Purchases and Sales Made in Q3 2021 in Pgim Short Duration High Yield Opportunities Fund (SDHY)
This table provides information about the institutional ownership of Pgim Short Duration High Yield Opportunities Fund (SDHY) during Q3 2021. The information is specifically focused on institutions that hold shares of PGIM Short Duration High Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.09MNew |
$57.4M - $61.1M
|
3.09M
$52.2M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
144KNew |
$2.68M - $2.85M
|
144K
$2.44M
|
|
|
Nov 12, 2021
Q3 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
55.4KNew |
$1.03M - $1.09M
|
55.4K
$935K
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
55KNew |
$1.02M - $1.09M
|
55K
$928K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
42.3K+ 136.97% |
$785K - $835K
|
73.1K
$1.23M
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
32.5K+ 23.58% |
$603K - $642K
|
170K
$2.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.7K+ 17.33% |
$366K - $390K
|
134K
$2.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.8K+ 9.05% |
$349K - $371K
|
226K
$3.82M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16.4KNew |
$305K - $325K
|
16.4K
$277K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14K+ 33.73% |
$260K - $276K
|
55.5K
$936K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
13.5KNew |
$251K - $267K
|
13.5K
$228K
|
|
|
Nov 04, 2021
Q3 2021
|
Modera Wealth Management, LLC
|
BUY
|
- |
10KNew |
$186K - $198K
|
10K
$169K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$92.8K - $98.8K
|
5K
$84.4K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4K+ 5.32% |
$74.2K - $79K
|
79.2K
$1.34M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.89KNew |
$35.1K - $37.3K
|
1.89K
$31.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.29K+ 0.38% |
$24K - $25.6K
|
345K
$5.82M
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
500New |
$9.28K - $9.88K
|
500
$8.44K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
500+ 50.0% |
$9.28K - $9.88K
|
1.5K
$25.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
122+ 6.0% |
$2.26K - $2.41K
|
2.16K
$36.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-50- 0.42% |
$928 - $988
|
11.9K
$201K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-439- 34.95% |
$8.15K - $8.67K
|
817
$13.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.25KClosed |
$23.2K - $24.7K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.91KClosed |
$35.5K - $37.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-29.7K- 34.86% |
$552K - $587K
|
55.5K
$937K
|