Latest Institutional Transactions on Pimco ETF Tr Sht Term Mun Bd A (SMMU)
This table provides information on the latest institutional transactions involving Pimco ETF Tr Sht Term Mun Bd A (SMMU) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-984Closed |
$50.5K - $50.7K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-207Closed |
$10.6K - $10.7K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-295Closed |
$15.1K - $15.2K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-502Closed |
$25.7K - $25.9K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-4.54KClosed |
$233K - $235K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-450Closed |
$23.1K - $23.2K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 21, 2021
Q4 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-72Closed |
$3.68K - $3.7K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-4.97KClosed |
$254K - $255K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.51K- 34.26% |
$75K - $77.1K
|
2.9K
$144K
|
|
|
Aug 21, 2020
Q2 2020
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-93.3KClosed |
$4.63M - $4.76M
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 13, 2023
Q1 2020
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
4.96KNew |
$241K - $254K
|
4.96K
$247K
|
|
|
May 13, 2020
Q1 2020
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-18.8KClosed |
$910K - $958K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.9KClosed |
$528K - $557K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-3.3KClosed |
$160K - $169K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
10.2KNew |
$496K - $523K
|
10.2K
$510K
|
|
|
Apr 20, 2020
Q1 2020
|
Tfo Tdc, LLC
|
SELL
|
- |
-5Closed |
$243 - $256
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-4.5KClosed |
$218K - $230K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-1.7KClosed |
$85.8K - $86.2K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-175Closed |
N/A
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-337Closed |
N/A
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-19.9KClosed |
N/A
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 22, 2019
Q4 2018
|
Equitable Trust CO
|
SELL
|
- |
-9.87KClosed |
N/A
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.78KClosed |
N/A
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
6.83KNew |
N/A
|
6.83K
$340K
|
|
|
Nov 01, 2018
Q3 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
-1KClosed |
N/A
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 04, 2018
Q1 2018
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-512Closed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-3.97KClosed |
N/A
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
N/A
|
1
$49.9
|
|