Latest Institutional Sells of Sumitomo Mitsui Financial Group, Inc. (SMFG)
This list provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 17, 2019
Q3 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-5.81KClosed |
$37K - $41.5K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-3.31KClosed |
$21K - $23.6K
|
0
$0
|
|
Oct 15, 2019
Q3 2019
|
First Personal Financial Services
|
SELL
|
- |
-1.69KClosed |
$10.7K - $12.1K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.27KClosed |
$8.1K - $9.11K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-525Closed |
$3.34K - $3.75K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-260Closed |
$1.65K - $1.86K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-100Closed |
$636 - $715
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-64.2K- 74.49% |
$439K - $470K
|
22K
$325K
|
|
Jul 12, 2019
Q2 2019
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-25.7KClosed |
$175K - $188K
|
0
$0
|
|
Aug 01, 2019
Q2 2019
|
Td Asset Management Inc
|
SELL
|
- |
-17.7KClosed |
$121K - $130K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Israel Discount Bank Of New York
New York, NY |
SELL
|
- |
-6.93KClosed |
$47.3K - $50.7K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-4.44KClosed |
$30.3K - $32.5K
|
0
$0
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-3.45KClosed |
$23.6K - $25.3K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-2.95KClosed |
$20.1K - $21.6K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-2.5KClosed |
$17K - $18.3K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-1.62KClosed |
$11.1K - $11.8K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-916Closed |
$6.26K - $6.71K
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-760Closed |
$5.19K - $5.56K
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-530Closed |
$3.62K - $3.88K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-272Closed |
$1.86K - $1.99K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-250Closed |
$1.71K - $1.83K
|
0
$0
|
|
Q1 2019 | |||||||
Apr 15, 2019
Q1 2019
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-44.4KClosed |
$294K - $330K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Wolverine Asset Management LLC
|
SELL
|
- |
-20KClosed |
$132K - $149K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-17.5KClosed |
$116K - $130K
|
0
$0
|
|
Aug 16, 2019
Q1 2019
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-2.18KClosed |
$14.4K - $16.2K
|
0
$0
|
|
Apr 22, 2019
Q1 2019
|
G&S Capital LLC
|
SELL
|
- |
-885Closed |
$5.86K - $6.58K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-331Closed |
$2.19K - $2.46K
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-331Closed |
$2.19K - $2.46K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 12, 2019
Q4 2018
|
Bahl & Gaynor Inc
|
SELL
|
- |
-26KClosed |
$165K - $215K
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Jacobi Capital Management LLC
|
SELL
|
- |
-20.5KClosed |
$130K - $170K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-18.1KClosed |
$115K - $150K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
Henry James International Management Inc.
|
SELL
|
- |
-10.7KClosed |
$67.9K - $88.6K
|
0
$0
|
|
Jan 14, 2019
Q4 2018
|
True Private Wealth Advisors
|
SELL
|
- |
-4.52KClosed |
$28.7K - $37.4K
|
0
$0
|
|
Feb 01, 2019
Q4 2018
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-3.27KClosed |
$20.8K - $27.1K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-2.76KClosed |
$17.6K - $22.9K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-321Closed |
$2.04K - $2.66K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-89Closed |
$566 - $738
|
0
$0
|
|
Q3 2018 | |||||||
Nov 13, 2018
Q3 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-150KClosed |
$1.14M - $1.26M
|
0
$0
|
|
Oct 15, 2018
Q3 2018
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-17.9KClosed |
$136K - $151K
|
0
$0
|
|
Oct 19, 2018
Q3 2018
|
Palisade Asset Management, LLC
|
SELL
|
- |
-11.6KClosed |
$88.2K - $97.7K
|
0
$0
|
|
Jan 16, 2019
Q3 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-3.92KClosed |
$29.8K - $33K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.17KClosed |
$24.1K - $26.7K
|
0
$0
|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-2.27KClosed |
$17.2K - $19.1K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Adviser Investments LLC
|
SELL
|
- |
-1.23KClosed |
$9.34K - $10.3K
|
0
$0
|
|
Nov 09, 2018
Q3 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-767Closed |
$5.83K - $6.46K
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-753Closed |
$5.72K - $6.34K
|
0
$0
|
|
Oct 10, 2018
Q3 2018
|
Cordasco Financial Network
|
SELL
|
- |
-410Closed |
$3.12K - $3.45K
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-345Closed |
$2.62K - $2.9K
|
0
$0
|
|
Nov 06, 2018
Q3 2018
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-276Closed |
$2.1K - $2.32K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 10, 2018
Q2 2018
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-33KClosed |
$255K - $284K
|
0
$0
|