Purchases and Sales Made in Q4 2022 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
717K+ 14.4% |
$17.1M - $19.9M
|
5.7M
$204M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
671K+ 159.25% |
$15.9M - $18.6M
|
1.09M
$39.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
571KNew |
$13.6M - $15.8M
|
571K
$20.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
334K+ 31.53% |
$7.95M - $9.27M
|
1.4M
$50M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
278KNew |
$6.61M - $7.7M
|
278K
$9.95M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
244K+ 135.51% |
$5.81M - $6.77M
|
424K
$15.2M
|
|
|
Apr 14, 2023
Q4 2022
|
Ergawealth Advisors, Inc.
Oak Brook, IL |
BUY
|
- |
213KNew |
$5.07M - $5.91M
|
213K
$7.64M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
153K+ 47.34% |
$3.64M - $4.24M
|
476K
$17.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
133K+ 12.82% |
$3.17M - $3.69M
|
1.17M
$42M
|
|
|
Feb 10, 2023
Q4 2022
|
Blair William & CO
Chicago, IL |
BUY
|
- |
127K+ 5414.32% |
$3.01M - $3.51M
|
129K
$4.62M
|
|
|
Feb 14, 2023
Q4 2022
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
104KNew |
$2.47M - $2.88M
|
104K
$3.73M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
99.4KNew |
$2.36M - $2.75M
|
99.4K
$3.56M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
81.7K+ 20.92% |
$1.94M - $2.26M
|
472K
$16.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Owen La Rue, LLC
Elizabethtown, KY |
BUY
|
- |
71.8KNew |
$1.71M - $1.99M
|
71.8K
$2.57M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
66.8K+ 12.69% |
$1.59M - $1.85M
|
594K
$21.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
64.4KNew |
$1.53M - $1.79M
|
64.4K
$2.31M
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
59.7K+ 62.66% |
$1.42M - $1.66M
|
155K
$5.56M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
59.5K+ 35.34% |
$1.42M - $1.65M
|
228K
$8.17M
|
|
|
Jan 12, 2023
Q4 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
55KNew |
$1.31M - $1.53M
|
55K
$1.97M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
54.6K+ 2.96% |
$1.3M - $1.51M
|
1.9M
$68M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
44.6K+ 39.92% |
$1.06M - $1.24M
|
156K
$5.61M
|
|
|
Feb 02, 2023
Q4 2022
|
Summit Investment Advisory Services, LLC
Roseville, MN |
BUY
|
- |
43.1KNew |
$1.02M - $1.19M
|
43.1K
$1.54M
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
42.3KNew |
$1.01M - $1.17M
|
42.3K
$1.52M
|
|
|
Jan 31, 2023
Q4 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
40.9KNew |
$973K - $1.13M
|
40.9K
$1.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
38.9K+ 15.75% |
$925K - $1.08M
|
286K
$10.2M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
28.7K+ 119.28% |
$682K - $795K
|
52.7K
$1.89M
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
22.7K+ 75.1% |
$540K - $629K
|
52.9K
$1.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
18.5K+ 10776.74% |
$441K - $514K
|
18.7K
$670K
|
|
|
Feb 09, 2023
Q4 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
17K+ 11.87% |
$404K - $470K
|
160K
$5.73M
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
16.7K+ 18.52% |
$397K - $463K
|
107K
$3.83M
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
14.2KNew |
$337K - $393K
|
14.2K
$508K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
12.4K+ 81.52% |
$295K - $344K
|
27.7K
$991K
|
|
|
Feb 07, 2023
Q4 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
12.4KNew |
$295K - $344K
|
12.4K
$445K
|
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
12K+ 12.63% |
$286K - $334K
|
107K
$3.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
11.7K+ 19.87% |
$278K - $324K
|
70.5K
$2.53M
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
11.6K+ 256.3% |
$277K - $323K
|
16.2K
$580K
|
|
|
Feb 08, 2023
Q4 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
11.3K+ 41.7% |
$269K - $314K
|
38.5K
$1.38M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10.5KNew |
$249K - $290K
|
10.5K
$375K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
9.07K+ 57.71% |
$216K - $251K
|
24.8K
$888K
|
|
|
Feb 14, 2023
Q4 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
8.63KNew |
$205K - $239K
|
8.63K
$309K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.09K+ 2.5% |
$192K - $224K
|
332K
$11.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
7.96K+ 40.69% |
$189K - $221K
|
27.5K
$986K
|
|
|
Feb 10, 2023
Q4 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
7.24KNew |
$172K - $201K
|
7.24K
$259K
|
|
|
Feb 14, 2023
Q4 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
6.91KNew |
$164K - $191K
|
6.91K
$247K
|
|
|
Feb 15, 2023
Q4 2022
|
Smart Portfolios, LLC
Seattle, WA |
BUY
|
- |
6.87K+ 17.15% |
$163K - $190K
|
46.9K
$1.68M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
6.86K+ 5.23% |
$163K - $190K
|
138K
$4.95M
|
|
|
Jan 19, 2023
Q4 2022
|
Psi Advisors, LLC
|
BUY
|
- |
6.56K+ 22.66% |
$156K - $182K
|
35.5K
$1.27M
|
|
|
Jan 26, 2023
Q4 2022
|
Signal Point Asset Management, LLC
|
BUY
|
- |
6.48K+ 11.02% |
$154K - $180K
|
65.3K
$2.34M
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
6.06K+ 15.96% |
$144K - $168K
|
44K
$1.58M
|
|
|
Feb 13, 2023
Q4 2022
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
4.83KNew |
$115K - $134K
|
4.83K
$173K
|