Purchases and Sales Made in Q3 2021 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
600K+ 110.76% |
$16.6M - $18.1M
|
1.14M
$40.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
368K+ 356.08% |
$10.2M - $11.1M
|
472K
$16.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
131K+ 1174.91% |
$3.61M - $3.93M
|
142K
$5.08M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
131K+ 43.77% |
$3.6M - $3.93M
|
429K
$15.4M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
124K+ 177.93% |
$3.41M - $3.72M
|
193K
$6.91M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
122K+ 316.2% |
$3.37M - $3.68M
|
161K
$5.76M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
100KNew |
$2.76M - $3.01M
|
100K
$3.58M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
92.3KNew |
$2.55M - $2.78M
|
92.3K
$3.31M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
62.5K+ 33.67% |
$1.73M - $1.88M
|
248K
$8.89M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
37K+ 21.09% |
$1.02M - $1.12M
|
213K
$7.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
33KNew |
$912K - $995K
|
33K
$1.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
30.2K+ 46.43% |
$835K - $910K
|
95.3K
$3.41M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
29.4KNew |
$813K - $887K
|
29.4K
$1.05M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
25.3K+ 19.72% |
$699K - $762K
|
154K
$5.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
19.4K+ 39.01% |
$536K - $585K
|
69.2K
$2.48M
|
|
|
Oct 28, 2021
Q3 2021
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
15K+ 6.13% |
$413K - $450K
|
259K
$9.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
14.4KNew |
$396K - $432K
|
14.4K
$514K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
13.6K+ 15.54% |
$376K - $410K
|
101K
$3.63M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.3K+ 27.52% |
$368K - $402K
|
61.8K
$2.21M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
12.6KNew |
$347K - $379K
|
12.6K
$450K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.9KNew |
$302K - $329K
|
10.9K
$392K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
8.75K+ 88.93% |
$242K - $264K
|
18.6K
$666K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
7.64KNew |
$211K - $230K
|
7.64K
$274K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.96K+ 15.04% |
$192K - $210K
|
53.3K
$1.91M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.41K+ 79.42% |
$177K - $193K
|
14.5K
$518K
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
6KNew |
$166K - $181K
|
6K
$215K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.71K+ 165.93% |
$158K - $172K
|
9.15K
$328K
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
BUY
|
- |
5.11K+ 10.22% |
$141K - $154K
|
55.1K
$1.98M
|
|
|
Nov 10, 2021
Q3 2021
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
2.52K+ 22.77% |
$69.5K - $75.8K
|
13.6K
$486K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
2.37K+ 25.72% |
$65.4K - $71.4K
|
11.6K
$415K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.24KNew |
$61.8K - $67.3K
|
2.24K
$80.1K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.86K+ 16.88% |
$51.5K - $56.1K
|
12.9K
$462K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.66KNew |
$45.7K - $49.8K
|
1.66K
$59.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.17K+ 8.15% |
$32.2K - $35.1K
|
15.5K
$554K
|
|
|
Oct 15, 2021
Q3 2021
|
Elite Wealth Management, Inc.
|
BUY
|
- |
926+ 4.13% |
$25.6K - $27.9K
|
23.4K
$837K
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
600+ 66.67% |
$16.6K - $18.1K
|
1.5K
$53.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
515New |
$14.2K - $15.5K
|
515
$18.5K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
348New |
$9.61K - $10.5K
|
348
$12.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
30New |
$829 - $904
|
30
$1.07K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6+ 0.29% |
$166 - $181
|
2.08K
$74.5K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
5+ 0.25% |
$138 - $151
|
2.01K
$72.2K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-154- 1.4% |
$4.25K - $4.64K
|
10.8K
$388K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-496- 5.59% |
$13.7K - $14.9K
|
8.38K
$300K
|
|
|
Nov 08, 2021
Q3 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-513- 1.79% |
$14.2K - $15.5K
|
28.1K
$1.01M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.65KClosed |
$45.5K - $49.7K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Cypress Capital Group
|
SELL
|
- |
-3.03K- 28.06% |
$83.8K - $91.4K
|
7.78K
$279K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-3.46K- 39.32% |
$95.4K - $104K
|
5.33K
$191K
|
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-21.6KClosed |
$597K - $651K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-49.2K- 12.24% |
$1.36M - $1.48M
|
353K
$12.6M
|