Purchases and Sales Made in Q4 2023 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q4 2023. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-1.9K- 82.64% |
$17.2K - $19.3K
|
399
$5.94K
|
|
|
Jan 22, 2024
Q4 2023
|
Werba Rubin Papier Wealth Management
San Jose, CA |
SELL
|
- |
-1.93K- 8.64% |
$17.5K - $19.6K
|
20.4K
$303K
|
|
|
Jan 11, 2024
Q4 2023
|
Bkm Wealth Management, LLC
Brookfield, WI |
SELL
|
- |
-1.98K- 4.94% |
$17.9K - $20.1K
|
38K
$565K
|
|
|
Jan 29, 2024
Q4 2023
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.99K- 11.64% |
$18K - $20.2K
|
15.1K
$225K
|
|
|
Feb 07, 2024
Q4 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-2.44K- 5.37% |
$22.1K - $24.8K
|
43K
$640K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-2.68K- 79.52% |
$24.3K - $27.2K
|
691
$10.3K
|
|
|
Aug 16, 2024
Q4 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-2.89K- 91.26% |
$26.2K - $29.4K
|
277
$4.12K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.97K- 69.63% |
$26.9K - $30.2K
|
1.3K
$19.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Prudent Man Advisors, LLC
|
SELL
|
- |
-3.03K- 16.0% |
$27.4K - $30.7K
|
15.9K
$236K
|
|
|
Feb 12, 2024
Q4 2023
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-3.04K- 3.85% |
$27.5K - $30.8K
|
75.8K
$1.13M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.46K- 9.68% |
$31.3K - $35.1K
|
32.3K
$480K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
SELL
|
- |
-3.98K- 7.03% |
$36K - $40.4K
|
52.7K
$784K
|
|
|
Feb 06, 2024
Q4 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-4.33K- 12.7% |
$39.2K - $44K
|
29.8K
$443K
|
|
|
Jan 22, 2024
Q4 2023
|
Five Oceans Advisors
|
SELL
|
- |
-4.56K- 18.65% |
$41.2K - $46.2K
|
19.9K
$296K
|
|
|
Feb 02, 2024
Q4 2023
|
Channing Global Advisors, LLC
|
SELL
|
- |
-4.57K- 12.0% |
$41.3K - $46.3K
|
33.5K
$498K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.99K- 13.02% |
$45.1K - $50.6K
|
33.3K
$496K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.1K- 16.88% |
$46.1K - $51.7K
|
25.1K
$373K
|
|
|
Feb 14, 2024
Q4 2023
|
Ramirez Asset Management, Inc.
New York, NY |
SELL
|
- |
-5.42K- 1.43% |
$49K - $55K
|
374K
$5.57M
|
|
|
Feb 07, 2024
Q4 2023
|
Vise Technologies, Inc.
New York, NY |
SELL
|
- |
-5.58K- 9.16% |
$50.5K - $56.6K
|
55.3K
$823K
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-6K- 26.52% |
$54.3K - $60.9K
|
16.6K
$247K
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-6.38K- 0.8% |
$57.8K - $64.8K
|
796K
$11.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-7.03K- 72.03% |
$63.6K - $71.3K
|
2.73K
$40.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-8.69K- 8.65% |
$78.6K - $88.2K
|
91.7K
$1.36M
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-8.88K- 70.13% |
$80.3K - $90.1K
|
3.78K
$56.3K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-9.46K- 15.12% |
$85.6K - $96K
|
53.1K
$790K
|
|
|
Mar 05, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-10.2K- 6.06% |
$92.6K - $104K
|
159K
$2.36M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-10.7K- 4.53% |
$97.2K - $109K
|
227K
$3.37M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-13.6K- 17.3% |
$123K - $138K
|
64.8K
$964K
|
|
|
Feb 14, 2024
Q4 2023
|
Systm Wealth Solutions LLC
Chicago, IL |
SELL
|
- |
-14.8K- 63.39% |
$134K - $151K
|
8.57K
$127K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-14.9K- 50.32% |
$134K - $151K
|
14.7K
$218K
|
|
|
Feb 09, 2024
Q4 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-15K- 2.5% |
$136K - $152K
|
587K
$8.73M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-18.4K- 14.98% |
$167K - $187K
|
104K
$1.55M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-18.7K- 2.2% |
$170K - $190K
|
831K
$12.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-19.1K- 39.54% |
$173K - $194K
|
29.2K
$434K
|
|
|
Feb 14, 2024
Q4 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-24.2K- 8.72% |
$219K - $245K
|
253K
$3.76M
|
|
|
Nov 14, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-25.2K- 68.2% |
$228K - $256K
|
11.7K
$175K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-25.3K- 17.86% |
$229K - $257K
|
116K
$1.73M
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-27K- 5.45% |
$244K - $274K
|
468K
$6.96M
|
|
|
Jan 25, 2024
Q4 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-27K- 5.45% |
$244K - $274K
|
468K
$6.96M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-27.7K- 99.13% |
$251K - $281K
|
243
$3.62K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-28.8K- 49.68% |
$260K - $292K
|
29.1K
$434K
|
|
|
Jan 29, 2024
Q4 2023
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
SELL
|
- |
-36.9K- 67.82% |
$334K - $374K
|
17.5K
$260K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-40.9K- 43.33% |
$370K - $415K
|
53.5K
$797K
|
|
|
Feb 12, 2024
Q4 2023
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-41.1K- 89.65% |
$372K - $417K
|
4.74K
$70.6K
|
|
|
Jan 10, 2024
Q4 2023
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-41.4K- 9.32% |
$374K - $420K
|
402K
$5.99M
|
|
|
Jan 17, 2024
Q4 2023
|
Schechter Investment Advisors, LLC
Birmingham, MI |
SELL
|
- |
-42.3K- 58.24% |
$383K - $430K
|
30.4K
$452K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-43.3K- 32.44% |
$392K - $440K
|
90.3K
$1.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Causeway Capital Management LLC
Los Angeles, CA |
SELL
|
- |
-44.8K- 4.33% |
$405K - $454K
|
988K
$14.7M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-47.3K- 62.92% |
$428K - $480K
|
27.9K
$415K
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-47.7K- 6.74% |
$431K - $484K
|
659K
$9.81M
|