Purchases and Sales Made in Q3 2021 in Sprott ETF Tr Gold Miners ETF (SGDM)
This table provides information about the institutional ownership of Sprott ETF Tr Gold Miners ETF (SGDM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPROTT ETF TR GOLD MINERS ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
93.7KNew |
N/A
|
93.7K
$0
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
55.6K+ 489.21% |
N/A
|
67K
$0
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
44.6K+ 58.85% |
N/A
|
121K
$0
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
36.5KNew |
N/A
|
36.5K
$0
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10K+ 26.05% |
N/A
|
48.4K
$0
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
7.8K+ 20.65% |
N/A
|
45.6K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.24K+ 63.95% |
N/A
|
18.6K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.71K+ 4.75% |
N/A
|
126K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.53K+ 52.32% |
N/A
|
13.2K
$0
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.81K+ 1.64% |
N/A
|
174K
$0
|
|
Nov 12, 2021
Q3 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
2.23K+ 3.25% |
N/A
|
70.7K
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.59K+ 6.86% |
N/A
|
24.8K
$0
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
1KNew |
N/A
|
1K
$0
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
425New |
N/A
|
425
$0
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
330+ 4.08% |
N/A
|
8.41K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
240+ 0.17% |
N/A
|
145K
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
159+ 0.36% |
N/A
|
44.6K
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
33+ 0.39% |
N/A
|
8.47K
$0
|
|
Oct 22, 2021
Q3 2021
|
Ade, LLC
|
BUY
|
- |
23+ 0.08% |
N/A
|
29K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
23+ 0.12% |
N/A
|
19.2K
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
N/A
|
0
$0
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
N/A
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-100Closed |
N/A
|
0
$0
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-195- 1.78% |
N/A
|
10.8K
$0
|
|
Nov 03, 2021
Q3 2021
|
Auxano Advisors, LLC
|
SELL
|
- |
-296- 0.24% |
N/A
|
122K
$0
|
|
Oct 21, 2021
Q3 2021
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-301- 3.57% |
N/A
|
8.12K
$0
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-313- 1.71% |
N/A
|
18K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-325- 0.21% |
N/A
|
158K
$0
|
|
Nov 15, 2021
Q3 2021
|
Greenline Partners, LLC
New York, NY |
SELL
|
- |
-422- 84.91% |
N/A
|
75
$0
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-505Closed |
N/A
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-515Closed |
N/A
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-550- 1.2% |
N/A
|
45.3K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-658- 5.52% |
N/A
|
11.3K
$0
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-705- 6.05% |
N/A
|
10.9K
$0
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1K- 3.76% |
N/A
|
25.6K
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.12K- 5.4% |
N/A
|
37.1K
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.65K- 5.19% |
N/A
|
48.3K
$0
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-5K- 14.64% |
N/A
|
29.2K
$0
|
|
Oct 29, 2021
Q3 2021
|
Hc Advisors, LLC
|
SELL
|
- |
-7.39KClosed |
N/A
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-7.7KClosed |
N/A
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.89KClosed |
N/A
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Gainplan LLC
Bloomfield Hills, MI |
SELL
|
- |
-8.13KClosed |
N/A
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Satovsky Asset Management LLC
|
SELL
|
- |
-8.17KClosed |
N/A
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-8.23KClosed |
N/A
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Arch Point Investors
Coral Gables, FL |
SELL
|
- |
-8.32KClosed |
N/A
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.48KClosed |
N/A
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12.8K- 11.45% |
N/A
|
98.8K
$0
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-16.3K- 55.7% |
N/A
|
12.9K
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-49.6KClosed |
N/A
|
0
$0
|