Purchases and Sales Made in Q4 2023 in Pgim Short Duration High Yield Opportunities Fund (SDHY)
This table provides information about the institutional ownership of Pgim Short Duration High Yield Opportunities Fund (SDHY) during Q4 2023. The information is specifically focused on institutions that hold shares of PGIM Short Duration High Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1.07MNew |
$14.9M - $16.1M
|
1.07M
$17.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
343K+ 178.36% |
$4.78M - $5.18M
|
535K
$8.88M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
167K+ 7.92% |
$2.33M - $2.53M
|
2.28M
$37.8M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
165K+ 103.29% |
$2.3M - $2.49M
|
324K
$5.39M
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
111KNew |
$1.54M - $1.67M
|
111K
$1.84M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
101K+ 434.48% |
$1.41M - $1.53M
|
125K
$2.07M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
95.2K+ 94.84% |
$1.33M - $1.44M
|
196K
$3.25M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
94.8KNew |
$1.32M - $1.43M
|
94.8K
$1.57M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
69.7KNew |
$971K - $1.05M
|
69.7K
$1.16M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
53.1K+ 271.48% |
$741K - $803K
|
72.7K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Rmb Capital Management, LLC
|
BUY
|
- |
50KNew |
$697K - $756K
|
50K
$830K
|
|
|
Feb 13, 2024
Q4 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
33.2KNew |
$463K - $502K
|
33.2K
$552K
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
32.5K+ 27.6% |
$453K - $491K
|
150K
$2.49M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
30.8K+ 3.48% |
$429K - $465K
|
915K
$15.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
27.3KNew |
$381K - $413K
|
27.3K
$454K
|
|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
26.5KNew |
$369K - $400K
|
26.5K
$440K
|
|
|
Feb 13, 2024
Q4 2023
|
Accuvest Global Advisors
Provo, UT |
BUY
|
- |
24.3KNew |
$339K - $367K
|
24.3K
$403K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
21.6KNew |
$301K - $326K
|
21.6K
$358K
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
21.4K+ 30.9% |
$299K - $324K
|
90.8K
$1.51M
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
19.3K+ 2.45% |
$269K - $292K
|
809K
$13.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.1KNew |
$253K - $274K
|
18.1K
$301K
|
|
|
Feb 12, 2024
Q4 2023
|
Apollon Financial, LLC
Mount Pleasant, SC |
BUY
|
- |
17.2KNew |
$240K - $261K
|
17.2K
$286K
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
16.9KNew |
$235K - $255K
|
16.9K
$280K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.9K+ 68.47% |
$221K - $240K
|
39.1K
$649K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
15.3KNew |
$214K - $232K
|
15.3K
$255K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15KNew |
$209K - $227K
|
15K
$249K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
13.3KNew |
$186K - $201K
|
13.3K
$221K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
13.2K+ 3.71% |
$185K - $200K
|
370K
$6.15M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.2K+ 3.02% |
$171K - $185K
|
418K
$6.95M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.5K+ 22.72% |
$161K - $174K
|
62.4K
$1.04M
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
10.2KNew |
$143K - $155K
|
10.2K
$170K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.1K+ 13.53% |
$141K - $153K
|
84.8K
$1.41M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.9K+ 101.87% |
$124K - $134K
|
17.6K
$293K
|
|
|
Jan 17, 2024
Q4 2023
|
Ahl Investment Management, Inc.
|
BUY
|
- |
7.48K+ 2.88% |
$104K - $113K
|
267K
$4.43M
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
6.57K+ 1.39% |
$91.6K - $99.2K
|
480K
$7.97M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.69K+ 12.63% |
$65.4K - $70.9K
|
41.9K
$695K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
2.94K+ 6.48% |
$40.9K - $44.4K
|
48.2K
$800K
|
|
|
Jan 10, 2024
Q4 2023
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
825New |
$11.5K - $12.5K
|
825
$13.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
553New |
$7.71K - $8.36K
|
553
$9.18K
|
|
|
Feb 12, 2024
Q4 2023
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
BUY
|
- |
329+ 2.76% |
$4.59K - $4.97K
|
12.3K
$204K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
305+ 1.28% |
$4.25K - $4.61K
|
24K
$399K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
248+ 2.36% |
$3.46K - $3.75K
|
10.7K
$178K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
216+ 138.46% |
$3.01K - $3.26K
|
372
$6.18K
|
|
|
Feb 14, 2024
Q4 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
124+ 1.17% |
$1.73K - $1.87K
|
10.8K
$179K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
68+ 0.54% |
$948 - $1.03K
|
12.7K
$212K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 08, 2024
Q4 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-27- 0.22% |
$376 - $408
|
12.4K
$205K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-78- 0.64% |
$1.09K - $1.18K
|
12.1K
$201K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.93K- 1.66% |
$27K - $29.2K
|
115K
$1.91M
|
|
|
Jun 25, 2024
Q4 2023
|
Meteora Capital, LLC
Boca Raton, FL |
SELL
|
- |
-4.86K- 6.7% |
$67.7K - $73.4K
|
67.6K
$1.12M
|