2020
Q1 2020
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-3.73KClosed |
$134K - $232K
|
0
$0
|
|
| Q4 2019 | |||||||
|
May 19, 2020
Q4 2019
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
26New |
$1.42K - $1.57K
|
26
$665
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-32.6KClosed |
$1.78M - $1.96M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-1.23MClosed |
$66.8M - $73.8M
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-575Closed |
$31.4K - $34.6K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-484KClosed |
$26.4M - $29.1M
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-12KClosed |
$654K - $722K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-126Closed |
$6.87K - $7.59K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Crewe Advisors LLC
|
SELL
|
- |
-1Closed |
$54.6 - $60.2
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Advantage, Inc.
|
SELL
|
- |
-2.02KClosed |
$110K - $122K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-111Closed |
$6.06K - $6.69K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-500Closed |
$27.3K - $30.1K
|
0
$0
|
|
|
Jan 06, 2020
Q4 2019
|
Spence Asset Management
|
SELL
|
- |
-34.8KClosed |
$1.9M - $2.09M
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-2.5KClosed |
$141K - $144K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Portfolio Partners LLC
|
SELL
|
- |
-12.9KClosed |
$724K - $741K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-105Closed |
$5.9K - $6.05K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-3.9KClosed |
$219K - $224K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Access Financial Services, Inc.
|
SELL
|
- |
-44KClosed |
$2.47M - $2.53M
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Essex Savings Bank
|
SELL
|
- |
-760Closed |
$42.7K - $43.8K
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
1.78KNew |
$100K - $103K
|
1.78K
$45.5K
|
|
|
Oct 18, 2019
Q3 2019
|
Bailard, Inc.
|
SELL
|
- |
-12.3KClosed |
$693K - $710K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-92.1KClosed |
$5.18M - $5.3M
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Versant Capital Management, Inc
|
SELL
|
- |
-156Closed |
$8.77K - $8.98K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-685Closed |
$38.5K - $39.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Marietta Wealth Management, LLC
|
SELL
|
- |
-6.38KClosed |
N/A
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-950Closed |
N/A
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Buffington Mohr Mc Neal
|
SELL
|
- |
-1.9KClosed |
N/A
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-10.7KClosed |
N/A
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-400Closed |
N/A
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-748Closed |
N/A
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Parisi Gray Wealth Management
|
SELL
|
- |
-171Closed |
N/A
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-60- 98.36% |
N/A
|
1
$25.6
|
|
|
May 15, 2019
Q1 2019
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-21.6KClosed |
N/A
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Pacific Financial Group Inc
|
SELL
|
- |
-277KClosed |
N/A
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-9.72KClosed |
N/A
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-1.01KClosed |
N/A
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-905Closed |
N/A
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-223Closed |
N/A
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Morgan Rosel Wealth Management, LLC
|
SELL
|
- |
-44.7KClosed |
N/A
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-352KClosed |
N/A
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
Cap Wealth Advisors, LLC
|
SELL
|
- |
-5.23KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-21KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-5.66KClosed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-8.93KClosed |
N/A
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-3.87KClosed |
N/A
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-12KClosed |
N/A
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Lee Financial Group Hawaii, Inc.
Honolulu, HI |
SELL
|
- |
-50.2KClosed |
N/A
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Btr Capital Management Inc
|
SELL
|
- |
-3.75KClosed |
N/A
|
0
$0
|
|