Purchases and Sales Made in Q3 2021 in Vaneck Short Muni ETF (SMB)
This table provides information about the institutional ownership of Vaneck Short Muni ETF (SMB) during Q3 2021. The information is specifically focused on institutions that hold shares of VANECK SHORT MUNI ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
586KNew |
$10.5M - $10.6M
|
586K
$10M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
106K+ 9.78% |
$1.9M - $1.91M
|
1.19M
$20.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
99.3KNew |
$1.79M - $1.8M
|
99.3K
$1.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
57.4K+ 14.04% |
$1.03M - $1.04M
|
466K
$7.99M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
54.3KNew |
$977K - $983K
|
54.3K
$930K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
41.7K+ 8.28% |
$751K - $756K
|
546K
$9.35M
|
|
|
Feb 11, 2022
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
35.3KNew |
$636K - $640K
|
35.3K
$605K
|
|
|
Oct 19, 2021
Q3 2021
|
Alhambra Investment Partners LLC
|
BUY
|
- |
30.7KNew |
$553K - $556K
|
30.7K
$526K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
25.5KNew |
$460K - $462K
|
25.5K
$437K
|
|
|
Nov 04, 2021
Q3 2021
|
Sawgrass Asset Management LLC
|
BUY
|
- |
20.5KNew |
$370K - $372K
|
20.5K
$352K
|
|
|
Oct 01, 2021
Q3 2021
|
Eisner Amper Wealth Management Corporate Benefits, LLC
Iselin, NJ |
BUY
|
- |
19.5K+ 7.0% |
$350K - $352K
|
298K
$5.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
17.2K+ 3.61% |
$309K - $311K
|
494K
$8.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
15.9K+ 10.09% |
$286K - $288K
|
174K
$2.97M
|
|
|
Nov 05, 2021
Q3 2021
|
Tru Independence Asset Management 2, LLC
|
BUY
|
- |
14.4K+ 48.57% |
$259K - $261K
|
44K
$754K
|
|
|
Nov 09, 2021
Q3 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
14.2K+ 5.05% |
$256K - $258K
|
296K
$5.07M
|
|
|
Nov 01, 2021
Q3 2021
|
Kavar Capital Partners Group, LLC
Leawood, KS |
BUY
|
- |
12.5KNew |
$225K - $226K
|
12.5K
$214K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
12.5KNew |
$224K - $226K
|
12.5K
$214K
|
|
|
Feb 10, 2022
Q3 2021
|
Cypress Capital, LLC
|
BUY
|
- |
11.3KNew |
$204K - $205K
|
11.3K
$194K
|
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
10.8K+ 4.66% |
$195K - $196K
|
243K
$4.16M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.66K+ 12.91% |
$174K - $175K
|
84.5K
$1.45M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.77K+ 7.84% |
$158K - $159K
|
121K
$2.07M
|
|
|
Nov 02, 2021
Q3 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
8.2K+ 7.47% |
$148K - $149K
|
118K
$2.02M
|
|
|
Nov 09, 2021
Q3 2021
|
Milestone Advisory Partners
|
BUY
|
- |
8.1K+ 17.44% |
$146K - $147K
|
54.5K
$934K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
7.88K+ 47.45% |
$142K - $143K
|
24.5K
$419K
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
6.99K+ 3.55% |
$126K - $127K
|
204K
$3.49M
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
BUY
|
- |
6.99K+ 3.55% |
$126K - $127K
|
204K
$3.49M
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
6.83K+ 12.29% |
$123K - $124K
|
62.4K
$1.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.39K+ 1.4% |
$115K - $116K
|
464K
$7.95M
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
5.95K+ 5.73% |
$107K - $108K
|
110K
$1.88M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.7K+ 9.53% |
$103K - $103K
|
65.5K
$1.12M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
5.6K+ 43.72% |
$101K - $101K
|
18.4K
$315K
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
4.62K+ 5.56% |
$83.2K - $83.7K
|
87.7K
$1.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
4.08K+ 2.47% |
$73.5K - $73.9K
|
170K
$2.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
3.79KNew |
$68.2K - $68.7K
|
3.79K
$64.9K
|
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
BUY
|
- |
2.77KNew |
$49.8K - $50.1K
|
2.77K
$47.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
2.33KNew |
$41.9K - $42.1K
|
2.33K
$39.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.32K+ 8.36% |
$41.7K - $42K
|
30K
$515K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
1.67K+ 8.8% |
$30K - $30.2K
|
20.6K
$353K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
956+ 1.42% |
$17.2K - $17.3K
|
68K
$1.17M
|
|
|
Oct 15, 2021
Q3 2021
|
Juncture Wealth Strategies, LLC
|
BUY
|
- |
818+ 3.57% |
$14.7K - $14.8K
|
23.7K
$406K
|
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
500+ 11.24% |
$9K - $9.06K
|
4.95K
$84.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Argi Investment Services, LLC
|
BUY
|
- |
121+ 0.18% |
$2.18K - $2.19K
|
66.8K
$1.14M
|
|
|
Oct 29, 2021
Q3 2021
|
Versant Capital Management, Inc
|
BUY
|
- |
28+ 0.35% |
$504 - $507
|
8.14K
$139K
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
18+ 0.29% |
$324 - $326
|
6.25K
$107K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
12+ 0.08% |
$216 - $217
|
15.2K
$260K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3+ 0.09% |
$54 - $54.3
|
3.43K
$58.7K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-262- 2.11% |
$4.72K - $4.74K
|
12.2K
$208K
|
|
|
Nov 05, 2021
Q3 2021
|
Clear Perspectives Financial Planning, LLC
Cincinnati, OH |
SELL
|
- |
-644- 5.77% |
$11.6K - $11.7K
|
10.5K
$180K
|