Purchases and Sales Made in Q3 2023 in Spdr Ssga Us Small Cap Low Vol (SMLV)
This table provides information about the institutional ownership of Spdr Ssga Us Small Cap Low Vol (SMLV) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SSGA US SMALL CAP LOW VOL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2023
Q3 2023
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
169KNew |
$16.6M - $18.5M
|
169K
$21.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.75K+ 16.2% |
$565K - $631K
|
41.3K
$5.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.68K+ 7.86% |
$460K - $513K
|
64.2K
$8.35M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.06K+ 113.19% |
$399K - $445K
|
7.65K
$994K
|
|
|
Oct 05, 2023
Q3 2023
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
4.05K+ 5.47% |
$398K - $444K
|
78K
$10.1M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
3.91K+ 135.82% |
$384K - $429K
|
6.79K
$883K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.79K+ 138.45% |
$274K - $306K
|
4.81K
$626K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.95K+ 3.2% |
$192K - $214K
|
62.9K
$8.17M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.31K+ 4.17% |
$129K - $144K
|
32.8K
$4.27M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.19K+ 12.4% |
$117K - $130K
|
10.8K
$1.4M
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
620+ 24.06% |
$60.9K - $68K
|
3.2K
$416K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
441+ 5.65% |
$43.3K - $48.3K
|
8.24K
$1.07M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
406New |
$39.9K - $44.5K
|
406
$52.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
325+ 2.03% |
$31.9K - $35.6K
|
16.4K
$2.13M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
192+ 4.9% |
$18.9K - $21K
|
4.11K
$534K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
147+ 5.52% |
$14.4K - $16.1K
|
2.81K
$365K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
110New |
$10.8K - $12.1K
|
110
$14.3K
|
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
63+ 0.72% |
$6.19K - $6.91K
|
8.8K
$1.14M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
52+ 1.82% |
$5.11K - $5.7K
|
2.9K
$378K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
50+ 2.39% |
$4.91K - $5.48K
|
2.15K
$279K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
48+ 1.02% |
$4.71K - $5.26K
|
4.75K
$617K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
30+ 0.64% |
$2.95K - $3.29K
|
4.74K
$616K
|
|
|
Oct 19, 2023
Q3 2023
|
Dohj, LLC
Seattle, WA |
BUY
|
- |
27+ 0.44% |
$2.65K - $2.96K
|
6.14K
$798K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
18+ 29.03% |
$1.77K - $1.97K
|
80
$10.4K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
16+ 0.55% |
$1.57K - $1.75K
|
2.94K
$382K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
16+ 0.57% |
$1.57K - $1.75K
|
2.84K
$369K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
6+ 0.12% |
$589 - $658
|
5.03K
$653K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$98.2 - $110
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-26- 0.39% |
$2.55K - $2.85K
|
6.58K
$855K
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-98- 31.51% |
$9.63K - $10.7K
|
213
$27.7K
|
|
|
Oct 30, 2023
Q3 2023
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-120- 1.48% |
$11.8K - $13.2K
|
7.99K
$1.04M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-139- 0.38% |
$13.7K - $15.2K
|
36.2K
$4.7M
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-185- 2.24% |
$18.2K - $20.3K
|
8.07K
$1.05M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-195- 55.4% |
$19.2K - $21.4K
|
157
$20.4K
|
|
|
Oct 31, 2023
Q3 2023
|
Hf Advisory Group, LLC
Annapolis, MD |
SELL
|
- |
-265- 4.42% |
$26K - $29K
|
5.73K
$745K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-268- 1.84% |
$26.3K - $29.4K
|
14.3K
$1.86M
|
|
|
Oct 19, 2023
Q3 2023
|
Marshall Financial Group LLC
|
SELL
|
- |
-314- 3.24% |
$30.8K - $34.4K
|
9.39K
$1.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-380- 2.68% |
$37.3K - $41.7K
|
13.8K
$1.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Roffman Miller Associates Inc
Philadelphia, PA |
SELL
|
- |
-470- 7.83% |
$46.2K - $51.5K
|
5.53K
$719K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-702- 7.1% |
$69K - $76.9K
|
9.19K
$1.19M
|
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-717- 3.56% |
$70.4K - $78.6K
|
19.4K
$2.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-884- 8.74% |
$86.8K - $96.9K
|
9.23K
$1.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-1.13K- 14.89% |
$111K - $124K
|
6.48K
$842K
|
|
|
Oct 12, 2023
Q3 2023
|
Johnson & White Wealth Management, LLC
York, PA |
SELL
|
- |
-1.16K- 5.96% |
$114K - $127K
|
18.3K
$2.38M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.7K- 14.52% |
$167K - $186K
|
9.99K
$1.3M
|
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-1.88K- 21.13% |
$184K - $206K
|
7K
$910K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.98K- 29.58% |
$194K - $217K
|
4.71K
$612K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.64K- 11.92% |
$259K - $289K
|
19.5K
$2.54M
|