Insider Transactions in Q1 2017 at Schwab Charles Corp (SCHW)
Insider Transaction List (Q1 2017)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| 
           
            Mar 16                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              6,317
              -31.09%
              
         |   
        
           
              $271,631              
              $43.5 P/Share              
                     
         | 
      
| 
           
            Mar 16                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              6,317
              +23.72%
              
         |   
        
           
              $170,559              
              $27.45 P/Share              
                     
         | 
      
| 
           
            Mar 13                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              8,903
              -38.87%
              
         |   
        
           
              $382,829              
              $43.01 P/Share              
                     
         | 
      
| 
           
            Mar 13                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              8,903
              +27.99%
              
         |   
        
           
              $222,575              
              $25.86 P/Share              
                     
         | 
      
| 
           
            Mar 08                          
            2017                          
           
         |           
        C Preston Butcher Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              5,113
              +0.61%
              
         |   
        
           
              $86,921              
              $17.69 P/Share              
                     
         | 
      
| 
           
            Mar 08                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              3,186
              -5.69%
              
         |   
        
           
              $133,812              
              $42.27 P/Share              
                     
         | 
      
| 
           
            Mar 07                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              1,852
              -3.2%
              
         |   
        
           
              $77,784              
              $42.07 P/Share              
                     
         | 
      
| 
           
            Mar 06                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              5,098
              -8.09%
              
         |   
        
           
              $214,116              
              $42.08 P/Share              
                     
         | 
      
| 
           
            Mar 03                          
            2017                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              6,906
              +0.01%
              
         |   
        
           
              $290,052              
              $42.42 P/Share              
                     
         | 
      
| 
           
            Mar 03                          
            2017                          
           
         |           
        Nigel J Murtagh Chief Risk Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              1,956
              +7.67%
              
         |   
        
           
              $82,152              
              $42.42 P/Share              
                     
         | 
      
| 
           
            Mar 03                          
            2017                          
           
         |           
        Joseph R Martinetto COO | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              3,453
              +2.15%
              
         |   
        
           
              $145,026              
              $42.42 P/Share              
                     
         | 
      
| 
           
            Mar 03                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              3,453
              +19.78%
              
         |   
        
           
              $145,026              
              $42.42 P/Share              
                     
         | 
      
| 
           
            Mar 03                          
            2017                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              14,963
              +4.87%
              
         |   
        
           
              $628,446              
              $42.42 P/Share              
                     
         | 
      
| 
           
            Mar 03                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              3,186
              +4.81%
              
         |   
        
           
              $133,812              
              $42.42 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Terri R Kallsen EVP - Investor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              2,184
              +50.0%
              
         |   
        
           
              $91,728              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        David R Garfield EVP and General Counsel | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              1,485
              +9.83%
              
         |   
        
           
              $62,370              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              4,015
              +0.0%
              
         |   
        
           
              $168,630              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Nigel J Murtagh Chief Risk Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              1,338
              +5.83%
              
         |   
        
           
              $56,196              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Joseph R Martinetto COO | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,342
              +1.5%
              
         |   
        
           
              $98,364              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              2,007
              +15.98%
              
         |   
        
           
              $84,294              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              10,039
              +3.49%
              
         |   
        
           
              $421,638              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              1,852
              +3.0%
              
         |   
        
           
              $77,784              
              $42.51 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              11,049
              +0.01%
              
         |   
        
           
              $464,058              
              $42.38 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Nigel J Murtagh Chief Risk Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,762
              +12.0%
              
         |   
        
           
              $116,004              
              $42.38 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Joseph R Martinetto COO | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              5,524
              +3.53%
              
         |   
        
           
              $232,008              
              $42.38 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              23,939
              +8.21%
              
         |   
        
           
              $1,005,438              
              $42.38 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              41,028
              +16.98%
              
         |   
        
           
              $1,230,840              
              $30.52 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              20,658
              +30.01%
              
         |   
        
           
              $516,450              
              $25.06 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              35,930
              -40.47%
              
         |   
        
           
              $1,544,990              
              $43.08 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              15,134
              -56.59%
              
         |   
        
           
              $620,494              
              $41.64 P/Share              
                     
         | 
      
| 
           
            Feb 23                          
            2017                          
           
         |           
        Paula A Sneed Director | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Indirect | 
           
              7,885
              -4.9%
              
         |   
        
           
              $323,285              
              $41.23 P/Share              
                     
         | 
      
| 
           
            Feb 23                          
            2017                          
           
         |           
        Paula A Sneed Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              15,309
              +8.89%
              
         |   
        
           
              $321,489              
              $21.26 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2017                          
           
         |           
        Nigel J Murtagh Chief Risk Officer | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Direct | 
           
              17,506
              -50.01%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 15                          
            2017                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              250,000
              -0.26%
              
         |   
        
           
              $10,500,000              
              $42.22 P/Share              
                     
         | 
      
| 
           
            Feb 14                          
            2017                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              488,000
              -1.42%
              
         |   
        
           
              $20,008,000              
              $41.24 P/Share              
                     
         | 
      
| 
           
            Feb 13                          
            2017                          
           
         |           
        Mark A Goldfarb Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              15,688
              -42.59%
              
         |   
        
           
              $627,520              
              $40.94 P/Share              
                     
         | 
      
| 
           
            Feb 13                          
            2017                          
           
         |           
        Mark A Goldfarb Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              15,688
              +16.15%
              
         |   
        
           
              $251,008              
              $16.44 P/Share              
                     
         | 
      
| 
           
            Jan 26                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              6,678
              -68.87%
              
         |   
        
           
              $280,476              
              $42.5 P/Share              
                     
         | 
      
| 
           
            Jan 26                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              6,678
              +40.78%
              
         |   
        
           
              $166,950              
              $25.86 P/Share              
                     
         | 
      
| 
           
            Jan 25                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              16,631
              -23.98%
              
         |   
        
           
              $698,502              
              $42.29 P/Share              
                     
         | 
      
| 
           
            Jan 25                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              16,631
              +19.34%
              
         |   
        
           
              $249,465              
              $15.05 P/Share              
                     
         | 
      
| 
           
            Jan 25                          
            2017                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              325,000
              -57.15%
              
         |   
        
           
              $13,650,000              
              $42.31 P/Share              
                     
         | 
      
| 
           
            Jan 25                          
            2017                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              325,000
              +36.37%
              
         |   
        
           
              $4,225,000              
              $13.64 P/Share              
                     
         | 
      
| 
           
            Jan 24                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              25,300
              -32.42%
              
         |   
        
           
              $1,062,600              
              $42.03 P/Share              
                     
         | 
      
| 
           
            Jan 24                          
            2017                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              25,300
              +24.48%
              
         |   
        
           
              $379,500              
              $15.05 P/Share              
                     
         | 
      
| 
           
            Jan 24                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              6,677
              -68.87%
              
         |   
        
           
              $280,434              
              $42.03 P/Share              
                     
         | 
      
| 
           
            Jan 24                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              6,677
              +40.78%
              
         |   
        
           
              $166,925              
              $25.86 P/Share              
                     
         | 
      
| 
           
            Jan 13                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              7,706
              -71.86%
              
         |   
        
           
              $315,946              
              $41.64 P/Share              
                     
         | 
      
| 
           
            Jan 13                          
            2017                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              7,706
              +41.81%
              
         |   
        
           
              $177,238              
              $23.12 P/Share              
                     
         | 
      
| 
           
            Jan 13                          
            2017                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              339,426
              -58.21%
              
         |   
        
           
              $13,916,466              
              $41.75 P/Share              
                     
         |