Purchases and Sales Made in Q1 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
688K+ 12.07% |
$17.6M - $20.4M
|
6.38M
$229M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
375K+ 34.33% |
$9.57M - $11.1M
|
1.47M
$52.5M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
219K+ 220.64% |
$5.6M - $6.51M
|
319K
$11.4M
|
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
207KNew |
$5.29M - $6.15M
|
207K
$7.42M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
181K+ 411.87% |
$4.63M - $5.39M
|
225K
$8.07M
|
|
|
May 04, 2023
Q1 2023
|
Cx Institutional
|
BUY
|
- |
136KNew |
$3.48M - $4.04M
|
136K
$4.88M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
116K+ 72.08% |
$2.96M - $3.44M
|
276K
$9.91M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
112K+ 5.92% |
$2.87M - $3.34M
|
2.01M
$72M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
89.2K+ 47.07% |
$2.28M - $2.65M
|
279K
$9.99M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
79.3KNew |
$2.03M - $2.36M
|
79.3K
$2.84M
|
|
|
Apr 18, 2023
Q1 2023
|
Tap Consulting, LLC
|
BUY
|
- |
76.7K+ 76.38% |
$1.96M - $2.28M
|
177K
$6.35M
|
|
|
May 05, 2023
Q1 2023
|
Mattern Wealth Management LLC
|
BUY
|
- |
75.9KNew |
$1.94M - $2.25M
|
75.9K
$2.72M
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
74.9KNew |
$1.91M - $2.23M
|
74.9K
$2.68M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
69.2K+ 14.53% |
$1.77M - $2.06M
|
545K
$19.5M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
59.9K+ 58684.31% |
$1.53M - $1.78M
|
60K
$2.15M
|
|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
56.1KNew |
$1.43M - $1.67M
|
56.1K
$2.01M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
49.2K+ 69.79% |
$1.26M - $1.46M
|
120K
$4.29M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
47.3K+ 10.03% |
$1.21M - $1.41M
|
519K
$18.6M
|
|
|
May 11, 2023
Q1 2023
|
Root Financial Partners, LLC
Solana Beach, CA |
BUY
|
- |
46.3KNew |
$1.18M - $1.37M
|
46.3K
$1.66M
|
|
|
May 04, 2023
Q1 2023
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
45.3K+ 52.51% |
$1.16M - $1.35M
|
132K
$4.72M
|
|
|
Apr 14, 2023
Q1 2023
|
Signal Point Asset Management, LLC
|
BUY
|
- |
43.7K+ 67.01% |
$1.12M - $1.3M
|
109K
$3.91M
|
|
|
Aug 30, 2023
Q1 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
40.7KNew |
$1.04M - $1.21M
|
40.7K
$1.46M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
39K+ 17.08% |
$995K - $1.16M
|
267K
$9.57M
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
38.7K+ 29.96% |
$988K - $1.15M
|
168K
$6.01M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
35.3K+ 10.15% |
$902K - $1.05M
|
383K
$13.7M
|
|
|
Apr 25, 2023
Q1 2023
|
Psi Advisors, LLC
|
BUY
|
- |
32.7K+ 92.08% |
$834K - $971K
|
68.2K
$2.44M
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
30.9K+ 355.52% |
$789K - $918K
|
39.6K
$1.42M
|
|
|
Jan 24, 2024
Q1 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
30.3KNew |
$774K - $900K
|
30.3K
$1.09M
|
|
|
Apr 19, 2023
Q1 2023
|
True Wealth Advisors, LLC
|
BUY
|
- |
27.4K+ 10.33% |
$699K - $813K
|
292K
$10.5M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
27.2K+ 17.41% |
$696K - $809K
|
184K
$6.58M
|
|
|
Apr 14, 2023
Q1 2023
|
Aprio Wealth Management, LLC
|
BUY
|
- |
24.6K+ 23.92% |
$627K - $729K
|
127K
$4.56M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
23.9KNew |
$610K - $710K
|
23.9K
$856K
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
23.7K+ 47.39% |
$605K - $704K
|
73.7K
$2.64M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
23.7K+ 47.39% |
$605K - $704K
|
73.7K
$2.64M
|
|
|
May 11, 2023
Q1 2023
|
Stone X Group Inc.
|
BUY
|
- |
22.6KNew |
$577K - $672K
|
22.6K
$810K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
22.3K+ 11.96% |
$569K - $662K
|
209K
$7.48M
|
|
|
May 08, 2023
Q1 2023
|
Investment Partners, Ltd.
|
BUY
|
- |
20.2KNew |
$515K - $600K
|
20.2K
$723K
|
|
|
May 11, 2023
Q1 2023
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
19.7KNew |
$503K - $585K
|
19.7K
$706K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.6K+ 1.67% |
$501K - $583K
|
1.19M
$42.7M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
18.2K+ 15.34% |
$465K - $541K
|
137K
$4.9M
|
|
|
Apr 17, 2023
Q1 2023
|
One Ascent Wealth Management LLC
Birmingham, AL |
BUY
|
- |
17.4KNew |
$445K - $517K
|
17.4K
$624K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
16.8K+ 14.04% |
$430K - $500K
|
137K
$4.9M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.5K+ 1.48% |
$320K - $372K
|
861K
$30.8M
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
12.2K+ 11.32% |
$312K - $363K
|
120K
$4.31M
|
|
|
May 02, 2023
Q1 2023
|
Ergawealth Advisors, Inc.
Oak Brook, IL |
BUY
|
- |
12.2K+ 5.7% |
$310K - $361K
|
225K
$8.07M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12.1K+ 107.41% |
$310K - $361K
|
23.4K
$840K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
12.1K+ 117.52% |
$309K - $360K
|
22.4K
$804K
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
11.7K+ 10.94% |
$300K - $349K
|
119K
$4.27M
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
11.5K+ 41.63% |
$293K - $340K
|
39K
$1.4M
|
|
|
May 12, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
10.7KNew |
$272K - $317K
|
10.7K
$382K
|