Purchases and Sales Made in Q1 2023 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-18.8K- 8.79% |
$877K - $897K
|
195K
$9.3M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-20.5K- 38.06% |
$957K - $979K
|
33.4K
$1.59M
|
|
|
May 08, 2023
Q1 2023
|
Bailard, Inc.
|
SELL
|
- |
-21K- 52.83% |
$977K - $1M
|
18.7K
$891K
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-21.7K- 7.94% |
$1.01M - $1.03M
|
251K
$12M
|
|
|
May 15, 2023
Q1 2023
|
Detalus Advisors, LLC
|
SELL
|
- |
-24.7K- 22.77% |
$1.15M - $1.18M
|
83.9K
$3.99M
|
|
|
May 05, 2023
Q1 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-27.1K- 17.7% |
$1.26M - $1.29M
|
126K
$6.01M
|
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-28.3K- 16.1% |
$1.32M - $1.35M
|
147K
$7.02M
|
|
|
Apr 18, 2023
Q1 2023
|
Parkside Investments, LLC
|
SELL
|
- |
-28.9K- 20.56% |
$1.34M - $1.38M
|
111K
$5.31M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-29.9K- 8.24% |
$1.4M - $1.43M
|
334K
$15.9M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-30.1K- 4.22% |
$1.4M - $1.44M
|
683K
$32.5M
|
|
|
Apr 19, 2023
Q1 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-30.5K- 2.95% |
$1.42M - $1.46M
|
1M
$47.8M
|
|
|
May 10, 2023
Q1 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-32.4K- 6.51% |
$1.51M - $1.55M
|
466K
$22.2M
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-32.8K- 63.54% |
$1.53M - $1.56M
|
18.8K
$895K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-32.9K- 7.27% |
$1.53M - $1.57M
|
419K
$20M
|
|
|
May 11, 2023
Q1 2023
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-35.2K- 28.71% |
$1.64M - $1.68M
|
87.5K
$4.17M
|
|
|
Apr 18, 2023
Q1 2023
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-35.2K- 69.13% |
$1.64M - $1.68M
|
15.7K
$750K
|
|
|
May 03, 2023
Q1 2023
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-35.3K- 52.58% |
$1.65M - $1.68M
|
31.8K
$1.52M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-35.7K- 22.85% |
$1.66M - $1.7M
|
120K
$5.73M
|
|
|
May 04, 2023
Q1 2023
|
Cx Institutional
|
SELL
|
- |
-37.1K- 19.49% |
$1.73M - $1.77M
|
153K
$7.29M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-37.8K- 6.39% |
$1.76M - $1.8M
|
553K
$26.4M
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-39.6K- 77.23% |
$1.84M - $1.89M
|
11.7K
$556K
|
|
|
May 16, 2023
Q1 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-39.8K- 16.81% |
$1.86M - $1.9M
|
197K
$9.39M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-41.9K- 13.23% |
$1.95M - $2M
|
275K
$13.1M
|
|
|
Apr 24, 2023
Q1 2023
|
Mc Adam, LLC
|
SELL
|
- |
-41.9K- 44.4% |
$1.96M - $2M
|
52.5K
$2.5M
|
|
|
May 12, 2023
Q1 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-48.2K- 5.85% |
$2.25M - $2.3M
|
776K
$37M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-48.7K- 11.21% |
$2.27M - $2.32M
|
386K
$18.4M
|
|
|
Apr 24, 2023
Q1 2023
|
Rockland Trust CO
|
SELL
|
- |
-49.2K- 72.19% |
$2.29M - $2.34M
|
18.9K
$902K
|
|
|
Apr 18, 2023
Q1 2023
|
Sharkey, Howes & Javer
|
SELL
|
- |
-49.6K- 57.86% |
$2.31M - $2.36M
|
36.1K
$1.72M
|
|
|
Apr 27, 2023
Q1 2023
|
Leisure Capital Management
|
SELL
|
- |
-51.6K- 80.13% |
$2.41M - $2.46M
|
12.8K
$609K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-70.9K- 88.46% |
$3.3M - $3.38M
|
9.24K
$440K
|
|
|
Nov 13, 2023
Q1 2023
|
Hancock Whitney Corp
|
SELL
|
- |
-87.6K- 47.17% |
$4.08M - $4.18M
|
98.1K
$4.67M
|
|
|
May 16, 2023
Q1 2023
|
Hancock Whitney Corp
|
SELL
|
- |
-87.6K- 47.17% |
$4.08M - $4.18M
|
98.1K
$4.67M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-88.1K- 82.68% |
$4.1M - $4.2M
|
18.4K
$878K
|
|
|
May 10, 2023
Q1 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-92.6K- 30.26% |
$4.31M - $4.41M
|
213K
$10.2M
|
|
|
May 12, 2023
Q1 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-109K- 9.59% |
$5.1M - $5.22M
|
1.03M
$49.1M
|
|
|
Apr 04, 2023
Q1 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-123K- 93.98% |
$5.75M - $5.89M
|
7.91K
$377K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-131K- 67.19% |
$6.1M - $6.24M
|
63.9K
$3.04M
|
|
|
Aug 14, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-160K- 3.47% |
$7.47M - $7.64M
|
4.46M
$212M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-210K- 8.35% |
$9.78M - $10M
|
2.3M
$110M
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-250K- 44.37% |
$11.7M - $11.9M
|
314K
$14.9M
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-258KClosed |
$12M - $12.3M
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-274K- 42.06% |
$12.8M - $13.1M
|
377K
$18M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-311K- 1.92% |
$14.5M - $14.8M
|
15.9M
$755M
|
|
|
Jun 14, 2024
Q1 2023
|
Quent Capital, LLC
|
SELL
|
- |
-320K- 36.67% |
$14.9M - $15.3M
|
553K
$26.3M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-378K- 15.7% |
$17.6M - $18M
|
2.03M
$96.7M
|
|
|
May 04, 2023
Q1 2023
|
Estate Counselors, LLC
|
SELL
|
- |
-413K- 85.49% |
$19.3M - $19.7M
|
70.1K
$3.34M
|
|
|
Apr 26, 2023
Q1 2023
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-528K- 90.73% |
$24.6M - $25.2M
|
54K
$2.57M
|
|
|
May 15, 2023
Q1 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-1.23M- 99.53% |
$57.2M - $58.5M
|
5.85K
$279K
|
|
|
May 12, 2023
Q1 2023
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-2.99M- 97.9% |
$140M - $143M
|
64.3K
$3.06M
|