Purchases and Sales Made in Q4 2022 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2023
Q4 2022
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-16K- 31.52% |
$734K - $753K
|
34.7K
$1.65M
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-16.1K- 14.47% |
$741K - $760K
|
95.2K
$4.52M
|
|
|
Feb 09, 2023
Q4 2022
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-16.4K- 73.38% |
$752K - $772K
|
5.94K
$282K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-17KClosed |
$782K - $803K
|
0
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.1K- 10.08% |
$834K - $856K
|
162K
$7.68M
|
|
|
Jan 20, 2023
Q4 2022
|
Goodman Advisory Group, LLC
|
SELL
|
- |
-18.8K- 82.66% |
$866K - $889K
|
3.95K
$187K
|
|
|
Jan 11, 2023
Q4 2022
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-19.5K- 96.83% |
$895K - $919K
|
637
$30.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-20.8K- 1.35% |
$958K - $983K
|
1.52M
$72M
|
|
|
Feb 14, 2023
Q4 2022
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-21K- 70.8% |
$964K - $990K
|
8.65K
$410K
|
|
|
Feb 14, 2023
Q4 2022
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-21.5K- 56.03% |
$987K - $1.01M
|
16.8K
$799K
|
|
|
Jan 19, 2023
Q4 2022
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-22.6K- 3.74% |
$1.04M - $1.07M
|
582K
$27.6M
|
|
|
Feb 08, 2023
Q4 2022
|
Anson Capital, Inc.
|
SELL
|
- |
-23.1K- 39.55% |
$1.06M - $1.09M
|
35.4K
$1.68M
|
|
|
Feb 07, 2023
Q4 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-24.5K- 44.22% |
$1.13M - $1.16M
|
30.9K
$1.47M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-25.1K- 33.72% |
$1.15M - $1.19M
|
49.4K
$2.34M
|
|
|
Feb 14, 2023
Q4 2022
|
Staley Capital Advisers Inc
|
SELL
|
- |
-28K- 19.77% |
$1.29M - $1.32M
|
114K
$5.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-28.9K- 9.58% |
$1.33M - $1.37M
|
273K
$12.9M
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-29.7K- 14.45% |
$1.36M - $1.4M
|
176K
$8.33M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-30.6K- 28.46% |
$1.41M - $1.45M
|
77K
$3.65M
|
|
|
Jan 25, 2023
Q4 2022
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-31K- 76.96% |
$1.42M - $1.46M
|
9.27K
$440K
|
|
|
Jan 30, 2023
Q4 2022
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-32.1K- 64.25% |
$1.47M - $1.51M
|
17.9K
$847K
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-34.8K- 0.89% |
$1.6M - $1.64M
|
3.89M
$185M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-35.7K- 5.27% |
$1.64M - $1.68M
|
641K
$30.4M
|
|
|
Feb 02, 2023
Q4 2022
|
Peddock Capital Advisors, LLC
|
SELL
|
- |
-36K- 75.8% |
$1.66M - $1.7M
|
11.5K
$545K
|
|
|
Feb 01, 2023
Q4 2022
|
Meritage Portfolio Management
|
SELL
|
- |
-38.9K- 39.37% |
$1.79M - $1.84M
|
59.9K
$2.84M
|
|
|
Aug 16, 2024
Q4 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-42.1K- 22.14% |
$1.94M - $1.99M
|
148K
$7.02M
|
|
|
Feb 14, 2023
Q4 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-42.8K- 45.52% |
$1.97M - $2.02M
|
51.2K
$2.43M
|
|
|
Jan 12, 2023
Q4 2022
|
Evensky & Katz LLC
|
SELL
|
- |
-46.7K- 99.68% |
$2.15M - $2.2M
|
150
$7.12K
|
|
|
Feb 02, 2023
Q4 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-46.7K- 90.65% |
$2.15M - $2.2M
|
4.82K
$229K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-48.6K- 10.05% |
$2.23M - $2.29M
|
435K
$20.6M
|
|
|
Jan 31, 2023
Q4 2022
|
Chatham Capital Group, Inc.
|
SELL
|
- |
-48.7K- 24.11% |
$2.24M - $2.3M
|
153K
$7.27M
|
|
|
Feb 07, 2023
Q4 2022
|
Dakota Wealth Management
|
SELL
|
- |
-56.1K- 92.11% |
$2.58M - $2.65M
|
4.81K
$228K
|
|
|
Feb 06, 2023
Q4 2022
|
Syverson Strege & CO
West Des Moines, IA |
SELL
|
- |
-58K- 99.34% |
$2.67M - $2.74M
|
383
$18.2K
|
|
|
Feb 06, 2023
Q4 2022
|
Country Club Bank
|
SELL
|
- |
-59.4K- 63.87% |
$2.73M - $2.8M
|
33.6K
$1.59M
|
|
|
Feb 07, 2023
Q4 2022
|
Amg National Trust Bank
|
SELL
|
- |
-65.9K- 72.04% |
$3.03M - $3.11M
|
25.6K
$1.21M
|
|
|
Feb 14, 2023
Q4 2022
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-66.3K- 21.86% |
$3.05M - $3.13M
|
237K
$11.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Ironwood Wealth Management, Llc.
|
SELL
|
- |
-76.5K- 45.04% |
$3.52M - $3.61M
|
93.3K
$4.43M
|
|
|
Feb 15, 2023
Q4 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-88.3K- 59.86% |
$4.06M - $4.17M
|
59.2K
$2.81M
|
|
|
Jan 24, 2023
Q4 2022
|
Caprin Asset Management LLC
Henrico, VA |
SELL
|
- |
-92.1K- 22.6% |
$4.24M - $4.35M
|
315K
$15M
|
|
|
Jan 27, 2023
Q4 2022
|
Leisure Capital Management
|
SELL
|
- |
-98.6K- 60.49% |
$4.53M - $4.65M
|
64.4K
$3.06M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-106K- 11.51% |
$4.89M - $5.02M
|
817K
$38.8M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-146K- 42.75% |
$6.69M - $6.87M
|
195K
$9.25M
|
|
|
Feb 13, 2023
Q4 2022
|
M&T Bank Corp
|
SELL
|
- |
-146K- 96.69% |
$6.71M - $6.89M
|
5.01K
$238K
|
|
|
Feb 02, 2023
Q4 2022
|
Bailard, Inc.
|
SELL
|
- |
-154K- 79.46% |
$7.06M - $7.25M
|
39.7K
$1.88M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-174K- 32.32% |
$7.98M - $8.19M
|
363K
$17.2M
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-223K- 4.29% |
$10.3M - $10.5M
|
4.98M
$236M
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-223K- 4.29% |
$10.3M - $10.5M
|
4.98M
$236M
|
|
|
Feb 13, 2023
Q4 2022
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-223K- 64.51% |
$10.3M - $10.5M
|
123K
$5.82M
|
|
|
Feb 10, 2023
Q4 2022
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-249K- 91.88% |
$11.5M - $11.8M
|
22K
$1.05M
|
|
|
Jan 30, 2023
Q4 2022
|
Sharkey, Howes & Javer
|
SELL
|
- |
-252K- 74.63% |
$11.6M - $11.9M
|
85.7K
$4.07M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-281K- 25.45% |
$12.9M - $13.3M
|
824K
$39.1M
|