Purchases and Sales Made in Q3 2022 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.2K- 4.75% |
$27.6K - $33.2K
|
24K
$851K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.23K- 1.13% |
$28.3K - $34.1K
|
108K
$3.81M
|
|
|
Oct 24, 2022
Q3 2022
|
Cherry Creek Investment Advisors, Inc.
|
SELL
|
- |
-1.35K- 3.07% |
$31K - $37.4K
|
42.6K
$1.51M
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.46K- 24.33% |
$33.6K - $40.5K
|
4.54K
$161K
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.97K- 9.15% |
$45.3K - $54.7K
|
19.6K
$692K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.07K- 16.69% |
$47.5K - $57.3K
|
10.3K
$365K
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.15K- 16.76% |
$49.4K - $59.6K
|
10.7K
$378K
|
|
|
Nov 14, 2022
Q3 2022
|
Kolinsky Wealth Management, LLC
Ramsey, NJ |
SELL
|
- |
-2.58K- 2.06% |
$59.4K - $71.7K
|
123K
$4.35M
|
|
|
Oct 28, 2022
Q3 2022
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-3.14K- 14.13% |
$72.3K - $87.2K
|
19.1K
$676K
|
|
|
Jun 13, 2023
Q3 2022
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-3.52K- 45.69% |
$81.1K - $97.8K
|
4.19K
$148K
|
|
|
Oct 13, 2022
Q3 2022
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-3.74K- 19.31% |
$86.1K - $104K
|
15.6K
$554K
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-3.81K- 7.64% |
$87.5K - $106K
|
46K
$1.63M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-3.93K- 11.52% |
$90.5K - $109K
|
30.2K
$1.07M
|
|
|
Nov 09, 2022
Q3 2022
|
Harvest Investment Services, LLC
|
SELL
|
- |
-4.2K- 8.18% |
$96.6K - $117K
|
47.2K
$1.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-4.82K- 11.69% |
$111K - $134K
|
36.4K
$1.29M
|
|
|
Oct 19, 2022
Q3 2022
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-6.36K- 14.07% |
$146K - $177K
|
38.9K
$1.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-6.53K- 8.58% |
$150K - $181K
|
69.6K
$2.46M
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
SELL
|
- |
-6.92K- 97.88% |
$159K - $192K
|
150
$5.31K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-9.07K- 6.59% |
$209K - $252K
|
129K
$4.55M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-15.8K- 7.69% |
$362K - $437K
|
189K
$6.7M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-20.3K- 1.88% |
$467K - $564K
|
1.06M
$37.6M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-20.8K- 2.93% |
$478K - $577K
|
689K
$24.4M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-22.6K- 3.55% |
$519K - $627K
|
613K
$21.7M
|
|
|
Nov 02, 2022
Q3 2022
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-24.4K- 50.68% |
$562K - $678K
|
23.8K
$841K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-30.7K- 8.69% |
$707K - $853K
|
323K
$11.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-32.7K- 3.59% |
$752K - $908K
|
879K
$31.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-35.2K- 37.43% |
$810K - $977K
|
58.8K
$2.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-39.7K- 10.91% |
$913K - $1.1M
|
324K
$11.5M
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
SELL
|
- |
-42.9K- 23.06% |
$986K - $1.19M
|
143K
$5.06M
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-45K- 30.94% |
$1.04M - $1.25M
|
100K
$3.56M
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-49.8K- 14.01% |
$1.15M - $1.38M
|
306K
$10.8M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-54K- 29.54% |
$1.24M - $1.5M
|
129K
$4.56M
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-71.6K- 58.9% |
$1.65M - $1.99M
|
50K
$1.77M
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-71.6K- 58.9% |
$1.65M - $1.99M
|
50K
$1.77M
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-73K- 54.6% |
$1.68M - $2.03M
|
60.7K
$2.15M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-75K- 55.12% |
$1.72M - $2.08M
|
61K
$2.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-118K- 15.35% |
$2.7M - $3.26M
|
648K
$22.9M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-120K- 6.12% |
$2.77M - $3.34M
|
1.84M
$65.2M
|