Insider Transactions in Q4 2016 at Schwab Charles Corp (SCHW)
Insider Transaction List (Q4 2016)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| 
           
            Dec 23                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              320,649
              -56.82%
              
         |   
        
           
              $12,825,960              
              $40.35 P/Share              
                     
         | 
      
| 
           
            Dec 23                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              320,649
              +36.23%
              
         |   
        
           
              $4,809,735              
              $15.05 P/Share              
                     
         | 
      
| 
           
            Dec 22                          
            2016                          
           
         |           
        C Preston Butcher Director | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              86,125
              -55.19%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 20                          
            2016                          
           
         |           
        Nancy H Bechtle Director | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              6,255
              -2.89%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 20                          
            2016                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              9,705
              -76.28%
              
         |   
        
           
              $388,200              
              $40.04 P/Share              
                     
         | 
      
| 
           
            Dec 20                          
            2016                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              9,705
              +43.27%
              
         |   
        
           
              $213,510              
              $22.67 P/Share              
                     
         | 
      
| 
           
            Dec 19                          
            2016                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              260,000
              -0.26%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 15                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              206,092
              -45.82%
              
         |   
        
           
              $8,037,588              
              $39.85 P/Share              
                     
         | 
      
| 
           
            Dec 15                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              206,092
              +31.42%
              
         |   
        
           
              $3,709,656              
              $18.66 P/Share              
                     
         | 
      
| 
           
            Dec 08                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              68,667
              -21.99%
              
         |   
        
           
              $2,678,013              
              $39.85 P/Share              
                     
         | 
      
| 
           
            Dec 08                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              68,667
              +18.02%
              
         |   
        
           
              $1,236,006              
              $18.66 P/Share              
                     
         | 
      
| 
           
            Dec 01                          
            2016                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              15,133
              -83.37%
              
         |   
        
           
              $590,187              
              $39.11 P/Share              
                     
         | 
      
| 
           
            Dec 01                          
            2016                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              15,133
              +45.47%
              
         |   
        
           
              $242,128              
              $16.4 P/Share              
                     
         | 
      
| 
           
            Dec 01                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              196,592
              -44.65%
              
         |   
        
           
              $7,667,088              
              $39.43 P/Share              
                     
         | 
      
| 
           
            Dec 01                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              196,592
              +30.87%
              
         |   
        
           
              $2,948,880              
              $15.43 P/Share              
                     
         | 
      
| 
           
            Nov 30                          
            2016                          
           
         |           
        Frank C Herringer Director | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              9,150
              -4.39%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Nov 30                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              56,423
              -18.8%
              
         |   
        
           
              $2,200,497              
              $39.22 P/Share              
                     
         | 
      
| 
           
            Nov 30                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              56,423
              +15.83%
              
         |   
        
           
              $846,345              
              $15.43 P/Share              
                     
         | 
      
| 
           
            Nov 29                          
            2016                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              16,000
              -0.02%
              
         |   
        
           
              $608,000              
              $38.51 P/Share              
                     
         | 
      
| 
           
            Nov 29                          
            2016                          
           
         |           
        Arun Sarin Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              10,000
              -54.45%
              
         |   
        
           
              $380,000              
              $38.6 P/Share              
                     
         | 
      
| 
           
            Nov 23                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              34,233
              -12.32%
              
         |   
        
           
              $1,335,087              
              $39.21 P/Share              
                     
         | 
      
| 
           
            Nov 23                          
            2016                          
           
         |           
        Walter W Bettinger Co-Chairman | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              34,233
              +10.97%
              
         |   
        
           
              $513,495              
              $15.43 P/Share              
                     
         | 
      
| 
           
            Nov 23                          
            2016                          
           
         |           
        Nigel J Murtagh Chief Risk Officer | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              13,000
              -27.16%
              
         |   
        
           
              $494,000              
              $38.82 P/Share              
                     
         | 
      
| 
           
            Nov 23                          
            2016                          
           
         |           
        Nigel J Murtagh Chief Risk Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              13,000
              +21.36%
              
         |   
        
           
              $156,000              
              $12.45 P/Share              
                     
         | 
      
| 
           
            Nov 22                          
            2016                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              63,256
              -22.84%
              
         |   
        
           
              $2,403,728              
              $38.14 P/Share              
                     
         | 
      
| 
           
            Nov 22                          
            2016                          
           
         |           
        Bernard J. Clark MD Head of Advisor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              63,256
              +18.37%
              
         |   
        
           
              $759,072              
              $12.7 P/Share              
                     
         | 
      
| 
           
            Nov 22                          
            2016                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              19,000
              -0.02%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Nov 21                          
            2016                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              132,250
              -0.13%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Nov 17                          
            2016                          
           
         |           
        Charles R. Schwab Co-Chairman | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              6,850
              -0.01%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Nov 16                          
            2016                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              101,866
              -43.21%
              
         |   
        
           
              $3,667,176              
              $36.65 P/Share              
                     
         | 
      
| 
           
            Nov 16                          
            2016                          
           
         |           
        Marie A Chandoha CEO - CSIM | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              101,866
              +27.12%
              
         |   
        
           
              $1,222,392              
              $12.94 P/Share              
                     
         | 
      
| 
           
            Nov 14                          
            2016                          
           
         |           
        Terri R Kallsen EVP - Investor Services | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              30,933
              -47.71%
              
         |   
        
           
              $1,113,588              
              $36.94 P/Share              
                     
         | 
      
| 
           
            Nov 14                          
            2016                          
           
         |           
        Terri R Kallsen EVP - Investor Services | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Indirect | 
           
              30,933
              +28.22%
              
         |   
        
           
              $835,191              
              $27.24 P/Share              
                     
         |